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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
-4.1%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$467M
AUM Growth
+$3.03M
Cap. Flow
+$18.9M
Cap. Flow %
4.05%
Top 10 Hldgs %
39.43%
Holding
304
New
61
Increased
7
Reduced
30
Closed
36

Top Buys

Rank Stock Value
1
MBAC
M3-Brigade Acquisition II Corp.
MBAC
+$6.39M
2
NOAC
Natural Order Acquisition Corp. Common Stock
NOAC
+$4.9M
3
LBRDA icon
Liberty Broadband Class A
LBRDA
+$4.33M
4
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
+$3.52M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$2.93M

Top Sells

Rank Stock Value
1
FBRT
Franklin BSP Realty Trust
FBRT
+$5.18M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$3.94M
3
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
+$3.93M
4
NMMC
North Mountain Merger Corp. Class A Common Stock
NMMC
+$3.21M
5
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 36.36%
2 Consumer Discretionary 17.5%
3 Technology 4.97%
4 Healthcare 2.68%
5 Industrials 1.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTRA
1
DELISTED
Proterra Inc. Common Stock
PTRA
$79.5M 17.03%
10,574,685
– –
SMFG icon
2
Sumitomo Mitsui Financial
SMFG
$164B
$62.2M 13.31%
9,915,600
-445,000
-4% -$3.17M
LYG icon
3
Lloyds Banking Group
LYG
$91.3B
$10.7M 2.29%
4,441,183
-169,200
-4% -$450K
MBAC
4
DELISTED
M3-Brigade Acquisition II Corp.
MBAC
$6.35M 1.36%
+650,000
New +$6.39M
LBRDA icon
5
Liberty Broadband Class A
LBRDA
$5.16B
$5.99M 1.28%
45,669
+30,413
+199% +$4.33M
NOAC
6
DELISTED
Natural Order Acquisition Corp. Common Stock
NOAC
$4.92M 1.05%
+500,000
New +$4.9M
BLEUU
7
DELISTED
bleuacacia ltd Unit
BLEUU
$4M 0.86%
400,000
– –
ZFOX
8
DELISTED
ZeroFox Holdings, Inc. Common Stock
ZFOX
$3.54M 0.76%
+350,000
New +$3.52M
CCVI.U
9
DELISTED
Churchill Capital Corp VI Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
CCVI.U
$3.47M 0.74%
350,000
– –
SNTI icon
10
Senti Biosciences Holdings
SNTI
$11M
$3.46M 0.74%
35,000
-15,000
-30% -$1.48M
ARBGU
11
DELISTED
Aequi Acquisition Corp Unit
ARBGU
$3.46M 0.74%
350,000
– –
TRCA.U
12
DELISTED
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
$3.43M 0.73%
350,000
– –
MIT
13
DELISTED
Mason Industrial Technology, Inc.
MIT
$3.17M 0.68%
325,000
– –
CEF icon
14
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$3.08M 0.66%
+159,190
New +$2.93M
EQHA.U
15
DELISTED
EQ Health Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
EQHA.U
$2.98M 0.64%
300,000
– –
SLAMU
16
DELISTED
Slam Corp. Unit
SLAMU
$2.96M 0.63%
300,000
– –
SVFA
17
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
$2.94M 0.63%
300,000
-400,000
-57% -$3.93M
PRST
18
DELISTED
Presto Technologies, Inc. Common Stock
PRST
$2.78M 0.6%
275,000
– –
PRPC.U
19
DELISTED
CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PRPC.U
$2.71M 0.58%
272,041
– –
VHAQ
20
DELISTED
Viveon Health Acquisition Corp.
VHAQ
$2.52M 0.54%
250,000
-200,000
-44% -$2.01M
TACA
21
DELISTED
Trepont Acquisition Corp I
TACA
$2.51M 0.54%
250,000
– –
VMCAU
22
DELISTED
Valuence Merger Corp. I Unit
VMCAU
$2.51M 0.54%
+250,000
New +$2.51M
SWETU
23
DELISTED
Athlon Acquisition Corp. Unit
SWETU
$2.5M 0.54%
250,000
– –
NRACU
24
DELISTED
Northern Revival Acquisition Corporation Unit
NRACU
$2.46M 0.53%
250,000
– –
ENPC
25
DELISTED
Executive Network Partnering Corporation
ENPC
$2.46M 0.53%
250,000
– –
1
2 3 4 5

Similar funds

SFG
Susquehanna Financial Group Bala Cynwyd, Pennsylvania $10.9M AUM
AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
Zimmermann Investment Management & Planning New Cumberland, Pennsylvania $2.27M AUM 29.81% 1-Year Est. Return
RCI
Ridgeback Capital Investments Miami Beach, Florida $560K AUM

Cowen Investment Management's Q1 2022 Portfolio in Review

As of Q1 2022, Cowen Investment Management held 304 positions worth $467M, up 0.65% from $464M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Cowen Investment Management deployed $18.9M of net new capital in Q1 2022, opening 61 new positions and adding to 7 existing holdings. Its largest new stake was M3-Brigade Acquisition II Corp.: 650,000 shares worth $6.35M.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 36% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was SVF Investment Corp. Class A Ordinary Shares, an estimated $3.93M trimmed.

  • Cowen Investment Management's largest Q1 2022 buy was M3-Brigade Acquisition II Corp.: 650,000 shares worth $6.35M.
  • Cowen Investment Management added most to Liberty Broadband Class A in Q1 2022, an estimated $4.33M increase.
  • Cowen Investment Management's biggest Q1 2022 reduction was SVF Investment Corp. Class A Ordinary Shares, cutting an estimated $3.93M.
  • Cowen Investment Management fully exited Franklin BSP Realty Trust in Q1 2022, selling an estimated $5.18M.
  • Cowen Investment Management's ten largest holdings make up 39% of its $467M portfolio in Q1 2022.
  • Cowen Investment Management opened 61 new positions and closed 36 in Q1 2022.
  • Cowen Investment Management's portfolio value rose 0.65% quarter-over-quarter to $467M.

Based on Cowen Investment Management's 13F filing for Q1 2022, filed 16 May 2022.