DUC

Duff & Phelps Utility & Corporate Bond Trust
DUC

Overview Fund Activity
Delisted

DUC was delisted on the 5th of March, 2021.

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34 hedge funds and large institutions have $152M invested in Duff & Phelps Utility & Corporate Bond Trust in 2019 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
34
Holders Change
-4
Holders Change %
-10.53%
% of All Funds
0.67%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
2
Increased
12
Reduced
8
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
IA
Icon Advisers
Colorado
+$2.63M
2
RCM
Rivernorth Capital Management
Florida
+$1.75M
3
KIM
Karpus Investment Management
New York
+$1.47M
4
CCP
Clough Capital Partners
Massachusetts
+$390K
5
1CP
1607 Capital Partners
Virginia
+$338K

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$3.12M
2
Invesco
Invesco
Georgia
-$392K
3
TJHA
Thomas J. Herzfeld Advisors
Florida
-$185K
4
HSA
HBK Sorce Advisory
Pennsylvania
-$116K
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$113K
Name Holding Trade Value Shares
Change 		Shares
Change %
KIM
1
Karpus Investment Management
New York
$68.5M +$1.47M +160,606 +2%
SIA
2
Sit Investment Associates
Minnesota
$36.5M +$236K +25,786 +0.7%
1CP
3
1607 Capital Partners
Virginia
$16.5M +$338K +36,962 +2%
Wells Fargo
4
Wells Fargo
California
$10.9M -$3.12M -340,885 -22%
IA
5
Icon Advisers
Colorado
$7.37M +$2.63M +287,654 +55%
RCM
6
Rivernorth Capital Management
Florida
$2.76M +$1.75M +191,728 +175%
Invesco
7
Invesco
Georgia
$2.4M -$392K -42,914 -14%
GC
8
Guggenheim Capital
Illinois
$1.54M +$163K +17,858 +12%
DWM
9
Dakota Wealth Management
Florida
$977K +$44.2K +4,841 +5%
UBS Group
10
UBS Group
Switzerland
$732K +$137K +14,939 +23%
SFS
11
Shaker Financial Services
Virginia
$490K +$66K +7,218 +16%
CCP
12
Clough Capital Partners
Massachusetts
$390K +$390K +42,662 New
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$388K -$37.1K -4,064 -9%
Bank of America
14
Bank of America
North Carolina
$357K +$46.2K +5,046 +15%
Lido Advisors
15
Lido Advisors
California
$354K -$15.1K -1,653 -4%
LPL Financial
16
LPL Financial
California
$354K +$12.6K +1,378 +4%
Morgan Stanley
17
Morgan Stanley
New York
$333K -$23K -2,513 -6%
FHA
18
First Horizon Advisors
Tennessee
$236K – – –
FIA
19
FNY Investment Advisers
New York
$193K +$161K +17,678 +505%
Fiera Capital (Canada)
20
Fiera Capital (Canada)
Quebec, Canada
$176K – – –
IAA
21
Independent Advisor Alliance
North Carolina
$131K +$131K +14,358 New
RFM
22
Royal Fund Management
Florida
$127K – – –
HKAM
23
Horizon Kinetics Asset Management
New York
$114K – – –
MSFP
24
Mark Sheptoff Financial Planning
Connecticut
$36K – – –
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$31K -$5.65K -612 -15%
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