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DUC

Duff & Phelps Utility & Corporate Bond Trust

Delisted

DUC was delisted on the 5th of March, 2021.

35 hedge funds and large institutions have $31.7M invested in Duff & Phelps Utility & Corporate Bond Trust in 2014 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

11% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 9

8% more capital invested

Capital invested by funds: $29.4M → $31.7M (+$2.29M)

6% more funds holding

Funds holding: 3335 (+2)

Holders
35
Holders Change
+2
Holders Change %
+6.06%
% of All Funds
1.01%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
10
Reduced
9
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$20.1M +$1.05M +100,693 +6%
Wells Fargo
2
Wells Fargo
California
$2.04M +$312K +29,842 +18%
Morgan Stanley
3
Morgan Stanley
New York
$1.72M -$78.6K -7,507 -4%
Invesco
4
Invesco
Georgia
$1.66M +$112K +10,708 +7%
MCC
5
Mid Continent Capital
Illinois
$1.01M -$5.24K -500 -0.5%
Bank of America
6
Bank of America
North Carolina
$886K +$107K +10,177 +14%
1CP
7
1607 Capital Partners
Virginia
$783K +$153K +14,616 +24%
GC
8
Guggenheim Capital
Illinois
$584K +$279K +26,663 +92%
CA
9
Cetera Advisors
Colorado
$456K -$171K -16,345 -27%
SFS
10
Shaker Financial Services
Virginia
$298K +$298K +28,462 New
WCM
11
Windsor Capital Management
Arizona
$294K -$75.1K -7,176 -20%
U
12
UBS
Switzerland
$258K -$7.7K -735 -3%
LPL Financial
13
LPL Financial
California
$246K -$58.4K -5,577 -19%
RJA
14
Raymond James & Associates
Florida
$224K +$224K +21,350 New
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$211K +$7.07K +675 +3%
Mariner
16
Mariner
Kansas
$185K +$185K +17,663 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$149K +$89.5K +8,548 +149%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$115K +$1.43K +137 +1%
WPP
19
Whalerock Point Partners
Rhode Island
$106K
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$50K -$42.8K -4,092 -46%
BC
21
Bartlett & Co
Ohio
$46K
MSFP
22
Mark Sheptoff Financial Planning
Connecticut
$42K
Creative Planning
23
Creative Planning
Kansas
$27K
SSB
24
Sandy Spring Bank
Maryland
$23K
Citigroup
25
Citigroup
New York
$21K

DUC Hedge Fund Activity: Q2 2014 in Review

35 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility & Corporate Bond Trust (DUC) for Q2 2014, worth a combined $31.7M — up 7.8% from $29.4M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new DUC positions and 4 closed out — a net gain of 2 holders — while 10 added to existing stakes and 9 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $1.05M. The largest seller was AQR Capital Management, exiting entirely with an estimated $268K sold.

  • 35 institutional investors held Duff & Phelps Utility & Corporate Bond Trust (DUC) as of Q2 2014, up from 33 in Q1 2014.
  • Funds reported $31.7M of Duff & Phelps Utility & Corporate Bond Trust stock for Q2 2014, up 7.8% quarter-over-quarter.
  • 6 funds opened new Duff & Phelps Utility & Corporate Bond Trust positions in Q2 2014 and 4 closed out, a net change of +2 holders.
  • The largest Duff & Phelps Utility & Corporate Bond Trust buyer in Q2 2014 was Sit Investment Associates, an estimated $1.05M added.
  • The largest Duff & Phelps Utility & Corporate Bond Trust seller in Q2 2014 was AQR Capital Management, an estimated $268K sold.

Based on aggregated 13F filings for Q2 2014.