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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
-6.6%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$470M
AUM Growth
+$3.26M
Cap. Flow
+$44.7M
Cap. Flow %
9.51%
Top 10 Hldgs %
35.42%
Holding
313
New
45
Increased
13
Reduced
13
Closed
65

Top Buys

Rank Stock Value
1
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$15.1M
2
CPAR
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
+$9.76M
3
CNDA
Concord Acquisition Corp II
CNDA
+$6.78M
4
BMAC
Black Mountain Acquisition Corp.
BMAC
+$5.97M
5
RENEU
Cartesian Growth Corporation II Unit
RENEU
+$5M

Top Sells

Rank Stock Value
1
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
+$3.54M
2
SNTI icon
Senti Biosciences Holdings
SNTI
+$3.46M
3
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$3.08M
4
PRST
Presto Technologies, Inc. Common Stock
PRST
+$2.78M
5
VHAQ
Viveon Health Acquisition Corp.
VHAQ
+$2.52M

Sector Composition

Rank Sector Weight
1 Financials 45.37%
2 Consumer Discretionary 10.9%
3 Technology 2.95%
4 Real Estate 1.26%
5 Healthcare 1.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMFG icon
1
Sumitomo Mitsui Financial
SMFG
$163B
$58.5M 12.44%
9,915,600
– –
PTRA
2
DELISTED
Proterra Inc. Common Stock
PTRA
$49.1M 10.44%
10,574,685
– –
HTZWW
3
Hertz Global Holdings Warrants
HTZWW
$83.4M
$11.4M 2.43%
+1,168,099
New +$15.1M
CPAR
4
DELISTED
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
$9.75M 2.07%
+1,000,000
New +$9.76M
LYG icon
5
Lloyds Banking Group
LYG
$90B
$9.06M 1.93%
4,441,183
– –
CNDA
6
DELISTED
Concord Acquisition Corp II
CNDA
$6.75M 1.44%
+700,000
New +$6.78M
HZON
7
DELISTED
Horizon Acquisition Corporation II
HZON
$6.04M 1.29%
610,000
+500,000
+455% +$4.95M
BMAC
8
DELISTED
Black Mountain Acquisition Corp.
BMAC
$5.97M 1.27%
+600,000
New +$5.97M
RENEU
9
DELISTED
Cartesian Growth Corporation II Unit
RENEU
$5.01M 1.07%
+500,000
New +$5M
SVFA
10
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
$4.93M 1.05%
500,000
+200,000
+67% +$1.97M
AGCB
11
DELISTED
Altimeter Growth Corp 2
AGCB
$4.93M 1.05%
500,000
+400,000
+400% +$3.93M
MBAC
12
DELISTED
M3-Brigade Acquisition II Corp.
MBAC
$4.91M 1.04%
500,000
-150,000
-23% -$1.47M
AIMAU
13
DELISTED
Aimfinity Investment Corp I Unit
AIMAU
$4.73M 1.01%
+479,715
New +$4.77M
ACQRU
14
DELISTED
Independence Holdings Corp. Units
ACQRU
$4.67M 0.99%
475,000
+375,000
+375% +$3.69M
REVH
15
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
$4.15M 0.88%
+425,000
New +$4.16M
BLEUU
16
DELISTED
bleuacacia ltd Unit
BLEUU
$3.98M 0.85%
400,000
– –
PRPC.U
17
DELISTED
CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PRPC.U
$3.66M 0.78%
372,041
+100,000
+37% +$991K
LBRDA icon
18
Liberty Broadband Class A
LBRDA
$5.32B
$3.48M 0.74%
30,669
-15,000
-33% -$1.76M
EUDA icon
19
EUDA Health Holdings
EUDA
$48.8M
$3.46M 0.73%
17,500
+12,500
+250% +$2.47M
ARBGU
20
DELISTED
Aequi Acquisition Corp Unit
ARBGU
$3.45M 0.73%
350,000
– –
CCVI.U
21
DELISTED
Churchill Capital Corp VI Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
CCVI.U
$3.45M 0.73%
350,000
– –
SNRH
22
DELISTED
Senior Connect Acquisition Corp. I Class A Common Stock
SNRH
$3.44M 0.73%
350,000
+200,000
+133% +$1.97M
RMGC
23
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
$3.44M 0.73%
+350,000
New +$3.44M
TRCA.U
24
DELISTED
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
$3.44M 0.73%
350,000
– –
OEPW
25
DELISTED
One Equity Partners Open Water I Corp. Class A Common Stock
OEPW
$3.44M 0.73%
+350,000
New +$3.43M
1
2 3 4 5

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SFG
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AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
Zimmermann Investment Management & Planning New Cumberland, Pennsylvania $2.27M AUM 29.81% 1-Year Est. Return
RCI
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Cowen Investment Management's Q2 2022 Portfolio in Review

As of Q2 2022, Cowen Investment Management held 313 positions worth $470M, up 0.7% from $467M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Cowen Investment Management deployed $44.7M of net new capital in Q2 2022, opening 45 new positions and adding to 13 existing holdings. Its largest new stake was Hertz Global Holdings Warrants: 1,168,099 shares worth $11.4M.

By sector, the portfolio is most concentrated in Financials at 45% of assets, up from 36% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Natural Order Acquisition Corp. Common Stock, an estimated $2.47M trimmed.

  • Cowen Investment Management's largest Q2 2022 buy was Hertz Global Holdings Warrants: 1,168,099 shares worth $11.4M.
  • Cowen Investment Management added most to Horizon Acquisition Corporation II in Q2 2022, an estimated $4.95M increase.
  • Cowen Investment Management's biggest Q2 2022 reduction was Natural Order Acquisition Corp. Common Stock, cutting an estimated $2.47M.
  • Cowen Investment Management fully exited ZeroFox Holdings, Inc. Common Stock in Q2 2022, selling an estimated $3.54M.
  • Cowen Investment Management's ten largest holdings make up 35% of its $470M portfolio in Q2 2022.
  • Cowen Investment Management opened 45 new positions and closed 65 in Q2 2022.
  • Cowen Investment Management's portfolio value rose 0.7% quarter-over-quarter to $470M.

Based on Cowen Investment Management's 13F filing for Q2 2022, filed 9 Aug 2022.