CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
-4.09%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$466M
AUM Growth
+$466M
Cap. Flow
+$24.6M
Cap. Flow %
5.28%
Top 10 Hldgs %
39.48%
Holding
303
New
60
Increased
6
Reduced
29
Closed
32

Top Buys

1
MBAC
M3-Brigade Acquisition II Corp.
MBAC
$6.35M
2
NOAC
Natural Order Acquisition Corp. Common Stock
NOAC
$4.92M
3
LBRDA icon
Liberty Broadband Class A
LBRDA
$3.99M
4
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
$3.54M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.09M

Top Sells

1
FBRT
Franklin BSP Realty Trust
FBRT
$5.18M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$3.94M
3
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
$3.92M
4
NMMC
North Mountain Merger Corp. Class A Common Stock
NMMC
$3.21M
5
SMFG icon
Sumitomo Mitsui Financial
SMFG
$2.79M

Sector Composition

1 Financials 36.4%
2 Consumer Discretionary 17.52%
3 Technology 4.87%
4 Healthcare 2.79%
5 Industrials 1.74%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PTRA
1
DELISTED
Proterra Inc. Common Stock
PTRA
$79.5M 17.03% 10,574,685 – –
SMFG icon
2
Sumitomo Mitsui Financial
SMFG
$105B
$62.2M 13.31% 9,915,600 -445,000 -4% -$2.79M
LYG icon
3
Lloyds Banking Group
LYG
$64.3B
$10.7M 2.29% 4,441,183 -169,200 -4% -$408K
MBAC
4
DELISTED
M3-Brigade Acquisition II Corp.
MBAC
$6.35M 1.36% +650,000 New +$6.35M
LBRDA icon
5
Liberty Broadband Class A
LBRDA
$8.71B
$5.99M 1.28% 45,669 +30,413 +199% +$3.99M
NOAC
6
DELISTED
Natural Order Acquisition Corp. Common Stock
NOAC
$4.92M 1.05% +500,000 New +$4.92M
BLEUU
7
DELISTED
bleuacacia ltd Unit
BLEUU
$4M 0.86% 400,000 – –
ZFOX
8
DELISTED
ZeroFox Holdings, Inc. Common Stock
ZFOX
$3.54M 0.76% +350,000 New +$3.54M
CCVI.U
9
DELISTED
Churchill Capital Corp VI Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
CCVI.U
$3.47M 0.74% 350,000 – –
SNTI icon
10
Senti Biosciences
SNTI
$38.5M
$3.46M 0.74% 350,000 -150,000 -30% -$1.48M
ARBGU
11
DELISTED
Aequi Acquisition Corp. Unit
ARBGU
$3.46M 0.74% 350,000 – –
TRCA.U
12
DELISTED
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
$3.43M 0.73% 350,000 – –
MIT
13
DELISTED
Mason Industrial Technology, Inc.
MIT
$3.18M 0.68% 325,000 – –
CEF icon
14
Sprott Physical Gold and Silver Trust
CEF
$6.27B
$3.09M 0.66% +159,190 New +$3.09M
EQHA.U
15
DELISTED
EQ Health Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
EQHA.U
$2.98M 0.64% 300,000 – –
SLAMU
16
DELISTED
Slam Corp. Unit
SLAMU
$2.96M 0.63% 300,000 – –
SVFA
17
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
$2.94M 0.63% 300,000 -400,000 -57% -$3.92M
PRST
18
DELISTED
Presto Technologies, Inc. Common Stock
PRST
$2.78M 0.6% 275,000 – –
PRPC.U
19
DELISTED
CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PRPC.U
$2.71M 0.58% 272,041 – –
VHAQ
20
DELISTED
Viveon Health Acquisition Corp.
VHAQ
$2.53M 0.54% 250,000 -200,000 -44% -$2.02M
TACA
21
DELISTED
Trepont Acquisition Corp I
TACA
$2.51M 0.54% 250,000 – –
VMCAU
22
DELISTED
Valuence Merger Corp. I Unit
VMCAU
$2.51M 0.54% +250,000 New +$2.51M
SWETU
23
DELISTED
Athlon Acquisition Corp. Unit
SWETU
$2.5M 0.54% 250,000 – –
NRACU
24
DELISTED
Northern Revival Acquisition Corporation Unit
NRACU
$2.47M 0.53% 250,000 – –
ENPC
25
DELISTED
Executive Network Partnering Corporation
ENPC
$2.46M 0.53% 250,000 – –
1
2 3 4 5