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DUC

Duff & Phelps Utility & Corporate Bond Trust

Delisted

DUC was delisted on the 5th of March, 2021.

34 hedge funds and large institutions have $87.7M invested in Duff & Phelps Utility & Corporate Bond Trust in 2016 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 13 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% more capital invested

Capital invested by funds: $80.6M → $87.7M (+$7.09M)

11% less funds holding

Funds holding: 3834 (-4)

31% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 13

40% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 10

Holders
34
Holders Change
-4
Holders Change %
-10.53%
% of All Funds
0.91%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
9
Reduced
13
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$32.2M +$310K +33,416 +1%
KIM
2
Karpus Investment Management
New York
$23.6M -$89.1K -9,602 -0.4%
Wells Fargo
3
Wells Fargo
California
$14.1M +$241K +25,970 +2%
1CP
4
1607 Capital Partners
Virginia
$7.44M +$2.57M +277,092 +56%
Invesco
5
Invesco
Georgia
$1.97M -$67.5K -7,272 -3%
SIA
6
SeaBridge Investment Advisors
New Jersey
$1.45M +$1.4M +150,530 New
PCP
7
Proficio Capital Partners
Massachusetts
$1.4M +$254K +27,402 +23%
Morgan Stanley
8
Morgan Stanley
New York
$886K -$22.4K -2,416 -3%
Bank of America
9
Bank of America
North Carolina
$869K -$14.6K -1,568 -2%
LPL Financial
10
LPL Financial
California
$654K -$21.8K -2,351 -3%
GC
11
Guggenheim Capital
Illinois
$592K -$204K -21,929 -26%
CA
12
Cetera Advisors
Colorado
$296K -$26.8K -2,885 -9%
MA
13
Menlo Advisors
California
$262K -$4.27K -460 -2%
Mariner
14
Mariner
Kansas
$213K +$2.03K +219 +1%
FNT
15
First Nebraska Trust
Nebraska
$204K
HK
16
Horizon Kinetics
New York
$201K +$12.5K +1,350 +7%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$195K +$188K +20,283 New
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$186K +$7.43K +800 +4%
IP
19
Investment Partners
Ohio
$156K +$158K +16,967 New
UBS Group
20
UBS Group
Switzerland
$153K -$19.5K -2,097 -12%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$144K -$1.52K -164 -1%
WCM
22
Windsor Capital Management
Arizona
$134K +$232 +25 +0.2%
RJA
23
Raymond James & Associates
Florida
$111K +$107K +11,500 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$42K -$12.6K -1,355 -24%
MSFP
25
Mark Sheptoff Financial Planning
Connecticut
$38K

DUC Hedge Fund Activity: Q1 2016 in Review

34 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility & Corporate Bond Trust (DUC) for Q1 2016, worth a combined $87.7M — up 8.8% from $80.6M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of DUC and 6 opened new positions — a net loss of 4 holders — while 13 trimmed existing stakes and 9 added.

The largest buyer was 1607 Capital Partners, adding an estimated $2.57M. The largest seller was Laurion Capital Management, exiting entirely with an estimated $584K sold.

  • 34 institutional investors held Duff & Phelps Utility & Corporate Bond Trust (DUC) as of Q1 2016, down from 38 in Q4 2015.
  • Funds reported $87.7M of Duff & Phelps Utility & Corporate Bond Trust stock for Q1 2016, up 8.8% quarter-over-quarter.
  • 6 funds opened new Duff & Phelps Utility & Corporate Bond Trust positions in Q1 2016 and 10 closed out, a net change of -4 holders.
  • The largest Duff & Phelps Utility & Corporate Bond Trust buyer in Q1 2016 was 1607 Capital Partners, an estimated $2.57M added.
  • The largest Duff & Phelps Utility & Corporate Bond Trust seller in Q1 2016 was Laurion Capital Management, an estimated $584K sold.

Based on aggregated 13F filings for Q1 2016.