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Sumitomo Mitsui Financial

272 hedge funds and large institutions have $985M invested in Sumitomo Mitsui Financial in 2023 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 107 increasing their positions, 97 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

9,640% more call options, than puts

Call options by funds: $13.6M | Put options by funds: $140K

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

36% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 22

10% more repeat investments, than reductions

Existing positions increased: 107 | Existing positions reduced: 97

5% more capital invested

Capital invested by funds: $937M → $985M (+$48.3M)

3% more funds holding

Funds holding: 265272 (+7)

0.67% less ownership

Funds ownership: 8.14%7.47% (-0.67%)

Holders
272
Holders Change
+7
Holders Change %
+2.64%
% of All Funds
4.32%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.05%
New
30
Increased
107
Reduced
97
Closed
22
Calls
$13.6M
Puts
$140K
Net Calls
+$13.5M
Net Calls Change
+$12.5M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$121M -$284K -30,673 -0.2%
Goldman Sachs
2
Goldman Sachs
New York
$115M -$1.48M -160,313 -1%
Fidelity Investments
3
Fidelity Investments
Massachusetts
$68.6M +$5.55M +600,360 +9%
BlackRock
4
BlackRock
New York
$63.2M +$1.58M +170,774 +3%
Wells Fargo
5
Wells Fargo
California
$49.7M +$138K +14,879 +0.3%
Lazard Asset Management
6
Lazard Asset Management
New York
$49M -$23.5M -2,535,247 -34%
CIM
7
Cowen Investment Management
New York
$40.9M -$2.77M -299,300 -7%
Northern Trust
8
Northern Trust
Illinois
$34.2M -$3.63M -392,777 -10%
Invesco
9
Invesco
Georgia
$31.4M -$6.29M -679,859 -18%
Bank of America
10
Bank of America
North Carolina
$28.5M -$502K -54,258 -2%
Dimensional Fund Advisors
11
Dimensional Fund Advisors
Texas
$23.2M +$500K +54,066 +2%
Natixis Advisors
12
Natixis Advisors
Massachusetts
$21.9M +$747K +80,733 +4%
Renaissance Technologies
13
Renaissance Technologies
New York
$19.4M -$1.49M -161,000 -8%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$19M -$158K -17,052 -0.9%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$13.3M -$1.05M -113,930 -8%
American Century Companies
16
American Century Companies
Missouri
$11.2M +$624K +67,464 +6%
CCM
17
Causeway Capital Management
California
$10.2M -$5.86M -633,250 -38%
Federated Hermes
18
Federated Hermes
Pennsylvania
$9.5M -$231K -24,947 -3%
CFM
19
Capricorn Fund Managers
United Kingdom
$9.07M +$8.51M +920,334 New
JP Morgan Chase
20
JP Morgan Chase
New York
$8.37M -$541K -58,487 -6%
AHC
21
Anderson Hoagland & Co
Missouri
$8.16M +$2.92M +315,394 +61%
CIBC World Market
22
CIBC World Market
Ontario, Canada
$7.9M -$63.6K -6,873 -0.8%
Qube Research & Technologies (QRT)
23
Qube Research & Technologies (QRT)
United Kingdom
$7.78M +$3.52M +381,034 +93%
CIBC Asset Management
24
CIBC Asset Management
Ontario, Canada
$6.96M -$200K -21,625 -3%
XC
25
XY Capital
Hong Kong
$6.68M +$6.27M +677,984 New

SMFG Hedge Fund Activity: Q3 2023 in Review

272 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q3 2023, worth a combined $985M — up 5.2% from $937M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new SMFG positions and 22 closed out — a net gain of 8 holders — while 107 added to existing stakes and 97 trimmed.

The largest buyer was Capricorn Fund Managers, opening a new position worth an estimated $8.51M. The largest seller was Cowen and Company, exiting entirely with an estimated $24.1M sold.

  • 272 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q3 2023, up from 265 in Q2 2023.
  • Funds reported $985M of Sumitomo Mitsui Financial stock for Q3 2023, up 5.2% quarter-over-quarter.
  • 30 funds opened new Sumitomo Mitsui Financial positions in Q3 2023 and 22 closed out, a net change of +8 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q3 2023 was Capricorn Fund Managers, an estimated $8.51M added.
  • The largest Sumitomo Mitsui Financial seller in Q3 2023 was Cowen and Company, an estimated $24.1M sold.

Based on aggregated 13F filings for Q3 2023.