CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+3.47%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$256M
AUM Growth
+$256M
Cap. Flow
+$30.3M
Cap. Flow %
11.86%
Top 10 Hldgs %
47.59%
Holding
279
New
122
Increased
2
Reduced
33
Closed
98

Top Buys

1
AZN icon
AstraZeneca
AZN
$12.5M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.87M
3
SLCRU
Silver Crest Acquisition Corporation Unit
SLCRU
$3.62M
4
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$3.02M
5
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
$3M

Top Sells

1
ERESU
East Resources Acquisition Company Unit
ERESU
$2.91M
2
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$2.58M
3
AHACU
Alpha Healthcare Acquisition Corp. Unit
AHACU
$2.11M
4
AVAN.U
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
$1.9M
5
EMPW.U
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
$1.82M

Sector Composition

1 Financials 41.6%
2 Healthcare 6.76%
3 Communication Services 1.48%
4 Technology 1.24%
5 Materials 0.97%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SMFG icon
1
Sumitomo Mitsui Financial
SMFG
$105B
$75.3M 29.13% 10,385,600 -80,000 -0.8% -$580K
AZN icon
2
AstraZeneca
AZN
$248B
$12.5M 4.82% +250,400 New +$12.5M
LYG icon
3
Lloyds Banking Group
LYG
$64.3B
$11.5M 4.45% 4,960,083 -20,000 -0.4% -$46.4K
CEF icon
4
Sprott Physical Gold and Silver Trust
CEF
$6.27B
$3.87M 1.5% +222,842 New +$3.87M
SLCRU
5
DELISTED
Silver Crest Acquisition Corporation Unit
SLCRU
$3.62M 1.4% +365,000 New +$3.62M
ARBGU
6
DELISTED
Aequi Acquisition Corp. Unit
ARBGU
$3.5M 1.35% 350,000 – –
PSTH
7
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$3.02M 1.17% +125,891 New +$3.02M
THMAU
8
DELISTED
Thimble Point Acquisition Corp. Unit
THMAU
$3M 1.16% +300,000 New +$3M
FOREU
9
DELISTED
Foresight Acquisition Corp. Units
FOREU
$2.97M 1.15% +300,000 New +$2.97M
SWETU
10
DELISTED
Athlon Acquisition Corp. Unit
SWETU
$2.47M 0.96% +250,000 New +$2.47M
GRNA
11
DELISTED
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
$2.42M 0.94% +250,000 New +$2.42M
LBRDA icon
12
Liberty Broadband Class A
LBRDA
$8.71B
$2.35M 0.91% +16,200 New +$2.35M
PRST
13
DELISTED
Presto Technologies, Inc. Common Stock
PRST
$2.2M 0.85% +225,000 New +$2.2M
VTIQU
14
DELISTED
VectoIQ Acquisition Corp. II Unit
VTIQU
$2.03M 0.78% +200,000 New +$2.03M
VCKAU
15
DELISTED
Vickers Vantage Corp. I Unit
VCKAU
$2.02M 0.78% +200,000 New +$2.02M
GSAQU
16
DELISTED
Global Synergy Acquisition Corp. Units
GSAQU
$1.99M 0.77% +200,000 New +$1.99M
TBCPU
17
DELISTED
Thunder Bridge Capital Partners III Inc. Units
TBCPU
$1.98M 0.77% +200,000 New +$1.98M
HGAS
18
DELISTED
Global Gas Corporation Class A Common Stock
HGAS
$1.95M 0.76% +200,000 New +$1.95M
LSXMK
19
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$1.76M 0.68% +40,000 New +$1.76M
SHACU
20
DELISTED
SCP & CO Healthcare Acquisition Company Unit
SHACU
$1.75M 0.68% +175,000 New +$1.75M
VOSOU
21
DELISTED
Virtuoso Acquisition Corp. Unit
VOSOU
$1.73M 0.67% +175,000 New +$1.73M
FPAC
22
DELISTED
Far Peak Acquisition Corporation
FPAC
$1.71M 0.66% +175,000 New +$1.71M
TCACU
23
DELISTED
Tuatara Capital Acquisition Corporation Unit
TCACU
$1.5M 0.58% +150,000 New +$1.5M
PRPC.U
24
DELISTED
CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PRPC.U
$1.5M 0.58% +150,000 New +$1.5M
DWIN.U
25
DELISTED
Delwinds Insurance Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
DWIN.U
$1.5M 0.58% 150,000 – –
1
2 3 4 5