CIM
Cowen Investment Management Portfolio holdings
AUM
$12M
This Quarter Return
+3.98%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$66.3M
AUM Growth
+$66.3M
(-18%)
Cap. Flow
-$15.9M
Cap. Flow
% of AUM
-23.98%
Top 10 Holdings %
Top 10 Hldgs %
100%
Holding
9
New
–
Increased
1
Reduced
1
Closed
2
Top Buys
| 1 |
HTZWW
Hertz Global Holdings Warrants
HTZWW
|
$3.57M |
Top Sells
| 1 |
Star Holdings Shares of Beneficial Interest
STHO
|
$10.7M |
| 2 |
Liberty Broadband Class A
LBRDA
|
$4.42M |
| 3 |
Liberty Broadband Class C
LBRDK
|
$4.37M |
Sector Composition
| 1 | Financials | 84.97% |
| 2 | Industrials | 0.36% |
| 3 | Communication Services | 0.33% |
| 4 | Real Estate | 0% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
1
Sumitomo Mitsui Financial
SMFG
$105B
| $44.3M | 66.77% | 3,301,575 | – | – |
|
2
Lloyds Banking Group
LYG
$64.3B
| $12.1M | 18.2% | 4,421,183 | – | – |
|
|
HTZWW
3
Hertz Global Holdings Warrants
HTZWW
$274M
| $9.5M | 14.33% | 3,879,356 +1,457,352 | +60% | +$3.57M |
|
|
STCN
4
DELISTED
Steel Connect, Inc. Common Stock
STCN
| $242K | 0.36% | 18,830 | – | – |
|
|
5
Liberty Broadband Class C
LBRDK
$8.73B
| $219K | 0.33% | 4,000 -79,687 | -95% | -$4.37M |
|
|
6
Liberty Broadband Class A
LBRDA
$8.71B
| – | – | -77,370 | Closed | -$4.42M |
|
7
SPDR S&P 500 ETF Trust
SPY
$658B
| – | – | 0 | – | – |
|
|
8
Star Holdings Shares of Beneficial Interest
STHO
$115M
| – | – | -826,845 | Closed | -$10.7M |
|
9
iShares 20+ Year Treasury Bond ETF
TLT
$47.8B
| – | – | 0 | – | – |
|