CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+2.12%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$383M
AUM Growth
+$383M
Cap. Flow
+$125M
Cap. Flow %
32.72%
Top 10 Hldgs %
56.41%
Holding
233
New
52
Increased
13
Reduced
18
Closed
28

Top Buys

1
PTRAW
Proterra Inc. Warrant
PTRAW
$65.5M
2
AZN icon
AstraZeneca
AZN
$30M
3
ALXN
Alexion Pharmaceuticals Inc
ALXN
$3.67M
4
TRCA.U
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
$3.25M
5
SHPW
Shapeways Holdings, Inc. Common Stock
SHPW
$2.5M

Top Sells

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.3M
2
FOREU
Foresight Acquisition Corp. Units
FOREU
$2.97M
3
VOSOU
Virtuoso Acquisition Corp. Unit
VOSOU
$1.73M
4
SPCX icon
The SPAC and New Issue ETF
SPCX
$1.43M
5
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
$1.04M

Sector Composition

1 Financials 29.72%
2 Healthcare 13.63%
3 Communication Services 1.85%
4 Industrials 1.24%
5 Technology 0.92%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SMFG icon
1
Sumitomo Mitsui Financial
SMFG
$105B
$71.4M 18.53% 10,360,600 -25,000 -0.2% -$172K
PTRAW
2
DELISTED
Proterra Inc. Warrant
PTRAW
$65.5M 17.02% +3,427,607 New +$65.5M
AZN icon
3
AstraZeneca
AZN
$248B
$44.9M 11.67% 750,400 +500,000 +200% +$30M
LYG icon
4
Lloyds Banking Group
LYG
$64.3B
$12.6M 3.28% 4,960,083 – –
LBRDA icon
5
Liberty Broadband Class A
LBRDA
$8.71B
$4.01M 1.04% 23,846 +7,646 +47% +$1.29M
ALXN
6
DELISTED
Alexion Pharmaceuticals Inc
ALXN
$3.67M 0.95% +20,000 New +$3.67M
SLCRU
7
DELISTED
Silver Crest Acquisition Corporation Unit
SLCRU
$3.67M 0.95% 365,000 – –
TRCA.U
8
DELISTED
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
$3.5M 0.91% 350,000 +325,000 +1,300% +$3.25M
ARBGU
9
DELISTED
Aequi Acquisition Corp. Unit
ARBGU
$3.5M 0.91% 350,000 – –
SLAMU
10
DELISTED
Slam Corp. Unit
SLAMU
$2.99M 0.78% 300,000 +250,000 +500% +$2.5M
PSTH
11
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$2.85M 0.74% 125,000 -891 -0.7% -$20.3K
SWETU
12
DELISTED
Athlon Acquisition Corp. Unit
SWETU
$2.51M 0.65% 250,000 – –
SHPW
13
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$2.5M 0.65% +250,000 New +$2.5M
NRACU
14
DELISTED
Northern Revival Acquisition Corporation Unit
NRACU
$2.5M 0.65% 250,000 +100,000 +67% +$1M
GRNA
15
DELISTED
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
$2.45M 0.64% 250,000 – –
EVOJ
16
DELISTED
Evo Acquisition Corp. Class A Common Stock
EVOJ
$2.43M 0.63% +250,000 New +$2.43M
ADEX.U
17
DELISTED
Adit EdTech Acquisition Corp Units, each consisting of one share of common stock, and one-half of one redeemable warrant
ADEX.U
$2.25M 0.58% 225,000 +100,000 +80% +$1M
PRST
18
DELISTED
Presto Technologies, Inc. Common Stock
PRST
$2.23M 0.58% 225,000 – –
THMAU
19
DELISTED
Thimble Point Acquisition Corp. Unit
THMAU
$2.07M 0.54% 200,000 -100,000 -33% -$1.04M
VTIQU
20
DELISTED
VectoIQ Acquisition Corp. II Unit
VTIQU
$2.05M 0.53% 200,000 – –
VCKAU
21
DELISTED
Vickers Vantage Corp. I Unit
VCKAU
$2.04M 0.53% 200,000 – –
GSAQU
22
DELISTED
Global Synergy Acquisition Corp. Units
GSAQU
$2.02M 0.52% 200,000 – –
TBCPU
23
DELISTED
Thunder Bridge Capital Partners III Inc. Units
TBCPU
$2M 0.52% 200,000 – –
HGAS
24
DELISTED
Global Gas Corporation Class A Common Stock
HGAS
$1.96M 0.51% 200,000 – –
RBAC
25
DELISTED
RedBall Acquisition Corp.
RBAC
$1.95M 0.51% 200,000 +150,000 +300% +$1.47M
1
2 3 4 5