CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$216M
AUM Growth
-$20.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
196
New
Increased
Reduced
Closed

Top Buys

1
+$3.54M
2
+$2.88M
3
+$2.32M
4
AVAN.U
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
+$1.9M
5
EMPW.U
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
+$1.82M

Top Sells

1
+$7.63M
2
+$7.06M
3
+$6.84M
4
ASLE icon
AerSale
ASLE
+$6.14M
5
UN
Unilever NV New York Registry Shares
UN
+$5.58M

Sector Composition

1 Financials 41.91%
2 Healthcare 1.83%
3 Industrials 1.51%
4 Consumer Discretionary 0.92%
5 Consumer Staples 0.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$64.6M 29.84%
10,465,600
-284,400
2
$9.76M 4.51%
4,980,083
3
$3.54M 1.63%
+350,000
4
$2.91M 1.34%
275,000
-25,000
5
$2.88M 1.33%
+113,000
6
$2.58M 1.19%
250,000
-150,000
7
$2.32M 1.07%
+225,000
8
$2.11M 0.98%
200,000
9
$1.9M 0.88%
+175,000
10
$1.82M 0.84%
+175,000
11
$1.7M 0.79%
165,000
+15,000
12
$1.61M 0.75%
150,000
-100,000
13
$1.6M 0.74%
+150,000
14
$1.58M 0.73%
+150,000
15
$1.56M 0.72%
+3,750
16
$1.55M 0.71%
+150,000
17
$1.54M 0.71%
+150,000
18
$1.53M 0.71%
+150,000
19
$1.52M 0.7%
190,258
-87,800
20
$1.39M 0.64%
+135,000
21
$1.33M 0.62%
125,000
-75,000
22
$1.33M 0.61%
125,000
+25,000
23
$1.31M 0.6%
+125,000
24
$1.31M 0.6%
+125,000
25
$1.27M 0.59%
+125,000
1
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