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Sumitomo Mitsui Financial

141 hedge funds and large institutions have $959M invested in Sumitomo Mitsui Financial in 2013 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 59 increasing their positions, 40 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

48% more repeat investments, than reductions

Existing positions increased: 59 | Existing positions reduced: 40

13% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 15

6% more capital invested

Capital invested by funds: $908M → $959M (+$51.1M)

0.01% more ownership

Funds ownership: 6.96%6.98% (+0.01%)

0% more funds holding

Funds holding: 141141 (0)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

91% less call options, than puts

Call options by funds: $13K | Put options by funds: $138K

Holders
141
Holders Change
Holders Change %
0%
% of All Funds
4.57%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
17
Increased
59
Reduced
40
Closed
15
Calls
$13K
Puts
$138K
Net Calls
-$125K
Net Calls Change
-$166K
Name Holding Trade Value Shares
Change
Change in
Stake
Capital World Investors
1
Capital World Investors
California
$263M
Lazard Asset Management
2
Lazard Asset Management
New York
$99.6M -$6.24M -657,205 -6%
MAA
3
Managed Account Advisors
New Jersey
$81.9M +$2.15M +226,412 +3%
Morgan Stanley
4
Morgan Stanley
New York
$80.8M +$21.1M +2,218,576 +36%
BIP
5
Brandes Investment Partners
California
$40.6M -$31.5M -3,318,216 -44%
Wells Fargo
6
Wells Fargo
California
$25.6M +$96.8K +10,202 +0.4%
Bank of America
7
Bank of America
North Carolina
$25.4M +$2.35M +247,224 +10%
First Trust Advisors
8
First Trust Advisors
Illinois
$20.4M +$414K +43,612 +2%
Northern Trust
9
Northern Trust
Illinois
$20.3M +$3.09M +325,689 +19%
ClearBridge Investments
10
ClearBridge Investments
New York
$20.2M +$12.5M +1,319,808 +175%
PPA
11
Parametric Portfolio Associates
Washington
$19.5M +$1.45M +153,139 +8%
JP Morgan Chase
12
JP Morgan Chase
New York
$18.8M +$373K +39,335 +2%
NM
13
Nokota Management
New York
$16.4M +$3.42M +360,599 +27%
CCM
14
Cobalt Capital Management
New Jersey
$13.4M -$6.23M -656,137 -32%
Renaissance Technologies
15
Renaissance Technologies
New York
$12.8M +$945K +99,600 +8%
Neuberger Berman Group
16
Neuberger Berman Group
New York
$12.6M +$372K +39,233 +3%
AG
17
Aperio Group
California
$10.7M +$1.85M +194,760 +21%
Goldman Sachs
18
Goldman Sachs
New York
$9.79M +$1.1M +115,539 +13%
EGA
19
Eagle Global Advisors
Texas
$8.8M -$154K -16,207 -2%
Massachusetts Financial Services
20
Massachusetts Financial Services
Massachusetts
$8.49M -$709K -74,664 -8%
FWCM
21
Ferguson Wellman Capital Management
Oregon
$8.17M +$7.97M +840,082 New
Bank of New York Mellon
22
Bank of New York Mellon
New York
$7.23M +$264K +27,805 +4%
Federated Hermes
23
Federated Hermes
Pennsylvania
$7.14M
DVM
24
Dreman Value Management
Florida
$7.11M +$6.93M +730,434 New
IG
25
ING Group
Netherlands
$6.78M -$10.7M -1,126,460 -62%

SMFG Hedge Fund Activity: Q3 2013 in Review

141 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q3 2013, worth a combined $959M — up 5.6% from $908M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new SMFG positions and 15 closed out — a net gain of 2 holders — while 59 added to existing stakes and 40 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $21.1M. The largest seller was Brandes Investment Partners, cutting an estimated $31.5M.

  • 141 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $959M of Sumitomo Mitsui Financial stock for Q3 2013, up 5.6% quarter-over-quarter.
  • 17 funds opened new Sumitomo Mitsui Financial positions in Q3 2013 and 15 closed out, a net change of +2 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q3 2013 was Morgan Stanley, an estimated $21.1M added.
  • The largest Sumitomo Mitsui Financial seller in Q3 2013 was Brandes Investment Partners, an estimated $31.5M sold.

Based on aggregated 13F filings for Q3 2013.