CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
-2.88%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$463M
AUM Growth
+$463M
Cap. Flow
+$132M
Cap. Flow %
28.61%
Top 10 Hldgs %
45.07%
Holding
300
New
74
Increased
13
Reduced
22
Closed
57

Top Buys

1
PTRA
Proterra Inc. Common Stock
PTRA
$38.4M
2
FBRT
Franklin BSP Realty Trust
FBRT
$5.18M
3
SNTI icon
Senti Biosciences
SNTI
$4.93M
4
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
$4.52M
5
VHAQ
Viveon Health Acquisition Corp.
VHAQ
$4.51M

Top Sells

1
YSAC
Yellowstone Acquisition Company
YSAC
$8.53M
2
LBRDA icon
Liberty Broadband Class A
LBRDA
$3.99M
3
QNGY
Quanergy Systems, Inc.
QNGY
$3M
4
SWSSU
Clean Energy Special Situations Corp. Unit
SWSSU
$2.01M
5
GRNA
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
$1.98M

Sector Composition

1 Financials 35.7%
2 Consumer Discretionary 21.13%
3 Technology 3.2%
4 Healthcare 2.84%
5 Industrials 1.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PTRA
1
DELISTED
Proterra Inc. Common Stock
PTRA
$93.4M 20.13% 10,574,685 +4,346,000 +70% +$38.4M
SMFG icon
2
Sumitomo Mitsui Financial
SMFG
$105B
$70.3M 15.16% 10,360,600 – –
LYG icon
3
Lloyds Banking Group
LYG
$64.3B
$11.8M 2.53% 4,610,383 -349,700 -7% -$892K
SVFA
4
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
$7.03M 1.51% 700,000 +450,000 +180% +$4.52M
FBRT
5
Franklin BSP Realty Trust
FBRT
$950M
$5.18M 1.12% +346,937 New +$5.18M
SNTI icon
6
Senti Biosciences
SNTI
$38.5M
$4.93M 1.06% +500,000 New +$4.93M
VHAQ
7
DELISTED
Viveon Health Acquisition Corp.
VHAQ
$4.51M 0.97% +450,000 New +$4.51M
BLEUU
8
DELISTED
bleuacacia ltd Unit
BLEUU
$4.02M 0.87% +400,000 New +$4.02M
PSTH
9
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$3.94M 0.85% 200,000 +170,600 +580% +$3.36M
JWSM
10
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
$3.56M 0.77% 365,000 +265,000 +265% +$2.58M
ARBGU
11
DELISTED
Aequi Acquisition Corp. Unit
ARBGU
$3.51M 0.76% 350,000 – –
CCVI.U
12
DELISTED
Churchill Capital Corp VI Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
CCVI.U
$3.49M 0.75% +350,000 New +$3.49M
TRCA.U
13
DELISTED
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
$3.46M 0.75% 350,000 – –
ABGI
14
DELISTED
ABG Acquisition Corp. I Class A Ordinary Shares
ABGI
$3.42M 0.74% +350,000 New +$3.42M
NMMC
15
DELISTED
North Mountain Merger Corp. Class A Common Stock
NMMC
$3.21M 0.69% +325,000 New +$3.21M
MIT
16
DELISTED
Mason Industrial Technology, Inc.
MIT
$3.17M 0.68% +325,000 New +$3.17M
EQHA.U
17
DELISTED
EQ Health Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
EQHA.U
$3.02M 0.65% +300,000 New +$3.02M
SLAMU
18
DELISTED
Slam Corp. Unit
SLAMU
$2.96M 0.64% 300,000 – –
PRST
19
DELISTED
Presto Technologies, Inc. Common Stock
PRST
$2.75M 0.59% 275,000 +50,000 +22% +$501K
PRPC.U
20
DELISTED
CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PRPC.U
$2.72M 0.59% 272,041 +172,041 +172% +$1.72M
SLAC
21
DELISTED
Social Leverage Acquisition Corp I Class A Common Stock
SLAC
$2.7M 0.58% +275,000 New +$2.7M
KAHC
22
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
$2.68M 0.58% 275,000 +75,000 +38% +$731K
SWETU
23
DELISTED
Athlon Acquisition Corp. Unit
SWETU
$2.51M 0.54% 250,000 – –
TACA
24
DELISTED
Trepont Acquisition Corp I
TACA
$2.5M 0.54% 250,000 +21,000 +9% +$210K
MITAU
25
DELISTED
Coliseum Acquisition Corp. Unit
MITAU
$2.48M 0.53% 250,000 – –
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