DUC

Duff & Phelps Utility & Corporate Bond Trust
DUC

Overview Fund Activity
Delisted

DUC was delisted on the 5th of March, 2021.

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39 hedge funds and large institutions have $17.8M invested in Duff & Phelps Utility & Corporate Bond Trust in 2013 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 8 increasing their positions, 13 reducing their positions, and 4 closing their positions.

Holders
39
Holders Change
+5
Holders Change %
+14.71%
% of All Funds
1.27%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
8
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$5.44M
2
DA
2
Doliver Advisors
Texas
$413K
3
WAM
3
Wolverine Asset Management
Illinois
$416K
4
ICOA
4
Investment Centers of America
North Dakota
$261K
5
Wells Fargo
5
Wells Fargo
California
$565K

Top Sellers

1
KC
1
Kingfisher Capital
North Carolina
$0
2
MCC
2
Mid Continent Capital
Illinois
$2.06M
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$0
4
GC
4
Guggenheim Capital
Illinois
$584K
5
LPL Financial
5
LPL Financial
California
$385K
Name Market Value Shares Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$5.44M 521,353 +521,353 New
Morgan Stanley
2
Morgan Stanley
New York
$2.18M 208,406 +3,714 +2%
MCC
3
Mid Continent Capital
Illinois
$2.06M 197,300 -35,075 -15%
Invesco
4
Invesco
Georgia
$1.45M 138,885 +9,570 +7%
Bank of America
5
Bank of America
North Carolina
$821K 78,700 -993 -1%
CA
6
Cetera Advisors
Colorado
$735K 70,423 -840 -1%
GC
7
Guggenheim Capital
Illinois
$584K 55,899 -17,185 -24%
Wells Fargo
8
Wells Fargo
California
$565K 54,128 +21,604 +66%
WAM
9
Wolverine Asset Management
Illinois
$416K 39,922 +36,852 +1,200%
DA
10
Doliver Advisors
Texas
$413K 39,564 +39,564 New
LPL Financial
11
LPL Financial
California
$385K 38,139 -6,058 -14%
WCM
12
Windsor Capital Management
Arizona
$370K 35,482 -1,877 -5%
SFS
13
Shaker Financial Services
Virginia
$325K 31,094 +16,220 +109%
U
14
UBS
Switzerland
$289K 27,661 -647 -2%
ICOA
15
Investment Centers of America
North Dakota
$261K 25,082 +25,082 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$230K 22,016 -2,300 -9%
AQR Capital Management
17
AQR Capital Management
Connecticut
$180K 17,263 +17,263 New
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$162K 15,542 +15,542 New
Goldman Sachs
19
Goldman Sachs
New York
$152K 14,535 +14,535 New
KFS
20
KMS Financial Services
Washington
$149K 14,300 – –
1CP
21
1607 Capital Partners
Virginia
$104K 9,989 +9,989 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$95K 9,086 +2,872 +46%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$64K 6,144 -2,111 -26%
Ameriprise
24
Ameriprise
Minnesota
$55K 5,222 – –
Citigroup
25
Citigroup
New York
$52K 4,953 -834 -14%
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