CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+5.32%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$78.1M
AUM Growth
+$78.1M
Cap. Flow
-$92.1M
Cap. Flow %
-117.92%
Top 10 Hldgs %
99.67%
Holding
47
New
–
Increased
3
Reduced
4
Closed
31

Top Buys

1
STHO icon
Star Holdings Shares of Beneficial Interest
STHO
$4.42M
2
LBRDA icon
Liberty Broadband Class A
LBRDA
$1.91M
3
LBRDK icon
Liberty Broadband Class C
LBRDK
$1.37M

Top Sells

1
PTRA
Proterra Inc. Common Stock
PTRA
$12.7M
2
KCGI
Kensington Capital Acquisition Corp. V
KCGI
$10M
3
LCAA
L Catterton Asia Acquisition Corp Class A Ordinary Shares
LCAA
$7.85M
4
LSXMK
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$6.26M
5
SLAM
Slam Corp. Class A Ordinary Share
SLAM
$6.06M

Sector Composition

1 Financials 65.19%
2 Real Estate 16.24%
3 Industrials 7.31%
4 Communication Services 5.97%
5 Technology 0.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SMFG icon
1
Sumitomo Mitsui Financial
SMFG
$105B
$40.9M 51.93% 4,152,575 -299,300 -7% -$2.95M
STHO icon
2
Star Holdings Shares of Beneficial Interest
STHO
$115M
$12.7M 16.09% 1,012,867 +353,078 +54% +$4.42M
LYG icon
3
Lloyds Banking Group
LYG
$64.3B
$9.42M 11.95% 4,421,183 – –
RTO icon
4
Rentokil
RTO
$12.4B
$5.31M 6.73% 143,233 – –
KMF
5
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$3.63M 4.6% 509,837 -2,935 -0.6% -$20.9K
LBRDA icon
6
Liberty Broadband Class A
LBRDA
$8.71B
$3.06M 3.88% 33,670 +20,988 +165% +$1.91M
LBRDK icon
7
Liberty Broadband Class C
LBRDK
$8.73B
$1.6M 2.03% 17,550 +15,000 +588% +$1.37M
SKGR
8
DELISTED
SK Growth Opportunities Corporation Class A Common Stock
SKGR
$538K 0.68% 50,000 – –
NNDM
9
Nano Dimension
NNDM
$300M
$435K 0.55% 160,000 – –
VATE icon
10
INNOVATE Corp
VATE
$72.1M
$203K 0.26% 125,000 – –
STCN
11
DELISTED
Steel Connect, Inc. Common Stock
STCN
$198K 0.25% 18,830 -1,900 -9% -$20K
LTRPA
12
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$59.4K 0.08% 121,493 -41,481 -25% -$20.3K
AVPTW
13
DELISTED
AvePoint Inc Warrant
AVPTW
– – -25,000 Closed -$22.7K
DDD icon
14
3D Systems Corporation
DDD
$295M
– – 0 – –
SIRI icon
15
SiriusXM
SIRI
$7.96B
– – 0 – –
SPY icon
16
SPDR S&P 500 ETF Trust
SPY
$658B
– – 0 – –
SSYS icon
17
Stratasys
SSYS
$906M
– – -49,800 Closed -$884K
TLT icon
18
iShares 20+ Year Treasury Bond ETF
TLT
$47.8B
– – 0 – –
BMTX.WS
19
DELISTED
BM Technologies, Inc. Warrants, each warrant exercisable for one share of Common Stock at an exercise price of $11.50
BMTX.WS
– – -25,000 Closed -$3.75K
PFTA
20
DELISTED
Perception Capital Corp. III Class A Ordinary Share
PFTA
– – -400,000 Closed -$4.15M
CDAQU
21
DELISTED
Compass Digital Acquisition Corp. Unit
CDAQU
– – -100,000 Closed -$1.04M
LSXMK
22
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
– – -191,195 Closed -$6.26M
SLAM
23
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
– – -570,000 Closed -$6.06M
KCGI
24
DELISTED
Kensington Capital Acquisition Corp. V
KCGI
– – -950,000 Closed -$10M
ZLS
25
DELISTED
Zalatoris II Acquisition Corp Class A Ordinary Shares
ZLS
– – -135,000 Closed -$1.4M
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