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DUC

Duff & Phelps Utility & Corporate Bond Trust

Delisted

DUC was delisted on the 5th of March, 2021.

41 hedge funds and large institutions have $117M invested in Duff & Phelps Utility & Corporate Bond Trust in 2018 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 9 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

14% more funds holding

Funds holding: 3641 (+5)

13% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 8

7% more capital invested

Capital invested by funds: $110M → $117M (+$7.7M)

Holders
41
Holders Change
+5
Holders Change %
+13.89%
% of All Funds
0.94%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
9
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$34.7M -$1.55M -182,130 -4%
Wells Fargo
2
Wells Fargo
California
$33.2M +$1.84M +216,746 +6%
KIM
3
Karpus Investment Management
New York
$30.2M +$5.23M +615,473 +21%
1CP
4
1607 Capital Partners
Virginia
$10.9M +$1.2M +140,700 +13%
Invesco
5
Invesco
Georgia
$2.4M -$85.4K -10,050 -4%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$1.26M +$751K +88,445 +159%
GC
7
Guggenheim Capital
Illinois
$1.15M -$934 -110 -0.1%
Bank of America
8
Bank of America
North Carolina
$664K -$30.2K -3,559 -4%
UBS Group
9
UBS Group
Switzerland
$395K -$38.8K -4,571 -9%
IA
10
Icon Advisers
Colorado
$304K +$295K +34,756 New
Morgan Stanley
11
Morgan Stanley
New York
$271K -$75.8K -8,919 -22%
LPL Financial
12
LPL Financial
California
$225K +$12.1K +1,427 +6%
CWM
13
Cornerstone Wealth Management
Missouri
$212K +$15.6K +1,832 New
RJFSA
14
Raymond James Financial Services Advisors
Florida
$196K +$561 +66 +0.3%
CA
15
Cetera Advisors
Colorado
$184K +$179K +21,059 New
FNT
16
First Nebraska Trust
Nebraska
$169K -$212 -25 -0.1%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$147K -$22.2K -2,610 -13%
HK
18
Horizon Kinetics
New York
$125K
HSA
19
HBK Sorce Advisory
Pennsylvania
$113K +$4.25K +500 +4%
Mariner
20
Mariner
Kansas
$108K +$416 +49 +0.4%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$101K +$1.07K +126 +1%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$38K
SWM
23
SeaCrest Wealth Management
New York
$37K
MSFP
24
Mark Sheptoff Financial Planning
Connecticut
$35K
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$26K

DUC Hedge Fund Activity: Q2 2018 in Review

41 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility & Corporate Bond Trust (DUC) for Q2 2018, worth a combined $117M — up 7% from $110M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new DUC positions and 4 closed out — a net gain of 5 holders — while 9 added to existing stakes and 8 trimmed.

The largest buyer was Karpus Investment Management, adding an estimated $5.23M. The largest seller was Sit Investment Associates, cutting an estimated $1.55M.

  • 41 institutional investors held Duff & Phelps Utility & Corporate Bond Trust (DUC) as of Q2 2018, up from 36 in Q1 2018.
  • Funds reported $117M of Duff & Phelps Utility & Corporate Bond Trust stock for Q2 2018, up 7% quarter-over-quarter.
  • 9 funds opened new Duff & Phelps Utility & Corporate Bond Trust positions in Q2 2018 and 4 closed out, a net change of +5 holders.
  • The largest Duff & Phelps Utility & Corporate Bond Trust buyer in Q2 2018 was Karpus Investment Management, an estimated $5.23M added.
  • The largest Duff & Phelps Utility & Corporate Bond Trust seller in Q2 2018 was Sit Investment Associates, an estimated $1.55M sold.

Based on aggregated 13F filings for Q2 2018.