Cowen Investment Management’s Sprott Physical Gold and Silver Trust CEF Stock Holding History

Cowen Investment Management’s Portfolio CEF Stock Details CEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q2	–	Sell	-159,190	Closed	-$3.08M	–	249
2022 Q1	$3.08M	Buy	+159,190	New	+$2.93M	0.66%	14
2021 Q3	–	Sell	-46,257	Closed	-$864K	–	225
2021 Q2	$864K	Sell	46,257 -176,585	-79%	-$3.36M	0.22%	106
2021 Q1	$3.87M	Buy	+222,842	New	+$4.13M	1.5%	4
2020 Q4	–	Sell	-384,900	Closed	-$7.06M	–	158
2020 Q3	$7.06M	Buy	+384,900	New	+$7.39M	2.97%	3
2020 Q1	–	Sell	-685,872	Closed	-$10.1M	–	44
2019 Q4	$10.1M	Buy	685,872 +172,776	+34%	+$2.47M	3.25%	6
2019 Q3	$7.27M	Buy	+513,096	New	+$7.28M	2.13%	8

Other funds holding CEF

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

CTC

Central Trust Company Jefferson City, Missouri $5.53B AUM 28.91% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

JAM

Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SRC

Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return

MAP

Managed Asset Portfolios Rochester, Michigan $834M AUM 33.97% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

ECM

Evergreen Capital Management Bellevue, Washington $5.7B AUM 32.06% 1-Year Est. Return

Cowen Investment Management's CEF Position: Q2 2022 in Review

Cowen Investment Management sold out of Sprott Physical Gold and Silver Trust (CEF) in Q2 2022, closing a stake of 159,190 shares — an estimated $3.08M sold.

Cowen Investment Management first reported a position in CEF in Q3 2019 and held it in 6 quarters. The position peaked at $10.1M in Q4 2019. 282 funds tracked by Wall St. Rank hold CEF as of Q2 2022.

Cowen Investment Management reported no remaining Sprott Physical Gold and Silver Trust position as of Q2 2022 after selling out during the quarter.
Cowen Investment Management sold 159,190 Sprott Physical Gold and Silver Trust shares in Q2 2022, an estimated $3.08M.
Cowen Investment Management first reported a position in Sprott Physical Gold and Silver Trust in Q3 2019 and held it in 6 quarters.
Cowen Investment Management's Sprott Physical Gold and Silver Trust position peaked at $10.1M in Q4 2019.
282 funds tracked by Wall St. Rank held Sprott Physical Gold and Silver Trust as of Q2 2022.

Based on Cowen Investment Management's 13F filing for Q2 2022, filed 9 Aug 2022.