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DUC

Duff & Phelps Utility & Corporate Bond Trust

Delisted

DUC was delisted on the 5th of March, 2021.

45 hedge funds and large institutions have $100M invested in Duff & Phelps Utility & Corporate Bond Trust in 2017 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 2

32% more funds holding

Funds holding: 3445 (+11)

20% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 10

4% more capital invested

Capital invested by funds: $95.7M → $100M (+$4.28M)

Holders
45
Holders Change
+11
Holders Change %
+32.35%
% of All Funds
1.02%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
12
Reduced
10
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$36.8M +$336K +37,245 +0.9%
Wells Fargo
2
Wells Fargo
California
$29.1M +$6.7M +743,189 +29%
KIM
3
Karpus Investment Management
New York
$13.5M +$46.8K +5,190 +0.3%
1CP
4
1607 Capital Partners
Virginia
$9.07M +$259K +28,702 +3%
Invesco
5
Invesco
Georgia
$2.4M +$13.5K +1,492 +0.6%
SFS
6
Shaker Financial Services
Virginia
$1.26M -$540K -59,919 -30%
GC
7
Guggenheim Capital
Illinois
$1.09M +$201K +22,302 +22%
PCP
8
Proficio Capital Partners
Massachusetts
$1.01M -$74.3K -8,240 -7%
Bank of America
9
Bank of America
North Carolina
$840K +$14.8K +1,643 +2%
Morgan Stanley
10
Morgan Stanley
New York
$431K -$198K -21,977 -31%
SG Americas Securities
11
SG Americas Securities
New York
$413K +$421K +46,720 New
CRC
12
Curi RMB Capital
Illinois
$406K +$414K +45,916 New
LCM
13
Landscape Capital Management
New Jersey
$311K +$317K +35,188 New
UBS Group
14
UBS Group
Switzerland
$309K +$43.4K +4,808 +16%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$279K +$284K +31,501 New
Janus Henderson Group
16
Janus Henderson Group
United Kingdom
$265K +$270K +29,972 New
DA
17
Doliver Advisors
Texas
$242K +$65.9K +7,312 +37%
MA
18
Menlo Advisors
California
$221K
WAM
19
Wolverine Asset Management
Illinois
$217K +$221K +24,546 New
CA
20
Cetera Advisors
Colorado
$211K -$12.7K -1,405 -6%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$211K +$38.7K +4,288 +22%
LPL Financial
22
LPL Financial
California
$190K -$127K -14,141 -40%
HK
23
Horizon Kinetics
New York
$182K
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$177K -$13.9K -1,537 -7%
FNT
25
First Nebraska Trust
Nebraska
$170K -$4.73K -525 -3%

DUC Hedge Fund Activity: Q4 2017 in Review

45 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility & Corporate Bond Trust (DUC) for Q4 2017, worth a combined $100M — up 4.5% from $95.7M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new DUC positions and 2 closed out — a net gain of 11 holders — while 12 added to existing stakes and 10 trimmed.

The largest buyer was Wells Fargo, adding an estimated $6.7M. The largest seller was Shaker Financial Services, cutting an estimated $540K.

  • 45 institutional investors held Duff & Phelps Utility & Corporate Bond Trust (DUC) as of Q4 2017, up from 34 in Q3 2017.
  • Funds reported $100M of Duff & Phelps Utility & Corporate Bond Trust stock for Q4 2017, up 4.5% quarter-over-quarter.
  • 13 funds opened new Duff & Phelps Utility & Corporate Bond Trust positions in Q4 2017 and 2 closed out, a net change of +11 holders.
  • The largest Duff & Phelps Utility & Corporate Bond Trust buyer in Q4 2017 was Wells Fargo, an estimated $6.7M added.
  • The largest Duff & Phelps Utility & Corporate Bond Trust seller in Q4 2017 was Shaker Financial Services, an estimated $540K sold.

Based on aggregated 13F filings for Q4 2017.