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DUC

Duff & Phelps Utility & Corporate Bond Trust

Delisted

DUC was delisted on the 5th of March, 2021.

39 hedge funds and large institutions have $158M invested in Duff & Phelps Utility & Corporate Bond Trust in 2020 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

700% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 1

43% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 7

22% more funds holding

Funds holding: 3239 (+7)

0% more capital invested

Capital invested by funds: $158M → $158M (+$665K)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
39
Holders Change
+7
Holders Change %
+21.88%
% of All Funds
0.79%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
10
Reduced
7
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$101M +$494K +52,997 +0.5%
1CP
2
1607 Capital Partners
Virginia
$16.1M -$639K -68,594 -4%
SIA
3
Sit Investment Associates
Minnesota
$13.1M -$1.61M -173,364 -11%
Wells Fargo
4
Wells Fargo
California
$10.4M +$9 +1 +0%
RCM
5
Rivernorth Capital Management
Florida
$3.95M +$3.7M +397,020 +1,297%
SCM
6
Shelton Capital Management
Colorado
$3.09M +$3.11M +334,445 New
IA
7
Icon Advisers
Colorado
$2.78M -$931K -99,986 -25%
GC
8
Guggenheim Capital
Illinois
$1.26M -$279K -29,913 -18%
DWM
9
Dakota Wealth Management
Florida
$1.12M
Lido Advisors
10
Lido Advisors
California
$954K +$180K +19,295 +23%
Bank of America
11
Bank of America
North Carolina
$932K +$181K +19,459 +24%
Morgan Stanley
12
Morgan Stanley
New York
$590K +$74K +7,948 +14%
SFS
13
Shaker Financial Services
Virginia
$484K +$489K +52,462 New
GCP
14
Gill Capital Partners
Colorado
$438K -$10K -1,075 -2%
UBS Group
15
UBS Group
Switzerland
$422K +$16.7K +1,798 +4%
LPL Financial
16
LPL Financial
California
$347K +$12.2K +1,312 +4%
Invesco
17
Invesco
Georgia
$345K -$2.38M -255,747 -87%
KA
18
Kovack Advisors
Florida
$272K +$9.31K +1,000 +4%
Fiera Capital (Canada)
19
Fiera Capital (Canada)
Quebec, Canada
$243K
FNT
20
First Nebraska Trust
Nebraska
$201K +$6.15K +660 +3%
LA
21
LVW Advisors
New York
$141K +$143K +15,325 New
RFM
22
Royal Fund Management
Florida
$128K
Franklin Resources
23
Franklin Resources
California
$120K
HKAM
24
Horizon Kinetics Asset Management
New York
$115K
DAS
25
Dynamic Advisor Solutions
Arizona
$103K +$104K +11,124 New

DUC Hedge Fund Activity: Q3 2020 in Review

39 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility & Corporate Bond Trust (DUC) for Q3 2020, worth a combined $158M — up 0.42% from $158M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new DUC positions and 1 closed out — a net gain of 7 holders — while 10 added to existing stakes and 7 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $3.7M. The largest seller was Invesco, cutting an estimated $2.38M.

  • 39 institutional investors held Duff & Phelps Utility & Corporate Bond Trust (DUC) as of Q3 2020, up from 32 in Q2 2020.
  • Funds reported $158M of Duff & Phelps Utility & Corporate Bond Trust stock for Q3 2020, up 0.42% quarter-over-quarter.
  • 8 funds opened new Duff & Phelps Utility & Corporate Bond Trust positions in Q3 2020 and 1 closed out, a net change of +7 holders.
  • The largest Duff & Phelps Utility & Corporate Bond Trust buyer in Q3 2020 was Rivernorth Capital Management, an estimated $3.7M added.
  • The largest Duff & Phelps Utility & Corporate Bond Trust seller in Q3 2020 was Invesco, an estimated $2.38M sold.

Based on aggregated 13F filings for Q3 2020.