DUC

Duff & Phelps Utility & Corporate Bond Trust
DUC

Overview Fund Activity
Delisted

DUC was delisted on the 5th of March, 2021.

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35 hedge funds and large institutions have $141M invested in Duff & Phelps Utility & Corporate Bond Trust in 2020 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 4 closing their positions.

Holders
35
Holders Change
+1
Holders Change %
+2.94%
% of All Funds
0.77%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
7
Increased
10
Reduced
9
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$80.5M
2
RCM
2
Rivernorth Capital Management
Florida
$17M
3
GCP
3
Gill Capital Partners
Colorado
$407K
4
KA
4
Kovack Advisors
Florida
$239K
5
1CP
5
1607 Capital Partners
Virginia
$15.3M

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$4.96M
2
IA
2
Icon Advisers
Colorado
$6.09M
3
SFS
3
Shaker Financial Services
Virginia
$0
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$0
5
Wells Fargo
5
Wells Fargo
California
$9.64M
Name Market Value Shares Shares
Change 		Shares
Change %
KIM
1
Karpus Investment Management
New York
$80.5M 9,615,272 +2,116,770 +28%
RCM
2
Rivernorth Capital Management
Florida
$17M 2,028,860 +1,727,400 +573%
1CP
3
1607 Capital Partners
Virginia
$15.3M 1,827,513 +26,100 +1%
Wells Fargo
4
Wells Fargo
California
$9.64M 1,151,669 -38,215 -3%
IA
5
Icon Advisers
Colorado
$6.09M 727,076 -78,877 -10%
SIA
6
Sit Investment Associates
Minnesota
$4.96M 592,325 -3,400,060 -85%
Invesco
7
Invesco
Georgia
$2.09M 249,125 -13,420 -5%
GC
8
Guggenheim Capital
Illinois
$1.49M 177,950 +9,192 +5%
DWM
9
Dakota Wealth Management
Florida
$925K 110,570 +3,648 +3%
UBS Group
10
UBS Group
Switzerland
$467K 55,857 -24,214 -30%
GCP
11
Gill Capital Partners
Colorado
$407K 48,571 +48,571 New
Morgan Stanley
12
Morgan Stanley
New York
$376K 44,917 +8,570 +24%
Bank of America
13
Bank of America
North Carolina
$330K 39,479 +485 +1%
LPL Financial
14
LPL Financial
California
$327K 39,092 +318 +0.8%
Lido Advisors
15
Lido Advisors
California
$241K 28,788 -9,914 -26%
KA
16
Kovack Advisors
Florida
$239K 28,500 +28,500 New
Fiera Capital (Canada)
17
Fiera Capital (Canada)
Quebec, Canada
$173K 20,668 +1,379 +7%
RFM
18
Royal Fund Management
Florida
$116K 13,949 – –
Franklin Resources
19
Franklin Resources
California
$109K 13,000 +13,000 New
FIA
20
FNY Investment Advisers
New York
$106K 12,681 -8,495 -40%
CCP
21
Clough Capital Partners
Massachusetts
$105K 12,528 -30,134 -71%
HKAM
22
Horizon Kinetics Asset Management
New York
$104K 12,425 – –
MSFP
23
Mark Sheptoff Financial Planning
Connecticut
$33K 3,971 – –
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$31K 3,760 +400 +12%
Osaic Holdings
25
Osaic Holdings
Arizona
$26K 3,132 +3,132 New
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