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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+0.34%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$168M
AUM Growth
-$216M
Cap. Flow
-$176M
Cap. Flow %
-105.21%
Top 10 Hldgs %
66.6%
Holding
125
New
10
Increased
14
Reduced
5
Closed
79

Top Buys

Rank Stock Value
1
KCGI
Kensington Capital Acquisition Corp. V
KCGI
+$9.97M
2
STHO icon
Star Holdings Shares of Beneficial Interest
STHO
+$6.88M
3
DNAD
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
+$4.65M
4
PFTA
Perception Capital Corp. III Class A Ordinary Share
PFTA
+$4.12M
5
JGGC
Jaguar Global Growth Corporation I Class A Ordinary Shares
JGGC
+$3.68M

Top Sells

Rank Stock Value
1
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$26.2M
2
CCVI
Churchill Capital Corp VI
CCVI
+$13.4M
3
TCVA
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
+$12.7M
4
MTVC
Motive Capital Corp II
MTVC
+$10.7M
5
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$9.85M

Sector Composition

Rank Sector Weight
1 Financials 64.6%
2 Consumer Discretionary 7.57%
3 Real Estate 5.78%
4 Industrials 4.51%
5 Technology 4.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMFG icon
1
Sumitomo Mitsui Financial
SMFG
$163B
$38.3M 22.85%
4,451,875
-1,192,000
-21% -$9.85M
PTRA
2
DELISTED
Proterra Inc. Common Stock
PTRA
$12.7M 7.57%
10,574,685
– –
KCGI
3
DELISTED
Kensington Capital Acquisition Corp. V
KCGI
$10M 5.99%
+950,000
New +$9.97M
LYG icon
4
Lloyds Banking Group
LYG
$90B
$9.73M 5.81%
4,421,183
– –
STHO icon
5
Star Holdings Shares of Beneficial Interest
STHO
$115M
$9.68M 5.78%
659,789
+434,585
+193% +$6.88M
LCAA
6
DELISTED
L Catterton Asia Acquisition Corp Class A Ordinary Shares
LCAA
$7.84M 4.68%
750,000
+200,000
+36% +$2.07M
LSXMK
7
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$6.26M 3.74%
246,833
+118,622
+93% +$2.65M
SLAM
8
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
$6.06M 3.62%
570,000
+300,000
+111% +$3.15M
RTO icon
9
Rentokil
RTO
$12.3B
$5.59M 3.34%
143,233
-25,000
-15% -$980K
ARYE
10
DELISTED
ARYA Sciences Acquisition Corp V Class A Ordinary Shares
ARYE
$5.42M 3.23%
523,000
+23,000
+5% +$237K
RENEU
11
DELISTED
Cartesian Growth Corporation II Unit
RENEU
$5.38M 3.21%
500,000
– –
DNAD
12
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
$5.2M 3.1%
502,000
+452,000
+904% +$4.65M
FRBN
13
DELISTED
Forbion European Acquisition Corp. Class A Ordinary Shares
FRBN
$4.75M 2.84%
442,750
– –
MNTN
14
DELISTED
Everest Consolidator Acquisition Corporation
MNTN
$4.69M 2.8%
440,000
+315,000
+252% +$3.33M
ZING
15
DELISTED
FTAC Zeus Acquisition Corp. Class A Common Stock
ZING
$4.22M 2.52%
405,000
+315,000
+350% +$3.26M
PFTA
16
DELISTED
Perception Capital Corp. III Class A Ordinary Share
PFTA
$4.15M 2.48%
+400,000
New +$4.12M
JGGC
17
DELISTED
Jaguar Global Growth Corporation I Class A Ordinary Shares
JGGC
$3.71M 2.21%
+350,500
New +$3.68M
KMF
18
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$3.64M 2.17%
512,772
+366,619
+251% +$2.65M
DNAB
19
DELISTED
Social Capital Suvretta Holdings Corp. II Class A Ordinary Shares
DNAB
$2.82M 1.68%
272,000
+172,000
+172% +$1.77M
TRTL.U
20
DELISTED
TortoiseEcofin Acquisition Corp. III Units each consisting of one Class A Ordinary Share, and one-fourth of one redeemable warrant
TRTL.U
$1.55M 0.93%
150,000
– –
ZLS
21
DELISTED
Zalatoris II Acquisition Corp Class A Ordinary Shares
ZLS
$1.4M 0.83%
135,000
-165,000
-55% -$1.7M
GLOP
22
DELISTED
GASLOG PARTNERS LP
GLOP
$1.29M 0.77%
+150,000
New +$1.28M
KNSW
23
DELISTED
KnightSwan Acquisition Corporation
KNSW
$1.16M 0.69%
110,000
– –
APCA.U
24
DELISTED
AP Acquisition Corp Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
APCA.U
$1.08M 0.64%
100,000
– –
APCA
25
DELISTED
AP Acquisition Corp
APCA
$1.08M 0.64%
100,000
– –
1
2 3 4 5

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SFG
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AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
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RCI
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Cowen Investment Management's Q2 2023 Portfolio in Review

As of Q2 2023, Cowen Investment Management held 125 positions worth $168M, down 56% from $383M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Cowen Investment Management withdrew a net $176M in Q2 2023, closing 79 positions and reducing 5 holdings. Its most notable exit was Churchill Capital Corp VII Class A Common Stock, an estimated $26.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 65% of assets, down from 67% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, Cowen Investment Management opened a new position in Kensington Capital Acquisition Corp. V worth $10M.

  • Cowen Investment Management's largest Q2 2023 buy was Kensington Capital Acquisition Corp. V: 950,000 shares worth $10M.
  • Cowen Investment Management added most to Star Holdings Shares of Beneficial Interest in Q2 2023, an estimated $6.88M increase.
  • Cowen Investment Management's biggest Q2 2023 reduction was Sumitomo Mitsui Financial, cutting an estimated $9.85M.
  • Cowen Investment Management fully exited Churchill Capital Corp VII Class A Common Stock in Q2 2023, selling an estimated $26.2M.
  • Cowen Investment Management's ten largest holdings make up 67% of its $168M portfolio in Q2 2023.
  • Cowen Investment Management opened 10 new positions and closed 79 in Q2 2023.
  • Cowen Investment Management's portfolio value fell 56% quarter-over-quarter to $168M.

Based on Cowen Investment Management's 13F filing for Q2 2023, filed 15 Aug 2023.