DUC

Duff & Phelps Utility & Corporate Bond Trust
DUC

Overview Fund Activity
Delisted

DUC was delisted on the 5th of March, 2021.

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35 hedge funds and large institutions have $92.6M invested in Duff & Phelps Utility & Corporate Bond Trust in 2016 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 14 reducing their positions, and 4 closing their positions.

Holders
35
Holders Change
–
Holders Change %
0%
% of All Funds
0.88%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
7
Reduced
14
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$20.6M
2
1CP
2
1607 Capital Partners
Virginia
$9.9M
3
Fiera Capital (Canada)
3
Fiera Capital (Canada)
Quebec, Canada
$832K
4
Invesco
4
Invesco
Georgia
$2.5M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$228K

Top Sellers

1
SIA
1
SeaBridge Investment Advisors
New Jersey
$0
2
KIM
2
Karpus Investment Management
New York
$16.1M
3
SFS
3
Shaker Financial Services
Virginia
$0
4
Bank of America
4
Bank of America
North Carolina
$695K
5
Morgan Stanley
5
Morgan Stanley
New York
$837K
Name Market Value Shares Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$36.5M 3,864,885 -6,767 -0.2%
Wells Fargo
2
Wells Fargo
California
$20.6M 2,186,940 +595,595 +37%
KIM
3
Karpus Investment Management
New York
$16.1M 1,704,733 -68,350 -4%
1CP
4
1607 Capital Partners
Virginia
$9.9M 1,049,000 +234,776 +29%
Invesco
5
Invesco
Georgia
$2.5M 264,459 +43,417 +20%
PCP
6
Proficio Capital Partners
Massachusetts
$1.46M 154,768 -720 -0.5%
Morgan Stanley
7
Morgan Stanley
New York
$837K 88,699 -13,526 -13%
Fiera Capital (Canada)
8
Fiera Capital (Canada)
Quebec, Canada
$832K 88,200 +88,200 New
Bank of America
9
Bank of America
North Carolina
$695K 73,608 -16,987 -19%
GC
10
Guggenheim Capital
Illinois
$590K 62,534 -4,082 -6%
LPL Financial
11
LPL Financial
California
$424K 44,795 +1,319 +3%
MA
12
Menlo Advisors
California
$257K 27,245 – –
CA
13
Cetera Advisors
Colorado
$255K 26,994 -1,299 -5%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$228K 24,130 +5,926 +33%
Mariner
15
Mariner
Kansas
$215K 22,755 +228 +1%
HK
16
Horizon Kinetics
New York
$195K 20,700 -150 -0.7%
DA
17
Doliver Advisors
Texas
$177K 18,781 -2,117 -10%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$176K 18,653 -1,831 -9%
RJA
19
Raymond James & Associates
Florida
$144K 15,240 -760 -5%
UBS Group
20
UBS Group
Switzerland
$133K 14,107 -1,126 -7%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$130K 13,752 -5,264 -28%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$67K 7,175 +4,410 +159%
MSFP
23
Mark Sheptoff Financial Planning
Connecticut
$37K 3,971 – –
WB
24
Webster Bank
Connecticut
$29K 3,034 +3,034 New
BC
25
Bartlett & Co
Ohio
$26K 2,750 – –
1
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