CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$383M
AUM Growth
+$127M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
233
New
Increased
Reduced
Closed

Top Buys

1
+$65.5M
2
+$30M
3
+$3.67M
4
TRCA.U
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
+$3.25M
5
SHPW
Shapeways Holdings, Inc. Common Stock
SHPW
+$2.5M

Top Sells

1
+$3.3M
2
+$2.97M
3
+$1.73M
4
SPCX icon
The SPAC and New Issue ETF
SPCX
+$1.43M
5
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
+$1.03M

Sector Composition

1 Financials 29.72%
2 Healthcare 13.63%
3 Communication Services 1.85%
4 Industrials 1.24%
5 Technology 0.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$71.4M 18.53%
10,360,600
-25,000
2
$65.5M 17.02%
+3,427,607
3
$44.9M 11.67%
750,400
+500,000
4
$12.6M 3.28%
4,960,083
5
$4.01M 1.04%
23,846
+7,646
6
$3.67M 0.95%
+20,000
7
$3.67M 0.95%
365,000
8
$3.5M 0.91%
350,000
+325,000
9
$3.5M 0.91%
350,000
10
$2.99M 0.78%
300,000
+250,000
11
$2.85M 0.74%
125,000
-891
12
$2.51M 0.65%
250,000
13
$2.5M 0.65%
+31,250
14
$2.5M 0.65%
250,000
+100,000
15
$2.45M 0.64%
250,000
16
$2.42M 0.63%
+250,000
17
$2.25M 0.58%
225,000
+100,000
18
$2.23M 0.58%
225,000
19
$2.07M 0.54%
200,000
-100,000
20
$2.05M 0.53%
200,000
21
$2.04M 0.53%
200,000
22
$2.02M 0.52%
200,000
23
$2M 0.52%
200,000
24
$1.96M 0.51%
200,000
25
$1.95M 0.51%
200,000
+150,000
1
2 3 4 5