Cowen Investment Management’s CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant PRPC.U Stock Holding History

Cowen Investment Management’s Portfolio PRPC.U Stock Details PRPC.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-372,041	Closed	-$3.76M	–	165
2022 Q4	$3.76M	Hold	372,041	–	–	0.76%	31
2022 Q3	$3.7M	Hold	372,041	–	–	0.8%	17
2022 Q2	$3.66M	Buy	372,041 +100,000	+37%	+$991K	0.78%	17
2022 Q1	$2.71M	Hold	272,041	–	–	0.58%	19
2021 Q4	$2.72M	Buy	272,041 +172,041	+172%	+$1.72M	0.59%	20
2021 Q3	$995	Hold	100,000	–	–	﹤0.01%	95
2021 Q2	$999K	Sell	100,000 -50,000	-33%	-$504K	0.26%	74
2021 Q1	$1.5M	Buy	+150,000	New	+$1.55M	0.58%	24

Other funds holding PRPC.U

WCMNY

Westchester Capital Management (New York) Valhalla, New York $2.21B AUM 26.02% 1-Year Est. Return

Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return

LIM

Longfellow Investment Management Boston, Massachusetts $480M AUM 8% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cowen Investment Management's PRPC.U Position: Q1 2023 in Review

Cowen Investment Management sold out of CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant (PRPC.U) in Q1 2023, closing a stake of 372,041 shares — an estimated $3.76M sold.

Cowen Investment Management first reported a position in PRPC.U in Q1 2021 and held it in 8 quarters. The position peaked at $3.76M in Q4 2022. 4 funds tracked by Wall St. Rank hold PRPC.U as of Q1 2023.

Cowen Investment Management reported no remaining CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant position as of Q1 2023 after selling out during the quarter.
Cowen Investment Management sold 372,041 CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant shares in Q1 2023, an estimated $3.76M.
Cowen Investment Management first reported a position in CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant in Q1 2021 and held it in 8 quarters.
Cowen Investment Management's CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant position peaked at $3.76M in Q4 2022.
4 funds tracked by Wall St. Rank held CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant as of Q1 2023.

Based on Cowen Investment Management's 13F filing for Q1 2023, filed 11 May 2023.