Cowen Investment Management’s Sumitomo Mitsui Financial SMFG Stock Holding History

Cowen Investment Management’s Portfolio SMFG Stock Details SMFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q3	–	Sell	-3,301,575	Closed	-$44.3M	–	5
2024 Q2	$44.3M	Hold	3,301,575	–	–	66.77%	1
2024 Q1	$38.9M	Sell	3,301,575 -850,000	-20%	-$9.12M	47.83%	1
2023 Q4	$40.2M	Sell	4,151,575 -1,000	-0%	-$9.69K	49.13%	1
2023 Q3	$40.9M	Sell	4,152,575 -299,300	-7%	-$2.77M	51.93%	1
2023 Q2	$38.3M	Sell	4,451,875 -1,192,000	-21%	-$9.85M	22.85%	1
2023 Q1	$45.2M	Sell	5,643,875 -1,000,000	-15%	-$8.46M	11.78%	1
2022 Q4	$53.3M	Sell	6,643,875 -550,000	-8%	-$3.5M	10.83%	1
2022 Q3	$39.6M	Sell	7,193,875 -2,721,725	-27%	-$16.4M	8.55%	2
2022 Q2	$58.5M	Hold	9,915,600	–	–	12.44%	1
2022 Q1	$62.2M	Sell	9,915,600 -445,000	-4%	-$3.17M	13.31%	2
2021 Q4	$70.3M	Hold	10,360,600	–	–	15.16%	2
2021 Q3	$72.6K	Hold	10,360,600	–	–	0.12%	2
2021 Q2	$71.4M	Sell	10,360,600 -25,000	-0.2%	-$179K	18.53%	1
2021 Q1	$75.3M	Sell	10,385,600 -80,000	-0.8%	-$557K	29.13%	1
2020 Q4	$64.6M	Sell	10,465,600 -284,400	-3%	-$1.67M	29.84%	1
2020 Q3	$60.1M	Sell	10,750,000 -250,000	-2%	-$1.43M	25.27%	1
2020 Q2	$61.8M	Hold	11,000,000	–	–	39.43%	1
2020 Q1	$52.7M	Buy	+11,000,000	New	+$70.9M	30.21%	1

Other funds holding SMFG

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

CCMG

Clark Capital Management Group Philadelphia, Pennsylvania $16.2B AUM 29.8% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Cowen Investment Management's SMFG Position: Q3 2024 in Review

Cowen Investment Management sold out of Sumitomo Mitsui Financial (SMFG) in Q3 2024, closing a stake of 3,301,575 shares — an estimated $44.3M sold.

Cowen Investment Management first reported a position in SMFG in Q1 2020 and held it in 18 quarters. The position peaked at $75.3M in Q1 2021. 332 funds tracked by Wall St. Rank hold SMFG as of Q3 2024.

Cowen Investment Management reported no remaining Sumitomo Mitsui Financial position as of Q3 2024 after selling out during the quarter.
Cowen Investment Management sold 3,301,575 Sumitomo Mitsui Financial shares in Q3 2024, an estimated $44.3M.
Cowen Investment Management first reported a position in Sumitomo Mitsui Financial in Q1 2020 and held it in 18 quarters.
Cowen Investment Management's Sumitomo Mitsui Financial position peaked at $75.3M in Q1 2021.
332 funds tracked by Wall St. Rank held Sumitomo Mitsui Financial as of Q3 2024.

Based on Cowen Investment Management's 13F filing for Q3 2024, filed 8 Nov 2024.