DUC

Duff & Phelps Utility & Corporate Bond Trust
DUC

Overview Fund Activity
Delisted

DUC was delisted on the 5th of March, 2021.

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35 hedge funds and large institutions have $31.7M invested in Duff & Phelps Utility & Corporate Bond Trust in 2014 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 4 closing their positions.

Holders
35
Holders Change
+2
Holders Change %
+6.06%
% of All Funds
1.01%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
10
Reduced
9
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$20.1M
2
Wells Fargo
2
Wells Fargo
California
$2.04M
3
SFS
3
Shaker Financial Services
Virginia
$298K
4
GC
4
Guggenheim Capital
Illinois
$584K
5
RJA
5
Raymond James & Associates
Florida
$224K

Top Sellers

1
AQR Capital Management
1
AQR Capital Management
Connecticut
$0
2
ICOA
2
Investment Centers of America
North Dakota
$0
3
CA
3
Cetera Advisors
Colorado
$456K
4
Morgan Stanley
4
Morgan Stanley
New York
$1.72M
5
WCM
5
Windsor Capital Management
Arizona
$294K
Name Market Value Shares Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$20.1M 1,921,004 +100,693 +6%
Wells Fargo
2
Wells Fargo
California
$2.04M 194,201 +29,842 +18%
Morgan Stanley
3
Morgan Stanley
New York
$1.72M 164,105 -7,507 -4%
Invesco
4
Invesco
Georgia
$1.66M 158,646 +10,708 +7%
MCC
5
Mid Continent Capital
Illinois
$1.01M 96,600 -500 -0.5%
Bank of America
6
Bank of America
North Carolina
$886K 84,560 +10,177 +14%
1CP
7
1607 Capital Partners
Virginia
$783K 74,705 +14,616 +24%
GC
8
Guggenheim Capital
Illinois
$584K 55,715 +26,663 +92%
CA
9
Cetera Advisors
Colorado
$456K 43,690 -16,345 -27%
SFS
10
Shaker Financial Services
Virginia
$298K 28,462 +28,462 New
WCM
11
Windsor Capital Management
Arizona
$294K 28,060 -7,176 -20%
U
12
UBS
Switzerland
$258K 24,643 -735 -3%
LPL Financial
13
LPL Financial
California
$246K 23,497 -5,577 -19%
RJA
14
Raymond James & Associates
Florida
$224K 21,350 +21,350 New
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$211K 20,091 +675 +3%
Mariner
16
Mariner
Kansas
$185K 17,663 +17,663 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$149K 14,299 +8,548 +149%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$115K 10,968 +137 +1%
WPP
19
Whalerock Point Partners
Rhode Island
$106K 10,139 – –
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$50K 4,734 -4,092 -46%
BC
21
Bartlett & Co
Ohio
$46K 4,400 – –
MSFP
22
Mark Sheptoff Financial Planning
Connecticut
$42K 3,971 – –
Creative Planning
23
Creative Planning
Kansas
$27K 2,600 – –
SSB
24
Sandy Spring Bank
Maryland
$23K 2,225 – –
Citigroup
25
Citigroup
New York
$21K 2,000 – –
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