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Sumitomo Mitsui Financial

165 hedge funds and large institutions have $602M invested in Sumitomo Mitsui Financial in 2016 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 48 increasing their positions, 69 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

16% more capital invested

Capital invested by funds: $519M → $602M (+$82.9M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.13% less ownership

Funds ownership: 6.42%6.29% (-0.13%)

3% less funds holding

Funds holding: 170165 (-5)

17% less first-time investments, than exits

New positions opened: 20 | Existing positions closed: 24

30% less repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 69

Holders
165
Holders Change
-5
Holders Change %
-2.94%
% of All Funds
4.4%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
20
Increased
48
Reduced
69
Closed
24
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Lazard Asset Management
1
Lazard Asset Management
New York
$97.9M +$392K +60,419 +0.4%
Bank of America
2
Bank of America
North Carolina
$62M -$2.49M -383,625 -4%
Morgan Stanley
3
Morgan Stanley
New York
$53.4M -$5.9M -909,402 -10%
NMC
4
Nine Masts Capital
Hong Kong
$49.8M -$2.44M -376,380 -5%
JP Morgan Chase
5
JP Morgan Chase
New York
$39.6M +$25.7M +3,961,687 +209%
Northern Trust
6
Northern Trust
Illinois
$32.3M -$4.68M -721,738 -13%
PPA
7
Parametric Portfolio Associates
Washington
$24.4M +$861K +132,778 +4%
AG
8
Aperio Group
California
$20M +$2.57M +396,567 +15%
JG
9
Jefferies Group
New York
$18.7M -$5.19M -800,000 -22%
Wells Fargo
10
Wells Fargo
California
$17M -$520K -80,194 -3%
CGH
11
Crossmark Global Holdings
Texas
$14.7M +$12.3M +1,901,797 New
Goldman Sachs
12
Goldman Sachs
New York
$12.9M +$1.96M +301,881 +19%
OAG
13
Orbis Allan Gray
Bermuda
$12.4M +$3.79M +584,189 +47%
CCM
14
Causeway Capital Management
California
$12.1M -$6.38M -983,989 -35%
Renaissance Technologies
15
Renaissance Technologies
New York
$10.7M -$1.55M -238,300 -13%
Natixis Advisors
16
Natixis Advisors
Massachusetts
$10.2M +$740K +114,056 +8%
RJA
17
Raymond James & Associates
Florida
$9.33M +$386K +59,502 +4%
ClearBridge Investments
18
ClearBridge Investments
New York
$8.45M -$683K -105,285 -8%
UBS AM
19
UBS AM
Illinois
$7.29M +$929K +143,185 +15%
WT
20
Wellcome Trust
United Kingdom
$6.75M
GT
21
Glenmede Trust
Pennsylvania
$5.35M -$63.2K -9,743 -1%
Massachusetts Financial Services
22
Massachusetts Financial Services
Massachusetts
$5.27M -$86.3K -13,305 -2%
CGT
23
Capital Guardian Trust
California
$4.9M +$14.6K +2,252 +0.3%
CAM
24
Capstone Asset Management
Texas
$4.01M +$18.5K +2,850 +0.5%
ACC
25
Accident Compensation Corp
New Zealand
$3.38M +$467K +72,017 +17%

SMFG Hedge Fund Activity: Q3 2016 in Review

165 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q3 2016, worth a combined $602M — up 16% from $519M a quarter earlier.

Sellers outnumbered buyers: 24 funds closed out of SMFG and 20 opened new positions — a net loss of 4 holders — while 69 trimmed existing stakes and 48 added.

The largest buyer was JP Morgan Chase, adding an estimated $25.7M. The largest seller was Jane Street, exiting entirely with an estimated $11.5M sold.

  • 165 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q3 2016, down from 170 in Q2 2016.
  • Funds reported $602M of Sumitomo Mitsui Financial stock for Q3 2016, up 16% quarter-over-quarter.
  • 20 funds opened new Sumitomo Mitsui Financial positions in Q3 2016 and 24 closed out, a net change of -4 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q3 2016 was JP Morgan Chase, an estimated $25.7M added.
  • The largest Sumitomo Mitsui Financial seller in Q3 2016 was Jane Street, an estimated $11.5M sold.

Based on aggregated 13F filings for Q3 2016.