CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+9.8%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$216M
AUM Growth
+$216M
Cap. Flow
-$36.7M
Cap. Flow %
-17%
Top 10 Hldgs %
43.77%
Holding
196
New
93
Increased
3
Reduced
39
Closed
43

Top Buys

1
ARBGU
Aequi Acquisition Corp. Unit
ARBGU
$3.54M
2
ENPC.U
Executive Network Partnering Corporation CAPS, each consisting of one share of Class A common stock, and one-quarter of one redeemable warrant
ENPC.U
$2.88M
3
MUDSU
Mudrick Capital Acquisition Corporation II Unit
MUDSU
$2.32M
4
AVAN.U
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
$1.9M
5
EMPW.U
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
$1.82M

Top Sells

1
MVST icon
Microvast
MVST
$7.64M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$7.06M
3
AMCX icon
AMC Networks
AMCX
$6.85M
4
ASLE icon
AerSale
ASLE
$6.14M
5
UN
Unilever NV New York Registry Shares
UN
$5.58M

Sector Composition

1 Financials 41.91%
2 Healthcare 1.83%
3 Industrials 1.51%
4 Consumer Discretionary 0.92%
5 Consumer Staples 0.73%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SMFG icon
1
Sumitomo Mitsui Financial
SMFG
$105B
$64.6M 29.84% 10,465,600 -284,400 -3% -$1.75M
LYG icon
2
Lloyds Banking Group
LYG
$64.3B
$9.76M 4.51% 4,980,083 – –
ARBGU
3
DELISTED
Aequi Acquisition Corp. Unit
ARBGU
$3.54M 1.63% +350,000 New +$3.54M
ERESU
4
DELISTED
East Resources Acquisition Company Unit
ERESU
$2.91M 1.34% 275,000 -25,000 -8% -$264K
ENPC.U
5
DELISTED
Executive Network Partnering Corporation CAPS, each consisting of one share of Class A common stock, and one-quarter of one redeemable warrant
ENPC.U
$2.88M 1.33% +113,000 New +$2.88M
CCIV.U
6
DELISTED
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$2.58M 1.19% 250,000 -150,000 -38% -$1.55M
MUDSU
7
DELISTED
Mudrick Capital Acquisition Corporation II Unit
MUDSU
$2.32M 1.07% +225,000 New +$2.32M
AHACU
8
DELISTED
Alpha Healthcare Acquisition Corp. Unit
AHACU
$2.11M 0.98% 200,000 – –
AVAN.U
9
DELISTED
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
$1.9M 0.88% +175,000 New +$1.9M
EMPW.U
10
DELISTED
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
$1.82M 0.84% +175,000 New +$1.82M
SBG.U
11
DELISTED
Sandbridge Acquisition Corporation Units, each consisting of one share of Class A Common Stock and o
SBG.U
$1.7M 0.79% 165,000 +15,000 +10% +$155K
CRHC.U
12
DELISTED
Cohn Robbins Holdings Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CRHC.U
$1.61M 0.75% 150,000 -100,000 -40% -$1.08M
VIHAU
13
DELISTED
VPC Impact Acquisition Holdings Unit
VIHAU
$1.61M 0.74% +150,000 New +$1.61M
SVSVU
14
DELISTED
Spring Valley Acquisition Corp. Unit
SVSVU
$1.58M 0.73% +150,000 New +$1.58M
BURU icon
15
Nuburu, Inc.
BURU
$12.9M
$1.56M 0.72% +150,000 New +$1.56M
CND.U
16
DELISTED
Concord Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
CND.U
$1.55M 0.71% +150,000 New +$1.55M
KINZU
17
DELISTED
KINS Technology Group Inc. Unit
KINZU
$1.54M 0.71% +150,000 New +$1.54M
DWIN.U
18
DELISTED
Delwinds Insurance Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
DWIN.U
$1.53M 0.71% +150,000 New +$1.53M
BCS icon
19
Barclays
BCS
$68.9B
$1.52M 0.7% 190,258 -87,800 -32% -$701K
OCA.U
20
DELISTED
Omnichannel Acquisition Corp. Units, each consisting of one share of Class A common stock and one-ha
OCA.U
$1.39M 0.64% +135,000 New +$1.39M
ETACU
21
DELISTED
E.Merge Technology Acquisition Corp. Unit
ETACU
$1.33M 0.62% 125,000 -75,000 -38% -$800K
GOAC.U
22
DELISTED
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
$1.33M 0.61% 125,000 +25,000 +25% +$266K
CAS.U
23
DELISTED
Cascade Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half o
CAS.U
$1.31M 0.6% +125,000 New +$1.31M
SGAMU
24
DELISTED
Seaport Global Acquisition Corp. Unit
SGAMU
$1.31M 0.6% +125,000 New +$1.31M
RCHG
25
DELISTED
Recharge Acquisition Corp. Class A Common Stock
RCHG
$1.27M 0.59% +125,000 New +$1.27M
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