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DUC

Duff & Phelps Utility & Corporate Bond Trust

Delisted

DUC was delisted on the 5th of March, 2021.

36 hedge funds and large institutions have $92.8M invested in Duff & Phelps Utility & Corporate Bond Trust in 2016 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% more capital invested

Capital invested by funds: $90.1M → $92.8M (+$2.74M)

0% more funds holding

Funds holding: 3636 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

43% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 14

Holders
36
Holders Change
Holders Change %
0%
% of All Funds
0.9%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
8
Reduced
14
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$36.5M -$63.2K -6,767 -0.2%
Wells Fargo
2
Wells Fargo
California
$20.6M +$5.56M +595,595 +37%
KIM
3
Karpus Investment Management
New York
$16.1M -$638K -68,350 -4%
1CP
4
1607 Capital Partners
Virginia
$9.9M +$2.19M +234,776 +29%
Invesco
5
Invesco
Georgia
$2.5M +$405K +43,417 +20%
PCP
6
Proficio Capital Partners
Massachusetts
$1.46M -$6.72K -720 -0.5%
Morgan Stanley
7
Morgan Stanley
New York
$837K -$126K -13,526 -13%
Fiera Capital (Canada)
8
Fiera Capital (Canada)
Quebec, Canada
$832K +$824K +88,200 New
Bank of America
9
Bank of America
North Carolina
$695K -$159K -16,987 -19%
GC
10
Guggenheim Capital
Illinois
$590K -$38.1K -4,082 -6%
LPL Financial
11
LPL Financial
California
$424K +$12.3K +1,319 +3%
MA
12
Menlo Advisors
California
$257K
CA
13
Cetera Advisors
Colorado
$255K -$12.1K -1,299 -5%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$228K +$55.3K +5,926 +33%
FNT
15
First Nebraska Trust
Nebraska
$218K +$4.67K +500 +2%
Mariner
16
Mariner
Kansas
$215K +$2.13K +228 +1%
HK
17
Horizon Kinetics
New York
$195K -$1.4K -150 -0.7%
DA
18
Doliver Advisors
Texas
$177K -$19.8K -2,117 -10%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$176K -$17.1K -1,831 -9%
RJA
20
Raymond James & Associates
Florida
$144K -$7.1K -760 -5%
UBS Group
21
UBS Group
Switzerland
$133K -$10.5K -1,126 -7%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$130K -$49.2K -5,264 -28%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$67K +$41.2K +4,410 +159%
MSFP
24
Mark Sheptoff Financial Planning
Connecticut
$37K
WB
25
Webster Bank
Connecticut
$29K +$28.3K +3,034 New

DUC Hedge Fund Activity: Q4 2016 in Review

36 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility & Corporate Bond Trust (DUC) for Q4 2016, worth a combined $92.8M — up 3% from $90.1M a quarter earlier.

Fund positioning in DUC was balanced in Q4 2016: 4 funds opened new positions, 4 closed out, 8 added to existing stakes and 14 trimmed.

The largest buyer was Wells Fargo, adding an estimated $5.56M. The largest seller was SeaBridge Investment Advisors, exiting entirely with an estimated $1.55M sold.

  • 36 institutional investors held Duff & Phelps Utility & Corporate Bond Trust (DUC) as of Q4 2016, unchanged from Q3 2016.
  • Funds reported $92.8M of Duff & Phelps Utility & Corporate Bond Trust stock for Q4 2016, up 3% quarter-over-quarter.
  • 4 funds opened new Duff & Phelps Utility & Corporate Bond Trust positions in Q4 2016 and 4 closed out, a net change of 0 holders.
  • The largest Duff & Phelps Utility & Corporate Bond Trust buyer in Q4 2016 was Wells Fargo, an estimated $5.56M added.
  • The largest Duff & Phelps Utility & Corporate Bond Trust seller in Q4 2016 was SeaBridge Investment Advisors, an estimated $1.55M sold.

Based on aggregated 13F filings for Q4 2016.