CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$81.1M
AUM Growth
-$399K
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
11
New
Increased
Reduced
Closed

Top Buys

1
+$4.51M
2
+$2.97M
3
+$2.77M

Top Sells

1
+$9.12M
2
+$3.22M
3
+$360K

Sector Composition

1 Financials 62.01%
2 Real Estate 13.17%
3 Communication Services 11.35%
4 Industrials 0.22%
5 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$38.9M 47.9%
3,301,575
-850,000
2
$11.5M 14.11%
4,421,183
3
$10.8M 13.25%
2,422,004
+958,635
4
$10.7M 13.17%
826,845
-257,317
5
$4.79M 5.9%
83,687
+44,900
6
$4.42M 5.45%
77,370
+42,000
7
$179K 0.22%
18,830
8
– –
0
9
– –
-150,000
10
– –
0
11
– –
0