TJHA
FGB

Thomas J. Herzfeld Advisors’s First Trust Specialty Finance and Financial Opportunities Fund FGB Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio FGB Stock Details FGB Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-1,797
Closed -$15K – 282
2014
Q2 		$15K Hold
1,797
– – 0.01% 235
2014
Q1 		$14K Buy
+1,797
New +$14.2K 0.01% 253

Other funds holding FGB

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
AA
Apriem Advisors Irvine, California $1.05B AUM 22.09% 1-Year Est. Return
B
Baird Milwaukee, Wisconsin $9.78B AUM 11.39% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Thomas J. Herzfeld Advisors's FGB Position: Q3 2014 in Review

Thomas J. Herzfeld Advisors sold out of First Trust Specialty Finance and Financial Opportunities Fund (FGB) in Q3 2014, closing a stake of 1,797 shares — an estimated $15K sold.

Thomas J. Herzfeld Advisors first reported a position in FGB in Q1 2014 and held it in 2 quarters. The position peaked at $15K in Q2 2014. 19 funds tracked by Wall St. Rank hold FGB as of Q3 2014.

  • Thomas J. Herzfeld Advisors reported no remaining First Trust Specialty Finance and Financial Opportunities Fund position as of Q3 2014 after selling out during the quarter.
  • Thomas J. Herzfeld Advisors sold 1,797 First Trust Specialty Finance and Financial Opportunities Fund shares in Q3 2014, an estimated $15K.
  • Thomas J. Herzfeld Advisors first reported a position in First Trust Specialty Finance and Financial Opportunities Fund in Q1 2014 and held it in 2 quarters.
  • Thomas J. Herzfeld Advisors's First Trust Specialty Finance and Financial Opportunities Fund position peaked at $15K in Q2 2014.
  • 19 funds tracked by Wall St. Rank held First Trust Specialty Finance and Financial Opportunities Fund as of Q3 2014.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.