SFS
DUC

Shaker Financial Services’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

Shaker Financial Services’s Portfolio DUC Stock Details DUC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q4 		– Sell
-52,462
Closed -$484K – 198
2020
Q3 		$484K Buy
+52,462
New +$489K 0.26% 102
2020
Q1 		– Sell
-53,574
Closed -$490K – 195
2019
Q4 		$490K Buy
53,574
+7,218
+16% +$66.1K 0.23% 93
2019
Q3 		$429K Sell
46,356
-50,242
-52% -$446K 0.22% 104
2019
Q2 		$845K Buy
+96,598
New +$836K 0.44% 65
2018
Q4 		– Sell
-75,390
Closed -$633K – 162
2018
Q3 		$633K Buy
+75,390
New +$641K 0.3% 81
2018
Q2 		– Sell
-177,852
Closed -$1.53M – 138
2018
Q1 		$1.53M Buy
177,852
+35,152
+25% +$306K 0.74% 53
2017
Q4 		$1.26M Sell
142,700
-59,919
-30% -$540K 0.6% 56
2017
Q3 		$1.87M Sell
202,619
-61,548
-23% -$568K 0.99% 35
2017
Q2 		$2.43M Buy
264,167
+134,002
+103% +$1.24M 1.37% 27
2017
Q1 		$1.2M Buy
+130,165
New +$1.21M 0.68% 49
2016
Q4 		– Sell
-63,560
Closed -$621K – 139
2016
Q3 		$621K Buy
+63,560
New +$618K 0.41% 72
2015
Q2 		– Sell
-238,849
Closed -$2.33M – 143
2015
Q1 		$2.33M Buy
238,849
+45,303
+23% +$442K 1.45% 23
2014
Q4 		$1.9M Buy
193,546
+23,065
+14% +$227K 1.22% 29
2014
Q3 		$1.67M Buy
170,481
+142,019
+499% +$1.45M 1.08% 38
2014
Q2 		$298K Buy
+28,462
New +$298K 0.18% 117
2014
Q1 		– Sell
-79,825
Closed -$801K – 173
2013
Q4 		$801K Buy
79,825
+48,731
+157% +$496K 0.56% 67
2013
Q3 		$325K Buy
31,094
+16,220
+109% +$168K 0.24% 124
2013
Q2 		$163K Buy
+14,874
New +$177K 0.12% 143

Other funds holding DUC

KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
CCP
Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return
Lido Advisors
Lido Advisors Los Angeles, California $32.7B AUM 19.2% 1-Year Est. Return
DWM
Dakota Wealth Management Palm Beach Gardens, Florida $4.62B AUM 33.09% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Shaker Financial Services's DUC Position: Q4 2020 in Review

Shaker Financial Services sold out of Duff & Phelps Utility & Corporate Bond Trust (DUC) in Q4 2020, closing a stake of 52,462 shares — an estimated $484K sold.

Shaker Financial Services first reported a position in DUC in Q2 2013 and held it in 18 quarters. The position peaked at $2.43M in Q2 2017. 36 funds tracked by Wall St. Rank hold DUC as of Q4 2020.

  • Shaker Financial Services reported no remaining Duff & Phelps Utility & Corporate Bond Trust position as of Q4 2020 after selling out during the quarter.
  • Shaker Financial Services sold 52,462 Duff & Phelps Utility & Corporate Bond Trust shares in Q4 2020, an estimated $484K.
  • Shaker Financial Services first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q2 2013 and held it in 18 quarters.
  • Shaker Financial Services's Duff & Phelps Utility & Corporate Bond Trust position peaked at $2.43M in Q2 2017.
  • 36 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q4 2020.

Based on Shaker Financial Services's 13F filing for Q4 2020, filed 3 Feb 2021.