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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.51%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$280M
AUM Growth
+$8.64M
Cap. Flow
+$2.64M
Cap. Flow %
0.94%
Top 10 Hldgs %
44.91%
Holding
272
New
15
Increased
72
Reduced
74
Closed
35

Top Buys

Rank Stock Value
1
MIN
Aberdeen Intermediate Income Fund
MIN
+$3.32M
2
AEF
abrdn Emerging Markets Equity Income Fund
AEF
+$3.12M
3
AWP
abrdn Global Premier Properties Fund
AWP
+$2.97M
4
BGY icon
BlackRock Enhanced International Dividend Trust
BGY
+$2.89M
5
OXLC
Oxford Lane Capital
OXLC
+$2.88M

Top Sells

Rank Stock Value
1
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$3.8M
2
HERZ
Herzfeld Credit Income Fund
HERZ
+$3.43M
3
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$3.09M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$3.07M
5
TPZ
Tortoise Electrification Infrastructure ETF
TPZ
+$2.5M

Sector Composition

Rank Sector Weight
1 Financials 7.99%
2 Consumer Discretionary 4.58%
3 Industrials 4.39%
4 Real Estate 1.81%
5 Consumer Staples 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGF
251
Aberdeen Government Markets Income Fund
MGF
$90.9M
– –
-77,693
Closed -$358K
MMT
252
Aberdeen Multi-Market Income Fund
MMT
$237M
– –
-383,739
Closed -$2.27M
NML
253
Neuberger Energy Infrastructure and Income Fund Inc
NML
$572M
– –
-1,296
Closed -$9K
OPP
254
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$189M
– –
-304
Closed -$5K
HTT
255
High Templar Tech Ltd
HTT
$370M
– –
-2,263
Closed -$16K
RA
256
Brookfield Real Assets Income Fund
RA
$704M
– –
-24,171
Closed -$546K
SAP icon
257
SAP
SAP
$215B
– –
-76
Closed -$9K
SGMO
258
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
– –
-5,000
Closed -$45K
SPG icon
259
Simon Property Group
SPG
$76.4B
– –
-36
Closed -$6K
SRV
260
NXG Cushing Midstream Energy Fund
SRV
$211M
– –
-222
Closed -$9K
SU icon
261
Suncor Energy
SU
$77.7B
– –
-607
Closed -$19K
TPZ
262
Tortoise Electrification Infrastructure ETF
TPZ
$125M
– –
-138,583
Closed -$2.5M
TRV icon
263
Travelers Companies
TRV
$81.1B
– –
-29
Closed -$4K
VVR icon
264
Invesco Senior Income Trust
VVR
$456M
– –
-555,234
Closed -$2.33M
FAM
265
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
– –
-60,947
Closed -$644K
KMF
266
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
– –
-63,756
Closed -$690K
IVH
267
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
– –
-18,781
Closed -$257K
NXR
268
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
– –
-186
Closed -$3K
DUC
269
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
– –
-20,049
Closed -$185K
GFY
270
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
– –
-982
Closed -$16K
ZF
271
DELISTED
Virtus Total Return Fund Inc.
ZF
– –
-1,246
Closed -$14K
JRO
272
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
– –
-323,905
Closed -$3.09M
7 8 9 10
11

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DMBA
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MEPT
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ECM
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CWA
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Thomas J. Herzfeld Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Thomas J. Herzfeld Advisors held 272 positions worth $280M, up 3.2% from $271M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2019 filing shows 15 new, 72 increased, 74 reduced and 35 closed positions. Its largest new stake was Aberdeen Intermediate Income Fund: 879,126 shares worth $3.34M. The largest sale was FIRST TRUST ENERGY INFRASTRUCTURE FUND, an estimated $3.8M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 9.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q4 2019 buy was Aberdeen Intermediate Income Fund: 879,126 shares worth $3.34M.
  • Thomas J. Herzfeld Advisors added most to abrdn Emerging Markets Equity Income Fund in Q4 2019, an estimated $3.12M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2019 reduction was FIRST TRUST ENERGY INFRASTRUCTURE FUND, cutting an estimated $3.8M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen Floating Rate Income Opportunty Fund in Q4 2019, selling an estimated $3.09M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 45% of its $280M portfolio in Q4 2019.
  • Thomas J. Herzfeld Advisors opened 15 new positions and closed 35 in Q4 2019.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.2% quarter-over-quarter to $280M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.