DUC

Duff & Phelps Utility & Corporate Bond Trust
DUC

Overview Fund Activity
Delisted

DUC was delisted on the 5th of March, 2021.

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39 hedge funds and large institutions have $136M invested in Duff & Phelps Utility & Corporate Bond Trust in 2019 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 8 reducing their positions, and 1 closing their positions.

Holders
39
Holders Change
+4
Holders Change %
+11.43%
% of All Funds
0.85%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
14
Reduced
8
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$35.6M
2
KIM
2
Karpus Investment Management
New York
$40.8M
3
1CP
3
1607 Capital Partners
Virginia
$14.6M
4
SFS
4
Shaker Financial Services
Virginia
$845K
5
IA
5
Icon Advisers
Colorado
$3.02M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$34.3M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$606K
3
Lido Advisors
3
Lido Advisors
California
$384K
4
RJA
4
Raymond James & Associates
Florida
$0
5
LCM
5
Landscape Capital Management
New Jersey
$156K
Name Market Value Shares Shares
Change 		Shares
Change %
KIM
1
Karpus Investment Management
New York
$40.8M 4,665,577 +199,016 +4%
SIA
2
Sit Investment Associates
Minnesota
$35.6M 4,072,126 +374,241 +10%
Wells Fargo
3
Wells Fargo
California
$34.3M 3,919,070 -446,807 -10%
1CP
4
1607 Capital Partners
Virginia
$14.6M 1,673,751 +179,000 +12%
IA
5
Icon Advisers
Colorado
$3.02M 345,483 +86,972 +34%
GC
6
Guggenheim Capital
Illinois
$1.12M 128,367 +6,110 +5%
SFS
7
Shaker Financial Services
Virginia
$845K 96,598 +96,598 New
UBS Group
8
UBS Group
Switzerland
$690K 78,850 +946 +1%
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$684K 78,189 +78,189 New
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$606K 69,309 -19,283 -22%
DWM
11
Dakota Wealth Management
Florida
$596K 67,881 +9,600 +16%
Lido Advisors
12
Lido Advisors
California
$384K 43,931 -18,564 -30%
LPL Financial
13
LPL Financial
California
$336K 38,440 +2,905 +8%
Bank of America
14
Bank of America
North Carolina
$299K 34,118 -3,330 -9%
Morgan Stanley
15
Morgan Stanley
New York
$290K 33,196 +556 +2%
FHA
16
First Horizon Advisors
Tennessee
$226K 25,875 +25,875 New
FIA
17
FNY Investment Advisers
New York
$192K 22,009 +22,009 New
WAM
18
Wolverine Asset Management
Illinois
$165K 18,903 +11,489 +155%
LCM
19
Landscape Capital Management
New Jersey
$156K 17,777 -3,475 -16%
RFM
20
Royal Fund Management
Florida
$122K 13,949 – –
HSA
21
HBK Sorce Advisory
Pennsylvania
$113K 12,900 – –
Mariner
22
Mariner
Kansas
$110K 12,588 +53 +0.4%
HKAM
23
Horizon Kinetics Asset Management
New York
$109K 12,425 -950 -7%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$105K 12,048 +140 +1%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$35K 3,972 -1,155 -23%
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