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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+2.7%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$81.8M
AUM Growth
+$2.96M
Cap. Flow
+$18.2M
Cap. Flow %
22.22%
Top 10 Hldgs %
100%
Holding
16
New
1
Increased
5
Reduced
2
Closed
6

Top Buys

Rank Stock Value
1
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$7.4M
2
LBRDK icon
Liberty Broadband Class C
LBRDK
+$1.78M
3
STHO icon
Star Holdings Shares of Beneficial Interest
STHO
+$889K
4
LBRDA icon
Liberty Broadband Class A
LBRDA
+$143K

Top Sells

Rank Stock Value
1
RTO icon
Rentokil
RTO
+$5.31M
2
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$3.63M
3
SKGR
SK Growth Opportunities Corporation Class A Common Stock
SKGR
+$538K
4
VATE icon
INNOVATE Corp
VATE
+$203K
5
LTRPA
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
+$59.4K

Sector Composition

Rank Sector Weight
1 Financials 62.05%
2 Real Estate 19.85%
3 Communication Services 7.31%
4 Technology 0.44%
5 Industrials 0.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMFG icon
1
Sumitomo Mitsui Financial
SMFG
$164B
$40.2M 49.13%
4,151,575
-1,000
-0% -$9.69K
STHO icon
2
Star Holdings Shares of Beneficial Interest
STHO
$116M
$16.2M 19.85%
1,084,162
+71,295
+7% +$889K
LYG icon
3
Lloyds Banking Group
LYG
$91.3B
$10.6M 12.92%
4,421,183
– –
HTZWW
4
Hertz Global Holdings Warrants
HTZWW
$95.5M
$8.02M 9.8%
+1,463,369
New +$7.4M
LBRDK icon
5
Liberty Broadband Class C
LBRDK
$5.15B
$3.13M 3.82%
38,787
+21,237
+121% +$1.78M
LBRDA icon
6
Liberty Broadband Class A
LBRDA
$5.16B
$2.85M 3.49%
35,370
+1,700
+5% +$143K
NNDM
7
Nano Dimension
NNDM
$343M
$360K 0.44%
150,000
-10,000
-6% -$25.2K
SPY icon
8
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$196K 0.24%
95,000
+40,000
+73% +$17.8M
STCN
9
DELISTED
Steel Connect, Inc. Common Stock
STCN
$181K 0.22%
18,830
– –
LSXMK
10
CALL
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$71.5K 0.09%
19,000
+9,000
+90% +$236K
RTO icon
11
Rentokil
RTO
$12.2B
– –
-143,233
Closed -$5.31M
TLT icon
12
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
– –
-75,000
Closed -$326K
VATE icon
13
INNOVATE Corp
VATE
$165M
– –
-12,500
Closed -$203K
SKGR
14
DELISTED
SK Growth Opportunities Corporation Class A Common Stock
SKGR
– –
-50,000
Closed -$538K
KMF
15
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
– –
-509,837
Closed -$3.63M
LTRPA
16
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
– –
-121,493
Closed -$59.4K

Similar funds

SFG
Susquehanna Financial Group Bala Cynwyd, Pennsylvania $10.9M AUM
AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
Zimmermann Investment Management & Planning New Cumberland, Pennsylvania $2.27M AUM 29.81% 1-Year Est. Return
RCI
Ridgeback Capital Investments Miami Beach, Florida $560K AUM

Cowen Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Cowen Investment Management held 16 positions worth $81.8M, up 3.8% from $78.8M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Cowen Investment Management deployed $18.2M of net new capital in Q4 2023, opening 1 new position and adding to 5 existing holdings. Its largest new stake was Hertz Global Holdings Warrants: 1,463,369 shares worth $8.02M.

By sector, the portfolio is most concentrated in Financials at 62% of assets, down from 65% a quarter earlier, followed by Real Estate and Communication Services.

On the sell side, the largest reduction was Nano Dimension, an estimated $25.2K trimmed.

  • Cowen Investment Management's largest Q4 2023 buy was Hertz Global Holdings Warrants: 1,463,369 shares worth $8.02M.
  • Cowen Investment Management added most to Liberty Broadband Class C in Q4 2023, an estimated $1.78M increase.
  • Cowen Investment Management's biggest Q4 2023 reduction was Nano Dimension, cutting an estimated $25.2K.
  • Cowen Investment Management fully exited Rentokil in Q4 2023, selling an estimated $5.31M.
  • Cowen Investment Management's ten largest holdings make up 100% of its $81.8M portfolio in Q4 2023.
  • Cowen Investment Management opened 1 new position and closed 6 in Q4 2023.
  • Cowen Investment Management's portfolio value rose 3.8% quarter-over-quarter to $81.8M.

Based on Cowen Investment Management's 13F filing for Q4 2023, filed 29 Aug 2024.