HBK Sorce Advisory’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

HBK Sorce Advisory’s Portfolio DUC Stock Details DUC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-12,500	Closed	-$116K	–	452
2019 Q3	$116K	Sell	12,500 -400	-3%	-$3.55K	0.01%	396
2019 Q2	$113K	Hold	12,900	–	–	0.01%	399
2019 Q1	$111K	Hold	12,900	–	–	0.01%	420
2018 Q4	$106K	Hold	12,900	–	–	0.01%	374
2018 Q3	$108K	Hold	12,900	–	–	0.01%	392
2018 Q2	$113K	Buy	12,900 +500	+4%	+$4.25K	0.01%	378
2018 Q1	$106K	Hold	12,400	–	–	0.01%	367
2017 Q4	$110K	Buy	+12,400	New	+$112K	0.01%	382

Other funds holding DUC

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

DWM

Dakota Wealth Management Palm Beach Gardens, Florida $4.62B AUM 33.09% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

HBK Sorce Advisory's DUC Position: Q4 2019 in Review

HBK Sorce Advisory sold out of Duff & Phelps Utility & Corporate Bond Trust (DUC) in Q4 2019, closing a stake of 12,500 shares — an estimated $116K sold.

HBK Sorce Advisory first reported a position in DUC in Q4 2017 and held it in 8 quarters. The position peaked at $116K in Q3 2019. 35 funds tracked by Wall St. Rank hold DUC as of Q4 2019.

HBK Sorce Advisory reported no remaining Duff & Phelps Utility & Corporate Bond Trust position as of Q4 2019 after selling out during the quarter.
HBK Sorce Advisory sold 12,500 Duff & Phelps Utility & Corporate Bond Trust shares in Q4 2019, an estimated $116K.
HBK Sorce Advisory first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q4 2017 and held it in 8 quarters.
HBK Sorce Advisory's Duff & Phelps Utility & Corporate Bond Trust position peaked at $116K in Q3 2019.
35 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q4 2019.

Based on HBK Sorce Advisory's 13F filing for Q4 2019, filed 13 Feb 2020.