TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
-2.97%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$180M
AUM Growth
+$180M
Cap. Flow
+$9.75M
Cap. Flow %
5.42%
Top 10 Hldgs %
27.42%
Holding
301
New
13
Increased
71
Reduced
53
Closed
21

Top Buys

1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
$3.7M
2
DRA
Diversified Real Asset Income Fd
DRA
$2.5M
3
TYG
Tortoise Energy Infrastructure Corp
TYG
$2M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$1.66M
5
JMM icon
Nuveen Multi-Market Income Fund
JMM
$1.49M

Top Sells

1
SLA
AMERICAN SELECT PTFL INC
SLA
$2.08M
2
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.47M
3
MRF
AMERICAN INCOME FUND
MRF
$1.36M
4
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$1.11M
5
GAB.PRG icon
The Gabelli Equity Trust Inc. Series G Cumulative Preferred
GAB.PRG
$1.11M

Sector Composition

1 Industrials 3.88%
2 Consumer Staples 3.32%
3 Consumer Discretionary 3.27%
4 Financials 2.38%
5 Real Estate 1.66%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EMLC icon
276
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$3.7B
$1K ﹤0.01% 33 – –
EWD icon
277
iShares MSCI Sweden ETF
EWD
$320M
$1K ﹤0.01% 33 – –
IEI icon
278
iShares 3-7 Year Treasury Bond ETF
IEI
$16.8B
$1K ﹤0.01% 6 – –
PCY icon
279
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.22B
$1K ﹤0.01% 27 – –
THI
280
DELISTED
TIM HORTONS INC COM, CANADA
THI
$1K ﹤0.01% 13 – –
ACG
281
DELISTED
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
– – -148,149 Closed -$1.11M
MRF
282
DELISTED
AMERICAN INCOME FUND
MRF
– – -174,342 Closed -$1.36M
SLA
283
DELISTED
AMERICAN SELECT PTFL INC
SLA
– – -194,605 Closed -$2.08M
ASP
284
DELISTED
AMERN STRATEGIC INCOME PORTFOL
ASP
– – -3,301 Closed -$34K
BSP
285
DELISTED
AMERN STRATEGIC INCM PORTF II
BSP
– – -50,420 Closed -$443K
HXM
286
DELISTED
DESARROLLADORA HOMES DA DE CV (HOMEX DEV. CORP)
HXM
– – -6,100 Closed -$5K
IRR
287
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
– – -10,250 Closed -$118K
TMM
288
DELISTED
GRUPO TMM S.A.B. ADS REPTG FIVE ORD PART CERT SER A SH
TMM
– – -12,280 Closed -$11K
JRO
289
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
– – -2,000 Closed -$25K
JDD
290
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
– – -151 Closed -$2K
BZM
291
DELISTED
BlackRock Maryland Municipal Bond Trust
BZM
– – -528 Closed -$7K
GEQ
292
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
– – -9,190 Closed -$184K
ETJ
293
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$605M
– – -6,125 Closed -$71K
FGB
294
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
– – -1,797 Closed -$15K
IGA
295
Voya Global Advantage and Premium Opportunity Fund
IGA
$153M
– – -17,210 Closed -$212K
MHF
296
Western Asset Municipal High Income Fund
MHF
$151M
– – -1,000 Closed -$7K
MINT icon
297
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$13.8B
– – -10,629 Closed -$1.08M
SPE
298
Special Opportunities Fund
SPE
$167M
– – -11,387 Closed -$190K
DNI
299
DELISTED
Dividend and Income Fund
DNI
– – -16,570 Closed -$264K
LCM
300
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
– – -15,993 Closed -$165K
8 9 10 11
12