We are live on ! Find out more
DUC

Duff & Phelps Utility & Corporate Bond Trust

Delisted

DUC was delisted on the 5th of March, 2021.

35 hedge funds and large institutions have $89.4M invested in Duff & Phelps Utility & Corporate Bond Trust in 2016 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

20% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 10

3% more funds holding

Funds holding: 3435 (+1)

2% more capital invested

Capital invested by funds: $87.7M → $89.4M (+$1.63M)

Holders
35
Holders Change
+1
Holders Change %
+2.94%
% of All Funds
0.93%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
12
Reduced
10
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$36M +$3.31M +343,567 +10%
KIM
2
Karpus Investment Management
New York
$21M -$2.85M -296,248 -12%
Wells Fargo
3
Wells Fargo
California
$14.3M +$40.7K +4,222 +0.3%
1CP
4
1607 Capital Partners
Virginia
$7.53M +$9.13K +948 +0.1%
Invesco
5
Invesco
Georgia
$2.08M +$90.5K +9,395 +5%
SIA
6
SeaBridge Investment Advisors
New Jersey
$1.54M +$75.5K +7,840 +5%
PCP
7
Proficio Capital Partners
Massachusetts
$1.51M +$76.8K +7,967 +5%
Morgan Stanley
8
Morgan Stanley
New York
$965K +$68.1K +7,067 +8%
Bank of America
9
Bank of America
North Carolina
$801K -$78.1K -8,101 -9%
GC
10
Guggenheim Capital
Illinois
$586K -$12.1K -1,253 -2%
LPL Financial
11
LPL Financial
California
$359K -$297K -30,792 -46%
LCM
12
Laurion Capital Management
New York
$311K +$308K +31,966 New
CA
13
Cetera Advisors
Colorado
$288K -$9.11K -945 -3%
MA
14
Menlo Advisors
California
$265K
RJFSA
15
Raymond James Financial Services Advisors
Florida
$240K +$42.6K +4,422 +22%
FNT
16
First Nebraska Trust
Nebraska
$220K +$12.9K +1,340 +6%
Mariner
17
Mariner
Kansas
$217K +$2.06K +214 +1%
HK
18
Horizon Kinetics
New York
$203K
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$196K +$7.98K +828 +4%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$155K +$9.72K +1,009 +7%
UBS Group
21
UBS Group
Switzerland
$150K -$4.79K -497 -3%
WCM
22
Windsor Capital Management
Arizona
$124K -$11.4K -1,187 -8%
RJA
23
Raymond James & Associates
Florida
$112K
MSFP
24
Mark Sheptoff Financial Planning
Connecticut
$39K
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$27K -$15.5K -1,608 -37%

DUC Hedge Fund Activity: Q2 2016 in Review

35 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility & Corporate Bond Trust (DUC) for Q2 2016, worth a combined $89.4M — up 1.9% from $87.7M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new DUC positions and 4 closed out — a net gain of 1 holder — while 12 added to existing stakes and 10 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $3.31M. The largest seller was Karpus Investment Management, cutting an estimated $2.85M.

  • 35 institutional investors held Duff & Phelps Utility & Corporate Bond Trust (DUC) as of Q2 2016, up from 34 in Q1 2016.
  • Funds reported $89.4M of Duff & Phelps Utility & Corporate Bond Trust stock for Q2 2016, up 1.9% quarter-over-quarter.
  • 5 funds opened new Duff & Phelps Utility & Corporate Bond Trust positions in Q2 2016 and 4 closed out, a net change of +1 holder.
  • The largest Duff & Phelps Utility & Corporate Bond Trust buyer in Q2 2016 was Sit Investment Associates, an estimated $3.31M added.
  • The largest Duff & Phelps Utility & Corporate Bond Trust seller in Q2 2016 was Karpus Investment Management, an estimated $2.85M sold.

Based on aggregated 13F filings for Q2 2016.