CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+0.05%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$382M
AUM Growth
+$382M
Cap. Flow
-$90.6M
Cap. Flow %
-23.71%
Top 10 Hldgs %
42.38%
Holding
251
New
55
Increased
8
Reduced
6
Closed
135

Top Buys

1
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
$26.2M
2
CCVI
Churchill Capital Corp VI
CCVI
$13.4M
3
TCVA
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
$12.7M
4
MTVC
Motive Capital Corp II
MTVC
$10.7M
5
NSTD
Northern Star Investment Corp. IV
NSTD
$9.69M

Top Sells

1
MUFG icon
Mitsubishi UFJ Financial
MUFG
$15M
2
BNAI
Brand Engagement Network
BNAI
$12M
3
BZAI
Blaize Holdings, Inc. Common Stock
BZAI
$11.4M
4
HTZWW
Hertz Global Holdings Warrants
HTZWW
$11.3M
5
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
$10.6M

Sector Composition

1 Financials 67.11%
2 Industrials 8.53%
3 Consumer Discretionary 4.8%
4 Technology 3.76%
5 Healthcare 2.84%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SMFG icon
1
Sumitomo Mitsui Financial
SMFG
$105B
$45.2M 11.78% 5,643,875 -1,000,000 -15% -$8M
CVII
2
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
$26.2M 6.84% +2,585,000 New +$26.2M
PTRA
3
DELISTED
Proterra Inc. Common Stock
PTRA
$16.1M 4.2% 10,574,685 – –
CCVI
4
DELISTED
Churchill Capital Corp VI
CCVI
$13.4M 3.51% +1,330,000 New +$13.4M
TCVA
5
DELISTED
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
$12.7M 3.32% +1,242,000 New +$12.7M
MTVC
6
DELISTED
Motive Capital Corp II
MTVC
$10.7M 2.79% +1,024,583 New +$10.7M
LYG icon
7
Lloyds Banking Group
LYG
$64.3B
$10.3M 2.68% 4,421,183 – –
NSTD
8
DELISTED
Northern Star Investment Corp. IV
NSTD
$9.69M 2.53% +955,000 New +$9.69M
BMAC
9
DELISTED
Black Mountain Acquisition Corp.
BMAC
$9.35M 2.44% 900,000 +500,000 +125% +$5.2M
DEVS
10
DevvStream Corp. Common Stock
DEVS
$8.15M
$8.37M 2.19% +805,000 New +$8.37M
THCP
11
DELISTED
Thunder Bridge Capital Partners IV, Inc. Class A Common Stock
THCP
$8.25M 2.15% +815,000 New +$8.25M
YTPG
12
DELISTED
TPG Pace Beneficial II Corp.
YTPG
$7.98M 2.08% +800,000 New +$7.98M
NKGN
13
DELISTED
NKGen Biotech, Inc. Common Stock
NKGN
$7.6M 1.98% 750,000 +200,000 +36% +$2.03M
ALCE
14
DELISTED
Alternus Clean Energy, Inc. Class A Common Stock
ALCE
$7.54M 1.97% +735,000 New +$7.54M
BACA
15
DELISTED
Berenson Acquisition Corp. I
BACA
$7.4M 1.93% +725,000 New +$7.4M
STI icon
16
Solidion Technology
STI
$8.83M
$6.54M 1.71% +620,000 New +$6.54M
RTO icon
17
Rentokil
RTO
$12.4B
$6.14M 1.6% 168,233 – –
GCTS
18
GCT Semiconductor Holding
GCTS
$73.7M
$5.91M 1.54% 570,000 +470,000 +470% +$4.87M
TGR
19
DELISTED
Kimbell Tiger Acquisition Corporation
TGR
$5.84M 1.53% +555,000 New +$5.84M
GOGN
20
DELISTED
GoGreen Investments Corporation
GOGN
$5.7M 1.49% +540,000 New +$5.7M
LCAA
21
DELISTED
L Catterton Asia Acquisition Corp Class A Ordinary Shares
LCAA
$5.62M 1.47% 550,000 +300,000 +120% +$3.07M
CITE
22
DELISTED
Cartica Acquisition Corp Class A Ordinary Shares
CITE
$5.37M 1.4% +510,000 New +$5.37M
KVSA
23
DELISTED
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
$5.32M 1.39% 525,000 +375,000 +250% +$3.8M
RENEU
24
DELISTED
Cartesian Growth Corporation II Unit
RENEU
$5.28M 1.38% 500,000 – –
VLAT
25
DELISTED
Valor Latitude Acquisition Corp. Class A Ordinary Shares
VLAT
$5.12M 1.34% +500,000 New +$5.12M
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