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DUC

Duff & Phelps Utility & Corporate Bond Trust

Delisted

DUC was delisted on the 5th of March, 2021.

36 hedge funds and large institutions have $68.6M invested in Duff & Phelps Utility & Corporate Bond Trust in 2015 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

12% more capital invested

Capital invested by funds: $61.5M → $68.6M (+$7.08M)

6% more funds holding

Funds holding: 3436 (+2)

0% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 11

Holders
36
Holders Change
+2
Holders Change %
+5.88%
% of All Funds
0.97%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
11
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$30.7M +$2.33M +242,985 +8%
KIM
2
Karpus Investment Management
New York
$17.6M +$5.94M +619,461 +49%
Wells Fargo
3
Wells Fargo
California
$9.43M +$4.09M +426,713 +74%
Invesco
4
Invesco
Georgia
$2.25M +$93.6K +9,760 +4%
1CP
5
1607 Capital Partners
Virginia
$1.94M +$526K +54,845 +36%
Morgan Stanley
6
Morgan Stanley
New York
$1.22M -$377K -39,262 -23%
GC
7
Guggenheim Capital
Illinois
$916K -$209K -21,838 -18%
Bank of America
8
Bank of America
North Carolina
$913K +$18.3K +1,913 +2%
WAM
9
Wolverine Asset Management
Illinois
$698K -$860K -89,617 -55%
LCM
10
Landscape Capital Management
New Jersey
$342K +$223K +23,262 +176%
LPL Financial
11
LPL Financial
California
$318K -$14.1K -1,467 -4%
HighTower Advisors
12
HighTower Advisors
Illinois
$318K +$325K +33,900 New
UBS Group
13
UBS Group
Switzerland
$283K +$98.3K +10,252 +51%
PPA
14
Parametric Portfolio Associates
Washington
$232K -$2.13K -222 -0.9%
FNT
15
First Nebraska Trust
Nebraska
$211K
CA
16
Cetera Advisors
Colorado
$211K -$18.4K -1,915 -8%
Mariner
17
Mariner
Kansas
$201K +$1.74K +181 +0.9%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$172K +$1.68K +175 +1%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$142K -$3.16K -329 -2%
WCM
20
Windsor Capital Management
Arizona
$130K -$24.5K -2,558 -16%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$128K +$131K +13,678 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$53K
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$41K -$45.1K -4,702 -51%
BC
24
Bartlett & Co
Ohio
$41K
MSFP
25
Mark Sheptoff Financial Planning
Connecticut
$37K

DUC Hedge Fund Activity: Q2 2015 in Review

36 of the 3,712 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility & Corporate Bond Trust (DUC) for Q2 2015, worth a combined $68.6M — up 12% from $61.5M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new DUC positions and 4 closed out — a net gain of 2 holders — while 11 added to existing stakes and 11 trimmed.

The largest buyer was Karpus Investment Management, adding an estimated $5.94M. The largest seller was Shaker Financial Services, exiting entirely with an estimated $2.33M sold.

  • 36 institutional investors held Duff & Phelps Utility & Corporate Bond Trust (DUC) as of Q2 2015, up from 34 in Q1 2015.
  • Funds reported $68.6M of Duff & Phelps Utility & Corporate Bond Trust stock for Q2 2015, up 12% quarter-over-quarter.
  • 6 funds opened new Duff & Phelps Utility & Corporate Bond Trust positions in Q2 2015 and 4 closed out, a net change of +2 holders.
  • The largest Duff & Phelps Utility & Corporate Bond Trust buyer in Q2 2015 was Karpus Investment Management, an estimated $5.94M added.
  • The largest Duff & Phelps Utility & Corporate Bond Trust seller in Q2 2015 was Shaker Financial Services, an estimated $2.33M sold.

Based on aggregated 13F filings for Q2 2015.