CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$81.5M
AUM Growth
+$3.46M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
16
New
Increased
Reduced
Closed

Top Buys

1
+$8.02M
2
+$1.71M
3
+$1.07M
4
LBRDA icon
Liberty Broadband Class A
LBRDA
+$137K

Top Sells

1
+$5.31M
2
+$3.63M
3
+$538K
4
VATE icon
INNOVATE Corp
VATE
+$203K
5
LTRPA
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
+$59.4K

Sector Composition

1 Financials 62.25%
2 Real Estate 19.92%
3 Communication Services 7.33%
4 Technology 0.44%
5 Industrials 0.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$40.2M 49.13%
4,151,575
-1,000
2
$16.2M 19.85%
1,084,162
+71,295
3
$10.6M 12.92%
4,421,183
4
$8.02M 9.8%
+1,463,369
5
$3.13M 3.82%
38,787
+21,237
6
$2.85M 3.49%
35,370
+1,700
7
$360K 0.44%
150,000
-10,000
8
$181K 0.22%
18,830
9
– –
-143,233
10
– –
0
11
– –
0
12
– –
-12,500
13
– –
-50,000
14
– –
0
15
– –
-509,837
16
– –
-121,493