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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$66.3M
AUM Growth
-$14.9M
Cap. Flow
-$14.8M
Cap. Flow %
-22.31%
Top 10 Hldgs %
100%
Holding
9
New
–
Increased
1
Reduced
1
Closed
4

Top Buys

Rank Stock Value
1
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$4.54M

Top Sells

Rank Stock Value
1
STHO icon
Star Holdings Shares of Beneficial Interest
STHO
+$10.7M
2
LBRDA icon
Liberty Broadband Class A
LBRDA
+$4.42M
3
LBRDK icon
Liberty Broadband Class C
LBRDK
+$4.11M

Sector Composition

Rank Sector Weight
1 Financials 84.97%
2 Industrials 0.36%
3 Communication Services 0.33%
4 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMFG icon
1
Sumitomo Mitsui Financial
SMFG
$163B
$44.3M 66.77%
3,301,575
– –
LYG icon
2
Lloyds Banking Group
LYG
$90.2B
$12.1M 18.2%
4,421,183
– –
HTZWW
3
Hertz Global Holdings Warrants
HTZWW
$78.2M
$9.5M 14.33%
3,879,356
+1,457,352
+60% +$4.54M
STCN
4
DELISTED
Steel Connect, Inc. Common Stock
STCN
$242K 0.36%
18,830
– –
LBRDK icon
5
Liberty Broadband Class C
LBRDK
$5.25B
$219K 0.33%
4,000
-79,687
-95% -$4.11M
LBRDA icon
6
Liberty Broadband Class A
LBRDA
$5.26B
– –
-77,370
Closed -$4.42M
SPY icon
7
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$818B
– –
-45,000
Closed -$97.2K
STHO icon
8
Star Holdings Shares of Beneficial Interest
STHO
$116M
– –
-826,845
Closed -$10.7M
TLT icon
9
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$41.6B
– –
-50,000
Closed -$14.5K

Similar funds

SFG
Susquehanna Financial Group Bala Cynwyd, Pennsylvania $10.9M AUM
AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
Zimmermann Investment Management & Planning New Cumberland, Pennsylvania $2.27M AUM 29.81% 1-Year Est. Return
RCI
Ridgeback Capital Investments Miami Beach, Florida $560K AUM

Cowen Investment Management's Q2 2024 Portfolio in Review

As of Q2 2024, Cowen Investment Management held 9 positions worth $66.3M, down 18% from $81.2M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Cowen Investment Management withdrew a net $14.8M in Q2 2024, closing 4 positions and reducing 1 holding. Its most notable exit was Star Holdings Shares of Beneficial Interest, an estimated $10.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 85% of assets, up from 62% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, Cowen Investment Management added an estimated $4.54M to Hertz Global Holdings Warrants.

  • Cowen Investment Management added most to Hertz Global Holdings Warrants in Q2 2024, an estimated $4.54M increase.
  • Cowen Investment Management's biggest Q2 2024 reduction was Liberty Broadband Class C, cutting an estimated $4.11M.
  • Cowen Investment Management fully exited Star Holdings Shares of Beneficial Interest in Q2 2024, selling an estimated $10.7M.
  • Cowen Investment Management's ten largest holdings make up 100% of its $66.3M portfolio in Q2 2024.
  • Cowen Investment Management opened 0 new positions and closed 4 in Q2 2024.
  • Cowen Investment Management's portfolio value fell 18% quarter-over-quarter to $66.3M.

Based on Cowen Investment Management's 13F filing for Q2 2024, filed 29 Aug 2024.