CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
-6.59%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$470M
AUM Growth
+$470M
Cap. Flow
+$41.4M
Cap. Flow %
8.82%
Top 10 Hldgs %
35.43%
Holding
313
New
45
Increased
12
Reduced
13
Closed
63

Top Buys

1
HTZWW
Hertz Global Holdings Warrants
HTZWW
$11.4M
2
CPAR
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
$9.75M
3
CNDA
Concord Acquisition Corp II
CNDA
$6.76M
4
BMAC
Black Mountain Acquisition Corp.
BMAC
$5.97M
5
RENEU
Cartesian Growth Corporation II Unit
RENEU
$5.01M

Top Sells

1
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
$3.54M
2
SNTI icon
Senti Biosciences
SNTI
$3.46M
3
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.09M
4
PRST
Presto Technologies, Inc. Common Stock
PRST
$2.78M
5
VHAQ
Viveon Health Acquisition Corp.
VHAQ
$2.53M

Sector Composition

1 Financials 45.39%
2 Consumer Discretionary 10.91%
3 Technology 2.96%
4 Real Estate 1.26%
5 Healthcare 1.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SMFG icon
1
Sumitomo Mitsui Financial
SMFG
$105B
$58.5M 12.44% 9,915,600 – –
PTRA
2
DELISTED
Proterra Inc. Common Stock
PTRA
$49.1M 10.44% 10,574,685 – –
HTZWW
3
Hertz Global Holdings Warrants
HTZWW
$274M
$11.4M 2.43% +1,168,099 New +$11.4M
CPAR
4
DELISTED
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
$9.75M 2.07% +1,000,000 New +$9.75M
LYG icon
5
Lloyds Banking Group
LYG
$64.3B
$9.06M 1.93% 4,441,183 – –
CNDA
6
DELISTED
Concord Acquisition Corp II
CNDA
$6.76M 1.44% +700,000 New +$6.76M
HZON
7
DELISTED
Horizon Acquisition Corporation II
HZON
$6.05M 1.29% 610,000 +500,000 +455% +$4.95M
BMAC
8
DELISTED
Black Mountain Acquisition Corp.
BMAC
$5.97M 1.27% +600,000 New +$5.97M
RENEU
9
DELISTED
Cartesian Growth Corporation II Unit
RENEU
$5.01M 1.07% +500,000 New +$5.01M
SVFA
10
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
$4.93M 1.05% 500,000 +200,000 +67% +$1.97M
AGCB
11
DELISTED
Altimeter Growth Corp. 2
AGCB
$4.93M 1.05% 500,000 +400,000 +400% +$3.94M
MBAC
12
DELISTED
M3-Brigade Acquisition II Corp.
MBAC
$4.91M 1.04% 500,000 -150,000 -23% -$1.47M
AIMAU
13
DELISTED
Aimfinity Investment Corp. I Unit
AIMAU
$4.73M 1.01% +479,715 New +$4.73M
ACQRU
14
DELISTED
Independence Holdings Corp. Units
ACQRU
$4.67M 0.99% 475,000 +375,000 +375% +$3.69M
REVH
15
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
$4.15M 0.88% +425,000 New +$4.15M
BLEUU
16
DELISTED
bleuacacia ltd Unit
BLEUU
$3.98M 0.85% 400,000 – –
PRPC.U
17
DELISTED
CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PRPC.U
$3.66M 0.78% 372,041 +100,000 +37% +$984K
LBRDA icon
18
Liberty Broadband Class A
LBRDA
$8.71B
$3.48M 0.74% 30,669 -15,000 -33% -$1.7M
EUDA icon
19
EUDA Health Holdings
EUDA
$76.5M
$3.46M 0.73% 350,000 +250,000 +250% +$2.47M
ARBGU
20
DELISTED
Aequi Acquisition Corp. Unit
ARBGU
$3.45M 0.73% 350,000 – –
CCVI.U
21
DELISTED
Churchill Capital Corp VI Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
CCVI.U
$3.45M 0.73% 350,000 – –
SNRH
22
DELISTED
Senior Connect Acquisition Corp. I Class A Common Stock
SNRH
$3.44M 0.73% 350,000 +200,000 +133% +$1.97M
RMGC
23
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
$3.44M 0.73% +350,000 New +$3.44M
TRCA.U
24
DELISTED
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
$3.44M 0.73% 350,000 – –
OEPW
25
DELISTED
One Equity Partners Open Water I Corp. Class A Common Stock
OEPW
$3.44M 0.73% +350,000 New +$3.44M
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