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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+3.89%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$81.2M
AUM Growth
-$555K
Cap. Flow
-$22.7M
Cap. Flow %
-27.92%
Top 10 Hldgs %
100%
Holding
11
New
1
Increased
3
Reduced
3
Closed
2

Top Buys

Rank Stock Value
1
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$4.51M
2
LBRDK icon
Liberty Broadband Class C
LBRDK
+$2.97M
3
LBRDA icon
Liberty Broadband Class A
LBRDA
+$2.77M

Top Sells

Rank Stock Value
1
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$9.12M
2
STHO icon
Star Holdings Shares of Beneficial Interest
STHO
+$3.22M
3
NNDM
Nano Dimension
NNDM
+$360K

Sector Composition

Rank Sector Weight
1 Financials 61.92%
2 Real Estate 13.15%
3 Communication Services 11.33%
4 Industrials 0.22%
5 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMFG icon
1
Sumitomo Mitsui Financial
SMFG
$164B
$38.9M 47.83%
3,301,575
-850,000
-20% -$9.12M
LYG icon
2
Lloyds Banking Group
LYG
$91.3B
$11.5M 14.09%
4,421,183
– –
HTZWW
3
Hertz Global Holdings Warrants
HTZWW
$95.5M
$10.8M 13.24%
2,422,004
+958,635
+66% +$4.51M
STHO icon
4
Star Holdings Shares of Beneficial Interest
STHO
$116M
$10.7M 13.15%
826,845
-257,317
-24% -$3.22M
LBRDK icon
5
Liberty Broadband Class C
LBRDK
$5.15B
$4.79M 5.89%
83,687
+44,900
+116% +$2.97M
LBRDA icon
6
Liberty Broadband Class A
LBRDA
$5.16B
$4.42M 5.44%
77,370
+42,000
+119% +$2.77M
STCN
7
DELISTED
Steel Connect, Inc. Common Stock
STCN
$179K 0.22%
18,830
– –
SPY icon
8
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$97.2K 0.12%
45,000
-50,000
-53% -$24.9M
TLT icon
9
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$14.5K 0.02%
+50,000
New +$4.73M
NNDM
10
Nano Dimension
NNDM
$343M
– –
-150,000
Closed -$360K
LSXMK
11
CALL
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
– –
-19,000
Closed -$71.5K

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AMG
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B
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XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
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ZIMP
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RCI
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Cowen Investment Management's Q1 2024 Portfolio in Review

As of Q1 2024, Cowen Investment Management held 11 positions worth $81.2M, down 0.68% from $81.8M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Cowen Investment Management withdrew a net $22.7M in Q1 2024, closing 2 positions and reducing 3 holdings. Its most notable exit was Nano Dimension, an estimated $360K position sold in full.

By sector, the portfolio is most concentrated in Financials at 62% of assets, down from 62% a quarter earlier, followed by Real Estate and Communication Services.

Against the trend, Cowen Investment Management added an estimated $4.51M to Hertz Global Holdings Warrants.

  • Cowen Investment Management added most to Hertz Global Holdings Warrants in Q1 2024, an estimated $4.51M increase.
  • Cowen Investment Management's biggest Q1 2024 reduction was Sumitomo Mitsui Financial, cutting an estimated $9.12M.
  • Cowen Investment Management fully exited Nano Dimension in Q1 2024, selling an estimated $360K.
  • Cowen Investment Management's ten largest holdings make up 100% of its $81.2M portfolio in Q1 2024.
  • Cowen Investment Management opened 1 new position and closed 2 in Q1 2024.
  • Cowen Investment Management's portfolio value fell 0.68% quarter-over-quarter to $81.2M.

Based on Cowen Investment Management's 13F filing for Q1 2024, filed 29 Aug 2024.