CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$466M
AUM Growth
+$3.36M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
303
New
Increased
Reduced
Closed

Top Buys

1
+$6.35M
2
+$4.92M
3
+$3.99M
4
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
+$3.54M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$3.08M

Top Sells

1
+$5.18M
2
+$3.94M
3
+$3.92M
4
NMMC
North Mountain Merger Corp. Class A Common Stock
NMMC
+$3.21M
5
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$2.79M

Sector Composition

1 Financials 36.4%
2 Consumer Discretionary 17.52%
3 Technology 4.87%
4 Healthcare 2.79%
5 Industrials 1.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$79.5M 17.03%
10,574,685
2
$62.2M 13.31%
9,915,600
-445,000
3
$10.7M 2.29%
4,441,183
-169,200
4
$6.35M 1.36%
+650,000
5
$5.99M 1.28%
45,669
+30,413
6
$4.92M 1.05%
+500,000
7
$4M 0.86%
400,000
8
$3.54M 0.76%
+350,000
9
$3.47M 0.74%
350,000
10
$3.46M 0.74%
35,000
-15,000
11
$3.46M 0.74%
350,000
12
$3.43M 0.73%
350,000
13
$3.17M 0.68%
325,000
14
$3.08M 0.66%
+159,190
15
$2.98M 0.64%
300,000
16
$2.96M 0.63%
300,000
17
$2.94M 0.63%
300,000
-400,000
18
$2.78M 0.6%
275,000
19
$2.71M 0.58%
272,041
20
$2.52M 0.54%
250,000
-200,000
21
$2.51M 0.54%
250,000
22
$2.51M 0.54%
+250,000
23
$2.5M 0.54%
250,000
24
$2.46M 0.53%
250,000
25
$2.46M 0.53%
250,000
1
2 3 4 5