DUC

Duff & Phelps Utility & Corporate Bond Trust
DUC

Overview Fund Activity
Delisted

DUC was delisted on the 5th of March, 2021.

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38 hedge funds and large institutions have $158M invested in Duff & Phelps Utility & Corporate Bond Trust in 2020 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 1 closing their positions.

Holders
38
Holders Change
+7
Holders Change %
+22.58%
% of All Funds
0.77%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
9
Reduced
7
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$3.95M
2
SCM
2
Shelton Capital Management
Colorado
$3.09M
3
KIM
3
Karpus Investment Management
New York
$101M
4
SFS
4
Shaker Financial Services
Virginia
$484K
5
Bank of America
5
Bank of America
North Carolina
$932K

Top Sellers

1
Invesco
1
Invesco
Georgia
$345K
2
SIA
2
Sit Investment Associates
Minnesota
$13.1M
3
IA
3
Icon Advisers
Colorado
$2.78M
4
1CP
4
1607 Capital Partners
Virginia
$16.1M
5
GC
5
Guggenheim Capital
Illinois
$1.26M
Name Market Value Shares Shares
Change 		Shares
Change %
KIM
1
Karpus Investment Management
New York
$101M 10,889,647 +52,997 +0.5%
1CP
2
1607 Capital Partners
Virginia
$16.1M 1,744,719 -68,594 -4%
SIA
3
Sit Investment Associates
Minnesota
$13.1M 1,416,271 -173,364 -11%
Wells Fargo
4
Wells Fargo
California
$10.4M 1,122,108 +1 +0%
RCM
5
Rivernorth Capital Management
Florida
$3.95M 427,641 +397,020 +1,297%
SCM
6
Shelton Capital Management
Colorado
$3.09M 334,445 +334,445 New
IA
7
Icon Advisers
Colorado
$2.78M 301,306 -99,986 -25%
GC
8
Guggenheim Capital
Illinois
$1.26M 136,166 -29,913 -18%
DWM
9
Dakota Wealth Management
Florida
$1.12M 120,975 – –
Lido Advisors
10
Lido Advisors
California
$954K 103,400 +19,295 +23%
Bank of America
11
Bank of America
North Carolina
$932K 101,012 +19,459 +24%
Morgan Stanley
12
Morgan Stanley
New York
$590K 63,951 +7,948 +14%
SFS
13
Shaker Financial Services
Virginia
$484K 52,462 +52,462 New
GCP
14
Gill Capital Partners
Colorado
$438K 47,496 -1,075 -2%
UBS Group
15
UBS Group
Switzerland
$422K 45,671 +1,798 +4%
LPL Financial
16
LPL Financial
California
$347K 37,544 +1,312 +4%
Invesco
17
Invesco
Georgia
$345K 37,413 -255,747 -87%
KA
18
Kovack Advisors
Florida
$272K 29,500 +1,000 +4%
Fiera Capital (Canada)
19
Fiera Capital (Canada)
Quebec, Canada
$243K 26,333 – –
LA
20
LVW Advisors
New York
$141K 15,325 +15,325 New
RFM
21
Royal Fund Management
Florida
$128K 13,949 – –
Franklin Resources
22
Franklin Resources
California
$120K 13,000 – –
HKAM
23
Horizon Kinetics Asset Management
New York
$115K 12,425 – –
DAS
24
Dynamic Advisor Solutions
Arizona
$103K 11,124 +11,124 New
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$40K 4,339 – –
1
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