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Sumitomo Mitsui Financial

241 hedge funds and large institutions have $1.35B invested in Sumitomo Mitsui Financial in 2019 Q4 according to their latest regulatory filings, with 47 funds opening new positions, 100 increasing their positions, 66 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

96% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 24

52% more repeat investments, than reductions

Existing positions increased: 100 | Existing positions reduced: 66

8% more funds holding

Funds holding: 223241 (+18)

6% more capital invested

Capital invested by funds: $1.27B → $1.35B (+$71.4M)

0.05% more ownership

Funds ownership: 13.58%13.63% (+0.05%)

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

71% less call options, than puts

Call options by funds: $299K | Put options by funds: $1.03M

Holders
241
Holders Change
+18
Holders Change %
+8.07%
% of All Funds
4.75%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
47
Increased
100
Reduced
66
Closed
24
Calls
$299K
Puts
$1.03M
Net Calls
-$731K
Net Calls Change
+$560K
Name Holding Trade Value Shares
Change
Change in
Stake
Fisher Asset Management
1
Fisher Asset Management
Washington
$461M +$6.45M +895,843 +1%
Lazard Asset Management
2
Lazard Asset Management
New York
$109M -$1.28M -177,528 -1%
CAC
3
Cowen and Company
New York
$73M -$2.88M -400,000 -4%
Bank of America
4
Bank of America
North Carolina
$65.6M +$19.1M +2,647,806 +43%
Morgan Stanley
5
Morgan Stanley
New York
$62.8M +$345K +47,984 +0.6%
Renaissance Technologies
6
Renaissance Technologies
New York
$61.9M +$12M +1,663,691 +25%
Wells Fargo
7
Wells Fargo
California
$59.8M +$8.34M +1,159,027 +17%
PPA
8
Parametric Portfolio Associates
Washington
$58M +$1.56M +217,401 +3%
Northern Trust
9
Northern Trust
Illinois
$55.1M +$515K +71,555 +1%
Goldman Sachs
10
Goldman Sachs
New York
$50M +$20.9M +2,905,697 +76%
AG
11
Aperio Group
California
$45.7M -$3.73M -518,272 -8%
US Bancorp
12
US Bancorp
Minnesota
$16.7M -$6.17K -858 -0%
CCM
13
Causeway Capital Management
California
$14.5M -$115K -16,053 -0.8%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$11.5M +$115 +16 +0%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$11.3M -$727K -101,025 -6%
TAM
16
Todd Asset Management
Kentucky
$10.8M +$74K +10,282 +0.7%
LFAS
17
Level Four Advisory Services
Texas
$9.48M +$165K +22,934 +16%
D.E. Shaw & Co
18
D.E. Shaw & Co
New York
$9.48M +$1.84M +255,999 +25%
Natixis Advisors
19
Natixis Advisors
Massachusetts
$9.41M +$1.42M +197,957 +18%
RJA
20
Raymond James & Associates
Florida
$8.27M -$181K -25,112 -2%
NMC
21
Nine Masts Capital
Hong Kong
$8.17M -$11.6M -1,607,574 -59%
Franklin Resources
22
Franklin Resources
California
$7.39M -$2.9M -403,606 -29%
TRSOTSOK
23
Teachers Retirement System of the State of Kentucky
Kentucky
$6.69M
JP Morgan Chase
24
JP Morgan Chase
New York
$6.24M +$269K +37,423 +5%
FWCM
25
Ferguson Wellman Capital Management
Oregon
$6.16M +$318K +44,164 +6%

SMFG Hedge Fund Activity: Q4 2019 in Review

241 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q4 2019, worth a combined $1.35B — up 5.6% from $1.27B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new SMFG positions and 24 closed out — a net gain of 23 holders — while 100 added to existing stakes and 66 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $20.9M. The largest seller was LMR Partners, cutting an estimated $32.4M.

  • 241 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q4 2019, up from 223 in Q3 2019.
  • Funds reported $1.35B of Sumitomo Mitsui Financial stock for Q4 2019, up 5.6% quarter-over-quarter.
  • 47 funds opened new Sumitomo Mitsui Financial positions in Q4 2019 and 24 closed out, a net change of +23 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q4 2019 was Goldman Sachs, an estimated $20.9M added.
  • The largest Sumitomo Mitsui Financial seller in Q4 2019 was LMR Partners, an estimated $32.4M sold.

Based on aggregated 13F filings for Q4 2019.