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DUC

Duff & Phelps Utility & Corporate Bond Trust

Delisted

DUC was delisted on the 5th of March, 2021.

39 hedge funds and large institutions have $93.1M invested in Duff & Phelps Utility & Corporate Bond Trust in 2017 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

3% more funds holding

Funds holding: 3839 (+1)

2% more capital invested

Capital invested by funds: $91.5M → $93.1M (+$1.53M)

7% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 14

Holders
39
Holders Change
+1
Holders Change %
+2.63%
% of All Funds
0.97%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
13
Reduced
14
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$36.5M +$375K +40,506 +1%
Wells Fargo
2
Wells Fargo
California
$20.7M +$874K +94,534 +4%
KIM
3
Karpus Investment Management
New York
$14.9M -$324K -35,000 -2%
1CP
4
1607 Capital Partners
Virginia
$9.54M -$142K -15,332 -1%
Invesco
5
Invesco
Georgia
$2.51M +$79.9K +8,637 +3%
SFS
6
Shaker Financial Services
Virginia
$2.43M +$1.24M +134,002 +103%
PCP
7
Proficio Capital Partners
Massachusetts
$1.13M -$260K -28,114 -19%
Bank of America
8
Bank of America
North Carolina
$847K +$119K +12,853 +16%
GC
9
Guggenheim Capital
Illinois
$785K +$134K +14,492 +20%
Morgan Stanley
10
Morgan Stanley
New York
$656K -$96.9K -10,476 -13%
LPL Financial
11
LPL Financial
California
$307K -$94.9K -10,263 -24%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$241K -$27.3K -2,949 -10%
MA
13
Menlo Advisors
California
$230K +$7.86K +850 +4%
DA
14
Doliver Advisors
Texas
$230K +$11.6K +1,252 +5%
WAM
15
Wolverine Asset Management
Illinois
$217K +$145K +15,696 +197%
CA
16
Cetera Advisors
Colorado
$216K -$22.5K -2,437 -9%
Mariner
17
Mariner
Kansas
$213K +$2.19K +237 +1%
HK
18
Horizon Kinetics
New York
$189K -$1.62K -175 -0.8%
FNT
19
First Nebraska Trust
Nebraska
$182K -$27.7K -3,000 -13%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$174K -$9.25K -1,000 -5%
UBS Group
21
UBS Group
Switzerland
$173K +$22.9K +2,478 +15%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$113K +$114K +12,301 New
RJA
23
Raymond James & Associates
Florida
$94K -$46.2K -5,000 -33%
SG Americas Securities
24
SG Americas Securities
New York
$94K +$94.4K +10,204 New
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$58K -$60.3K -6,523 -51%

DUC Hedge Fund Activity: Q2 2017 in Review

39 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility & Corporate Bond Trust (DUC) for Q2 2017, worth a combined $93.1M — up 1.7% from $91.5M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new DUC positions and 3 closed out — a net gain of 1 holder — while 13 added to existing stakes and 14 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $1.24M. The largest seller was Laurion Capital Management, exiting entirely with an estimated $354K sold.

  • 39 institutional investors held Duff & Phelps Utility & Corporate Bond Trust (DUC) as of Q2 2017, up from 38 in Q1 2017.
  • Funds reported $93.1M of Duff & Phelps Utility & Corporate Bond Trust stock for Q2 2017, up 1.7% quarter-over-quarter.
  • 4 funds opened new Duff & Phelps Utility & Corporate Bond Trust positions in Q2 2017 and 3 closed out, a net change of +1 holder.
  • The largest Duff & Phelps Utility & Corporate Bond Trust buyer in Q2 2017 was Shaker Financial Services, an estimated $1.24M added.
  • The largest Duff & Phelps Utility & Corporate Bond Trust seller in Q2 2017 was Laurion Capital Management, an estimated $354K sold.

Based on aggregated 13F filings for Q2 2017.