CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+6.19%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$490M
AUM Growth
+$490M
Cap. Flow
+$21.3M
Cap. Flow %
4.35%
Top 10 Hldgs %
37.07%
Holding
300
New
47
Increased
16
Reduced
7
Closed
104

Top Buys

1
MUFG icon
Mitsubishi UFJ Financial
MUFG
$15M
2
BNAI
Brand Engagement Network
BNAI
$11.5M
3
BZAI
Blaize Holdings, Inc. Common Stock
BZAI
$11.4M
4
LHC
Leo Holdings Corp. II
LHC
$9.59M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
$7.07M

Top Sells

1
KLAQ
KL Acquisition Corp Class A Common Stock
KLAQ
$6.08M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
$4.41M
3
REVH
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
$4.17M
4
TMAC
The Music Acquisition Corporation
TMAC
$3.94M
5
EUDA icon
EUDA Health Holdings
EUDA
$3.51M

Sector Composition

1 Financials 50.34%
2 Technology 10.63%
3 Consumer Discretionary 8.14%
4 Healthcare 3.87%
5 Industrials 2.54%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SMFG icon
1
Sumitomo Mitsui Financial
SMFG
$105B
$53.3M 10.83% 6,643,875 -550,000 -8% -$4.41M
PTRA
2
DELISTED
Proterra Inc. Common Stock
PTRA
$39.9M 8.1% 10,574,685 – –
MUFG icon
3
Mitsubishi UFJ Financial
MUFG
$174B
$15M 3.04% +2,246,500 New +$15M
BNAI
4
Brand Engagement Network
BNAI
$13.2M
$12M 2.43% 1,190,000 +1,140,000 +2,280% +$11.5M
BZAI
5
Blaize Holdings, Inc. Common Stock
BZAI
$366M
$11.4M 2.31% +1,119,000 New +$11.4M
HTZWW
6
Hertz Global Holdings Warrants
HTZWW
$274M
$11.3M 2.31% 1,521,877 +216,168 +17% +$1.61M
LITT
7
DELISTED
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
$10.6M 2.16% 1,070,000 +150,000 +16% +$1.49M
LHC
8
DELISTED
Leo Holdings Corp. II
LHC
$10.3M 2.1% 1,025,000 +950,000 +1,267% +$9.59M
LYG icon
9
Lloyds Banking Group
LYG
$64.3B
$9.73M 1.98% 4,421,183 – –
DALS
10
DELISTED
DA32 Life Science Tech Acquisition Corp. Class A Common Stock
DALS
$8M 1.62% 800,000 +700,000 +700% +$7M
JWSM
11
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
$7.07M 1.44% +700,000 New +$7.07M
CNDA
12
DELISTED
Concord Acquisition Corp II
CNDA
$6.96M 1.41% 700,000 – –
CCV
13
DELISTED
Churchill Capital Corp V
CCV
$6.43M 1.31% +647,000 New +$6.43M
TWLV
14
DELISTED
Twelve Seas Investment Company II Class A Common Stock
TWLV
$6.03M 1.23% +600,000 New +$6.03M
AEON icon
15
AEON Biopharma
AEON
$8.52M
$5.78M 1.17% +575,000 New +$5.78M
AGAC
16
DELISTED
African Gold Acquisition Corporation
AGAC
$5.53M 1.12% +550,000 New +$5.53M
NKGN
17
DELISTED
NKGen Biotech, Inc. Common Stock
NKGN
$5.47M 1.11% +550,000 New +$5.47M
RENEU
18
DELISTED
Cartesian Growth Corporation II Unit
RENEU
$5.2M 1.06% 500,000 – –
RTO icon
19
Rentokil
RTO
$12.4B
$5.18M 1.05% +168,233 New +$5.18M
JCIC
20
DELISTED
Jack Creek Investment Corp. Class A Ordinary Shares
JCIC
$5.07M 1.03% +500,000 New +$5.07M
SVFA
21
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
$5.06M 1.03% 500,000 – –
AAC
22
DELISTED
Ares Acquisition Corporation
AAC
$5.04M 1.02% 500,000 +400,000 +400% +$4.03M
MBAC
23
DELISTED
M3-Brigade Acquisition II Corp.
MBAC
$5.01M 1.02% 500,000 – –
AIMAU
24
DELISTED
Aimfinity Investment Corp. I Unit
AIMAU
$4.83M 0.98% 479,715 – –
ACQRU
25
DELISTED
Independence Holdings Corp. Units
ACQRU
$4.78M 0.97% 475,000 – –
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