CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+1.33%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$236M
AUM Growth
+$236M
Cap. Flow
+$76.8M
Cap. Flow %
32.54%
Top 10 Hldgs %
48.4%
Holding
112
New
64
Increased
5
Reduced
12
Closed
10

Top Buys

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$7.06M
2
MVST icon
Microvast
MVST
$6.87M
3
AMCX icon
AMC Networks
AMCX
$6.85M
4
ASLE icon
AerSale
ASLE
$6.14M
5
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$4.01M

Top Sells

1
GB
Global Blue Group Holding
GB
$10.8M
2
SPAQ.U
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
$8.34M
3
SPRU icon
Spruce Power Holding Corp
SPRU
$5.78M
4
GRNVU
GreenVision Acquisition Corp Unit
GRNVU
$3.62M
5
UL icon
Unilever
UL
$3.56M

Sector Composition

1 Financials 35.39%
2 Consumer Discretionary 6.44%
3 Industrials 3.33%
4 Communication Services 3.2%
5 Technology 2.57%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SMFG icon
1
Sumitomo Mitsui Financial
SMFG
$105B
$60.1M 25.27% 10,750,000 -250,000 -2% -$1.4M
MVST icon
2
Microvast
MVST
$864M
$7.64M 3.21% 750,000 +675,000 +900% +$6.87M
CEF icon
3
Sprott Physical Gold and Silver Trust
CEF
$6.27B
$7.06M 2.97% +384,900 New +$7.06M
AMCX icon
4
AMC Networks
AMCX
$306M
$6.85M 2.88% +277,000 New +$6.85M
LYG icon
5
Lloyds Banking Group
LYG
$64.3B
$6.47M 2.72% 4,980,083 – –
ASLE icon
6
AerSale
ASLE
$407M
$6.14M 2.58% +600,000 New +$6.14M
UN
7
DELISTED
Unilever NV New York Registry Shares
UN
$5.58M 2.35% 92,328 +57,667 +166% +$3.48M
MAPS icon
8
WM Technology
MAPS
$134M
$5.07M 2.13% 500,000 +200,000 +67% +$2.03M
LOTZ
9
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$4.91M 2.06% 480,000 +380,000 +380% +$3.88M
EQOS
10
DELISTED
EQONEX LIMITED Ordinary Shares
EQOS
$4.38M 1.84% 425,000 -25,000 -6% -$258K
CCIV.U
11
DELISTED
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$4.01M 1.69% +400,000 New +$4.01M
DMYD.U
12
DELISTED
dMY Technology Group, Inc. II Units, each consisting of one share of Class A common stock and one-th
DMYD.U
$3.58M 1.51% +350,000 New +$3.58M
UL icon
13
Unilever
UL
$155B
$3.56M 1.5% 57,672 -57,667 -50% -$3.56M
HECCU
14
DELISTED
Hudson Executive Investment Corp. Units
HECCU
$3.14M 1.32% 300,000 – –
THBR
15
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
$3.06M 1.29% +300,000 New +$3.06M
ERESU
16
DELISTED
East Resources Acquisition Company Unit
ERESU
$3.03M 1.27% +300,000 New +$3.03M
FGNA.U
17
DELISTED
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
$3M 1.26% +300,000 New +$3M
BSN.U
18
DELISTED
Broadstone Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of on
BSN.U
$2.99M 1.26% +300,000 New +$2.99M
SCVX.U
19
DELISTED
SCVX Corp. Units, each consisting of one Class A ordinary share, $0.0001 par value per share, and on
SCVX.U
$2.69M 1.13% 250,000 – –
RBAC.U
20
DELISTED
RedBall Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one
RBAC.U
$2.64M 1.11% +250,000 New +$2.64M
UPH
21
DELISTED
UpHealth, Inc.
UPH
$2.54M 1.07% 250,000 – –
SVACU
22
DELISTED
Starboard Value Acquisition Corp. Unit
SVACU
$2.53M 1.06% +250,000 New +$2.53M
CRHC.U
23
DELISTED
Cohn Robbins Holdings Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CRHC.U
$2.52M 1.06% +250,000 New +$2.52M
CFIIU
24
DELISTED
CF Finance Acquisition Corp. II Unit
CFIIU
$2.51M 1.05% +250,000 New +$2.51M
FTOCU
25
DELISTED
FTAC Olympus Acquisition Corp. Unit
FTOCU
$2.5M 1.05% +250,000 New +$2.5M
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