TJHA
DUC

Thomas J. Herzfeld Advisors’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio DUC Stock Details DUC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		– Sell
-20,049
Closed -$185K – 269
2019
Q3 		$185K Sell
20,049
-58,140
-74% -$516K 0.07% 111
2019
Q2 		$684K Buy
+78,189
New +$677K 0.26% 78

Other funds holding DUC

KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
IA
Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
DWM
Dakota Wealth Management Palm Beach Gardens, Florida $4.62B AUM 33.09% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Thomas J. Herzfeld Advisors's DUC Position: Q4 2019 in Review

Thomas J. Herzfeld Advisors sold out of Duff & Phelps Utility & Corporate Bond Trust (DUC) in Q4 2019, closing a stake of 20,049 shares — an estimated $185K sold.

Thomas J. Herzfeld Advisors first reported a position in DUC in Q2 2019 and held it in 2 quarters. The position peaked at $684K in Q2 2019. 35 funds tracked by Wall St. Rank hold DUC as of Q4 2019.

  • Thomas J. Herzfeld Advisors reported no remaining Duff & Phelps Utility & Corporate Bond Trust position as of Q4 2019 after selling out during the quarter.
  • Thomas J. Herzfeld Advisors sold 20,049 Duff & Phelps Utility & Corporate Bond Trust shares in Q4 2019, an estimated $185K.
  • Thomas J. Herzfeld Advisors first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q2 2019 and held it in 2 quarters.
  • Thomas J. Herzfeld Advisors's Duff & Phelps Utility & Corporate Bond Trust position peaked at $684K in Q2 2019.
  • 35 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q4 2019.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.