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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
-2.89%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$464M
AUM Growth
+$403M
Cap. Flow
+$140M
Cap. Flow %
30.11%
Top 10 Hldgs %
44.98%
Holding
301
New
78
Increased
13
Reduced
24
Closed
58

Top Buys

Rank Stock Value
1
PTRA
Proterra Inc. Common Stock
PTRA
+$44.5M
2
FBRT
Franklin BSP Realty Trust
FBRT
+$5.6M
3
SNTI icon
Senti Biosciences Holdings
SNTI
+$4.98M
4
VHAQ
Viveon Health Acquisition Corp.
VHAQ
+$4.5M
5
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
+$4.5M

Top Sells

Rank Stock Value
1
YSAC
Yellowstone Acquisition Company
YSAC
+$8.5M
2
LBRDA icon
Liberty Broadband Class A
LBRDA
+$4.01M
3
QNGY
Quanergy Systems, Inc.
QNGY
+$3M
4
SWSSU
Clean Energy Special Situations Corp. Unit
SWSSU
+$2.01M
5
GRNA
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
+$1.99M

Sector Composition

Rank Sector Weight
1 Financials 35.63%
2 Consumer Discretionary 21.08%
3 Technology 3.3%
4 Healthcare 2.73%
5 Industrials 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTRA
1
DELISTED
Proterra Inc. Common Stock
PTRA
$93.4M 20.13%
10,574,685
+4,346,000
+70% +$44.5M
SMFG icon
2
Sumitomo Mitsui Financial
SMFG
$165B
$70.3M 15.16%
10,360,600
– –
LYG icon
3
Lloyds Banking Group
LYG
$91.5B
$11.8M 2.53%
4,610,383
-349,700
-7% -$892K
SVFA
4
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
$7.03M 1.51%
700,000
+450,000
+180% +$4.5M
FBRT
5
Franklin BSP Realty Trust
FBRT
$647M
$5.18M 1.12%
+346,937
New +$5.6M
SNTI icon
6
Senti Biosciences Holdings
SNTI
$11.5M
$4.93M 1.06%
+50,000
New +$4.98M
VHAQ
7
DELISTED
Viveon Health Acquisition Corp.
VHAQ
$4.51M 0.97%
+450,000
New +$4.5M
BLEUU
8
DELISTED
bleuacacia ltd Unit
BLEUU
$4.02M 0.87%
+400,000
New +$4.02M
PSTH
9
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$3.94M 0.85%
200,000
+170,600
+580% +$3.38M
JWSM
10
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
$3.56M 0.77%
365,000
+265,000
+265% +$2.6M
ARBGU
11
DELISTED
Aequi Acquisition Corp Unit
ARBGU
$3.51M 0.76%
350,000
– –
CCVI.U
12
DELISTED
Churchill Capital Corp VI Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
CCVI.U
$3.49M 0.75%
+350,000
New +$3.52M
TRCA.U
13
DELISTED
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
$3.46M 0.75%
350,000
– –
ABGI
14
DELISTED
ABG Acquisition Corp. I
ABGI
$3.42M 0.74%
+350,000
New +$3.42M
NMMC
15
DELISTED
North Mountain Merger Corp. Class A Common Stock
NMMC
$3.21M 0.69%
+325,000
New +$3.19M
MIT
16
DELISTED
Mason Industrial Technology, Inc.
MIT
$3.17M 0.68%
+325,000
New +$3.17M
EQHA.U
17
DELISTED
EQ Health Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
EQHA.U
$3.02M 0.65%
+300,000
New +$3.01M
SLAMU
18
DELISTED
Slam Corp. Unit
SLAMU
$2.96M 0.64%
300,000
– –
PRST
19
DELISTED
Presto Technologies, Inc. Common Stock
PRST
$2.75M 0.59%
275,000
+50,000
+22% +$500K
PRPC.U
20
DELISTED
CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PRPC.U
$2.72M 0.59%
272,041
+172,041
+172% +$1.72M
SLAC
21
DELISTED
Social Leverage Acquisition Corp I Class A Common Stock
SLAC
$2.7M 0.58%
+275,000
New +$2.68M
KAHC
22
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
$2.68M 0.58%
275,000
+75,000
+38% +$734K
SWETU
23
DELISTED
Athlon Acquisition Corp. Unit
SWETU
$2.5M 0.54%
250,000
– –
TACA
24
DELISTED
Trepont Acquisition Corp I
TACA
$2.5M 0.54%
250,000
+21,000
+9% +$209K
MITAU
25
DELISTED
Coliseum Acquisition Corp. Unit
MITAU
$2.48M 0.53%
250,000
– –
1
2 3 4 5

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B
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MFAM
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Cowen Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen Investment Management held 301 positions worth $464M, up 664% from $60.7M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Cowen Investment Management deployed $140M of net new capital in Q4 2021, opening 78 new positions and adding to 13 existing holdings. Its largest new stake was Franklin BSP Realty Trust: 346,937 shares worth $5.18M.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 0.22% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Yellowstone Acquisition Company, an estimated $8.5M trimmed.

  • Cowen Investment Management's largest Q4 2021 buy was Franklin BSP Realty Trust: 346,937 shares worth $5.18M.
  • Cowen Investment Management added most to Proterra Inc. Common Stock in Q4 2021, an estimated $44.5M increase.
  • Cowen Investment Management's biggest Q4 2021 reduction was Yellowstone Acquisition Company, cutting an estimated $8.5M.
  • Cowen Investment Management fully exited Armada Acquisition Corp. I Unit in Q4 2021, selling an estimated $12.3K.
  • Cowen Investment Management's ten largest holdings make up 45% of its $464M portfolio in Q4 2021.
  • Cowen Investment Management opened 78 new positions and closed 58 in Q4 2021.
  • Cowen Investment Management's portfolio value rose 664% quarter-over-quarter to $464M.

Based on Cowen Investment Management's 13F filing for Q4 2021, filed 11 Feb 2022.