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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.99%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$180M
AUM Growth
+$4.46M
Cap. Flow
+$10.2M
Cap. Flow %
5.66%
Top 10 Hldgs %
27.42%
Holding
301
New
13
Increased
70
Reduced
53
Closed
21

Top Buys

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$3.71M
2
DRA
Diversified Real Asset Income Fd
DRA
+$2.49M
3
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.99M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.71M
5
JMM icon
Nuveen Multi-Market Income Fund
JMM
+$1.49M

Top Sells

Rank Stock Value
1
SLA
AMERICAN SELECT PTFL INC
SLA
+$2.08M
2
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$1.5M
3
MRF
AMERICAN INCOME FUND
MRF
+$1.35M
4
GAB.PRG icon
Gabelli Equity Trust Series G Preferred Stock
GAB.PRG
+$1.12M
5
ACG
AllianceBernstein Income Fund Inc
ACG
+$1.11M

Sector Composition

Rank Sector Weight
1 Financials 4.77%
2 Industrials 3.88%
3 Consumer Staples 3.32%
4 Consumer Discretionary 3.27%
5 Real Estate 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMLC icon
276
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.77B
$1K ﹤0.01%
17
– –
EWD icon
277
iShares MSCI Sweden ETF
EWD
$536M
$1K ﹤0.01%
33
– –
IEI icon
278
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$1K ﹤0.01%
6
– –
PCY icon
279
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$1K ﹤0.01%
27
– –
THI
280
DELISTED
TIM HORTONS INC COM, CANADA
THI
$1K ﹤0.01%
13
– –
ETJ
281
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$562M
– –
-6,125
Closed -$71K
FGB
282
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
– –
-1,797
Closed -$15K
IGA
283
Voya Global Advantage and Premium Opportunity Fund
IGA
$156M
– –
-17,210
Closed -$212K
MHF
284
Western Asset Municipal High Income Fund
MHF
$152M
– –
-1,000
Closed -$7K
MINT icon
285
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
– –
-10,629
Closed -$1.08M
SPE
286
Special Opportunities Fund
SPE
$139M
– –
-11,920
Closed -$190K
DNI
287
DELISTED
Dividend and Income Fund
DNI
– –
-16,570
Closed -$264K
LCM
288
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
– –
-15,993
Closed -$165K
ACG
289
DELISTED
AllianceBernstein Income Fund Inc
ACG
– –
-148,149
Closed -$1.11M
MRF
290
DELISTED
AMERICAN INCOME FUND
MRF
– –
-174,342
Closed -$1.35M
SLA
291
DELISTED
AMERICAN SELECT PTFL INC
SLA
– –
-194,605
Closed -$2.08M
ASP
292
DELISTED
AMERN STRATEGIC INCOME PORTFOL
ASP
– –
-3,301
Closed -$34K
BSP
293
DELISTED
AMERN STRATEGIC INCM PORTF II
BSP
– –
-50,420
Closed -$443K
HXM
294
DELISTED
DESARROLLADORA HOMES DA DE CV (HOMEX DEV. CORP)
HXM
– –
-6,100
Closed -$5K
IRR
295
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
– –
-10,250
Closed -$118K
TMM
296
DELISTED
GRUPO TMM S.A.B. ADS REPTG FIVE ORD PART CERT SER A SH
TMM
– –
-12,280
Closed -$11K
JRO
297
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
– –
-2,000
Closed -$25K
JDD
298
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
– –
-151
Closed -$2K
BZM
299
DELISTED
BlackRock Maryland Municipal Bond Trust
BZM
– –
-528
Closed -$7K
GEQ
300
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
– –
-9,190
Closed -$184K
8 9 10 11
12

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SM
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PCI
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PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
Morris Financial Concepts Mount Pleasant, South Carolina $295M AUM 17.25% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Thomas J. Herzfeld Advisors held 301 positions worth $180M, up 2.5% from $175M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $10.2M of net new capital in Q3 2014, opening 13 new positions and adding to 70 existing holdings. Its largest new stake was Diversified Real Asset Income Fd: 140,718 shares worth $2.5M.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, down from 5.2% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was BlackRock Enhanced Equity Dividend Trust, an estimated $1.5M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2014 buy was Diversified Real Asset Income Fd: 140,718 shares worth $2.5M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q3 2014, an estimated $3.71M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2014 reduction was BlackRock Enhanced Equity Dividend Trust, cutting an estimated $1.5M.
  • Thomas J. Herzfeld Advisors fully exited AMERICAN SELECT PTFL INC in Q3 2014, selling an estimated $2.08M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $180M portfolio in Q3 2014.
  • Thomas J. Herzfeld Advisors opened 13 new positions and closed 21 in Q3 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 2.5% quarter-over-quarter to $180M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.