We are live on ! Find out more
CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
-12.82%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$12M
AUM Growth
-$10.4M
Cap. Flow
-$8.65M
Cap. Flow %
-71.94%
Top 10 Hldgs %
100%
Holding
3
New
–
Increased
–
Reduced
–
Closed
2

Top Buys

No buys this quarter

Top Sells

1
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$8.45M
2
STCN
Steel Connect, Inc. Common Stock
STCN
+$199K

Sector Composition

1 Financials 100%
2 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYG icon
1
Lloyds Banking Group
LYG
$86.6B
$12M 100%
4,421,183
– –
HTZWW
2
Hertz Global Holdings Warrants
HTZWW
$71.6M
– –
-3,859,356
Closed -$8.45M
STCN
3
DELISTED
Steel Connect, Inc. Common Stock
STCN
– –
-18,830
Closed -$199K

Similar funds

SFG
Susquehanna Financial Group Bala Cynwyd, Pennsylvania $10.9M AUM
AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
Zimmermann Investment Management & Planning New Cumberland, Pennsylvania $2.27M AUM 29.81% 1-Year Est. Return
RCI
Ridgeback Capital Investments Miami Beach, Florida $560K AUM

Cowen Investment Management's Q4 2024 Portfolio in Review

As of Q4 2024, Cowen Investment Management held 3 positions worth $12M, down 46% from $22.4M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Cowen Investment Management withdrew a net $8.65M in Q4 2024, closing 2 positions. Its most notable exit was Hertz Global Holdings Warrants, an estimated $8.45M position sold in full.

By sector, the portfolio is most concentrated in Financials at 100% of assets, up from 61% a quarter earlier, followed by Industrials.

  • Cowen Investment Management fully exited Hertz Global Holdings Warrants in Q4 2024, selling an estimated $8.45M.
  • Cowen Investment Management's ten largest holdings make up 100% of its $12M portfolio in Q4 2024.
  • Cowen Investment Management opened 0 new positions and closed 2 in Q4 2024.
  • Cowen Investment Management's portfolio value fell 46% quarter-over-quarter to $12M.

Based on Cowen Investment Management's 13F filing for Q4 2024, filed 13 Feb 2025.