CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$78.1M
AUM Growth
-$88.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
47
New
Increased
Reduced
Closed

Top Buys

1
+$4.91M
2
+$1.87M
3
+$1.34M

Top Sells

1
+$12.7M
2
+$10M
3
+$7.84M
4
SLAM
Slam Corp. Class A Ordinary Share
SLAM
+$6.06M
5
LSXMK
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
+$6M

Sector Composition

1 Financials 65.19%
2 Real Estate 16.24%
3 Industrials 7.31%
4 Communication Services 5.97%
5 Technology 0.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$40.9M 52.44%
4,152,575
-299,300
2
$12.7M 16.24%
1,012,867
+353,078
3
$9.42M 12.06%
4,421,183
4
$5.31M 6.8%
143,233
5
$3.63M 4.65%
509,837
-2,935
6
$3.06M 3.92%
33,670
+20,988
7
$1.6M 2.05%
17,550
+15,000
8
$538K 0.69%
50,000
9
$435K 0.56%
160,000
10
$203K 0.26%
12,500
11
$198K 0.25%
18,830
-1,900
12
$59.4K 0.08%
121,493
-41,481
13
– –
-750,000
14
– –
-25,000
15
– –
0
16
– –
0
17
– –
0
18
– –
-49,800
19
– –
0
20
– –
-25,000
21
– –
-400,000
22
– –
-100,000
23
– –
-246,833
24
– –
-570,000
25
– –
-950,000
1
2