CIM
Cowen Investment Management Portfolio holdings
AUM
$12M
This Quarter Return
+4.63%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$22.4M
AUM Growth
+$22.4M
(-66%)
Cap. Flow
-$44.5M
Cap. Flow
% of AUM
-198.43%
Top 10 Holdings %
Top 10 Hldgs %
100%
Holding
5
New
–
Increased
–
Reduced
1
Closed
2
Top Buys
No buys this quarter
Top Sells
| 1 |
Sumitomo Mitsui Financial
SMFG
|
$44.3M |
| 2 |
Liberty Broadband Class C
LBRDK
|
$219K |
| 3 |
HTZWW
Hertz Global Holdings Warrants
HTZWW
|
$43.8K |
Sector Composition
| 1 | Financials | 61.46% |
| 2 | Industrials | 0.89% |
| 3 | Communication Services | 0% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
1
Lloyds Banking Group
LYG
$64.3B
| $13.8M | 61.46% | 4,421,183 | – | – |
|
|
HTZWW
2
Hertz Global Holdings Warrants
HTZWW
$274M
| $8.45M | 37.66% | 3,859,356 -20,000 | -0.5% | -$43.8K |
|
|
STCN
3
DELISTED
Steel Connect, Inc. Common Stock
STCN
| $199K | 0.89% | 18,830 | – | – |
|
|
4
Liberty Broadband Class C
LBRDK
$8.73B
| – | – | -4,000 | Closed | -$219K |
|
|
5
Sumitomo Mitsui Financial
SMFG
$105B
| – | – | -3,301,575 | Closed | -$44.3M |
|