We are live on ! Find out more
CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+0.06%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$463M
AUM Growth
-$7.59M
Cap. Flow
+$75.3M
Cap. Flow %
16.27%
Top 10 Hldgs %
32.1%
Holding
272
New
24
Increased
8
Reduced
8
Closed
19

Top Buys

Rank Stock Value
1
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$8.97M
2
KLAQ
KL Acquisition Corp Class A Common Stock
KLAQ
+$6.07M
3
TMAC
The Music Acquisition Corporation
TMAC
+$3.94M
4
TMX
Terminix Global Holdings, Inc.
TMX
+$3.63M
5
SCOB
ScION Tech Growth II Class A Ordinary Shares
SCOB
+$3.13M

Top Sells

Rank Stock Value
1
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$16.4M
2
CPAR
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
+$7.36M
3
HZON
Horizon Acquisition Corporation II
HZON
+$3.98M
4
AGCB
Altimeter Growth Corp 2
AGCB
+$2.47M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$2.11M

Sector Composition

Rank Sector Weight
1 Financials 43.59%
2 Consumer Discretionary 11.81%
3 Technology 3.07%
4 Industrials 2.03%
5 Real Estate 1.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTRA
1
DELISTED
Proterra Inc. Common Stock
PTRA
$52.7M 11.38%
10,574,685
– –
SMFG icon
2
Sumitomo Mitsui Financial
SMFG
$164B
$39.6M 8.55%
7,193,875
-2,721,725
-27% -$16.4M
HTZWW
3
Hertz Global Holdings Warrants
HTZWW
$95.5M
$11.6M 2.51%
1,305,709
+137,610
+12% +$1.48M
LITT
4
DELISTED
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
$8.99M 1.94%
+920,000
New +$8.97M
LYG icon
5
Lloyds Banking Group
LYG
$91.3B
$7.91M 1.71%
4,421,183
-20,000
-0.5% -$41.5K
CNDA
6
DELISTED
Concord Acquisition Corp II
CNDA
$6.78M 1.47%
700,000
– –
KLAQ
7
DELISTED
KL Acquisition Corp Class A Common Stock
KLAQ
$6.08M 1.31%
+615,000
New +$6.07M
RENEU
8
DELISTED
Cartesian Growth Corporation II Unit
RENEU
$5.01M 1.08%
500,000
– –
SVFA
9
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
$4.98M 1.08%
500,000
– –
MBAC
10
DELISTED
M3-Brigade Acquisition II Corp.
MBAC
$4.91M 1.06%
500,000
– –
AIMAU
11
DELISTED
Aimfinity Investment Corp I Unit
AIMAU
$4.75M 1.03%
479,715
– –
ACQRU
12
DELISTED
Independence Holdings Corp. Units
ACQRU
$4.71M 1.02%
475,000
– –
REVH
13
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
$4.17M 0.9%
425,000
– –
BMAC
14
DELISTED
Black Mountain Acquisition Corp.
BMAC
$4.01M 0.87%
400,000
-200,000
-33% -$2M
BLEUU
15
DELISTED
bleuacacia ltd Unit
BLEUU
$3.98M 0.86%
400,000
– –
TMAC
16
DELISTED
The Music Acquisition Corporation
TMAC
$3.94M 0.85%
+400,000
New +$3.94M
PRPC.U
17
DELISTED
CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PRPC.U
$3.7M 0.8%
372,041
– –
EUDA icon
18
EUDA Health Holdings
EUDA
$47.6M
$3.51M 0.76%
17,500
– –
ARBGU
19
DELISTED
Aequi Acquisition Corp Unit
ARBGU
$3.49M 0.76%
350,000
– –
SNRH
20
DELISTED
Senior Connect Acquisition Corp. I Class A Common Stock
SNRH
$3.48M 0.75%
350,000
– –
RMGC
21
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
$3.48M 0.75%
350,000
– –
TRCA.U
22
DELISTED
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
$3.46M 0.75%
350,000
– –
CCVI.U
23
DELISTED
Churchill Capital Corp VI Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
CCVI.U
$3.46M 0.75%
350,000
– –
OEPW
24
DELISTED
One Equity Partners Open Water I Corp. Class A Common Stock
OEPW
$3.46M 0.75%
350,000
– –
TMX
25
DELISTED
Terminix Global Holdings, Inc.
TMX
$3.25M 0.7%
+84,823
New +$3.63M
1
2 3 4 5

Similar funds

SFG
Susquehanna Financial Group Bala Cynwyd, Pennsylvania $10.9M AUM
AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
Zimmermann Investment Management & Planning New Cumberland, Pennsylvania $2.27M AUM 29.81% 1-Year Est. Return
RCI
Ridgeback Capital Investments Miami Beach, Florida $560K AUM

Cowen Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Cowen Investment Management held 272 positions worth $463M, down 1.6% from $470M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Cowen Investment Management deployed $75.3M of net new capital in Q3 2022, opening 24 new positions and adding to 8 existing holdings. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 920,000 shares worth $8.99M.

By sector, the portfolio is most concentrated in Financials at 44% of assets, down from 45% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Sumitomo Mitsui Financial, an estimated $16.4M trimmed.

  • Cowen Investment Management's largest Q3 2022 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 920,000 shares worth $8.99M.
  • Cowen Investment Management added most to Far Peak Acquisition Corporation in Q3 2022, an estimated $2.96M increase.
  • Cowen Investment Management's biggest Q3 2022 reduction was Sumitomo Mitsui Financial, cutting an estimated $16.4M.
  • Cowen Investment Management fully exited Jaws Mustang Acquisition Corp. in Q3 2022, selling an estimated $2.11M.
  • Cowen Investment Management's ten largest holdings make up 32% of its $463M portfolio in Q3 2022.
  • Cowen Investment Management opened 24 new positions and closed 19 in Q3 2022.
  • Cowen Investment Management's portfolio value fell 1.6% quarter-over-quarter to $463M.

Based on Cowen Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.