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DUC

Duff & Phelps Utility & Corporate Bond Trust

Delisted

DUC was delisted on the 5th of March, 2021.

36 hedge funds and large institutions have $110M invested in Duff & Phelps Utility & Corporate Bond Trust in 2018 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 10

10% more capital invested

Capital invested by funds: $100M → $110M (+$9.54M)

20% less funds holding

Funds holding: 4536 (-9)

90% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 10

Holders
36
Holders Change
-9
Holders Change %
-20%
% of All Funds
0.83%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
12
Reduced
10
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$35.6M -$115K -13,234 -0.3%
Wells Fargo
2
Wells Fargo
California
$30.7M +$2.56M +293,489 +9%
KIM
3
Karpus Investment Management
New York
$24.8M +$11.9M +1,371,172 +90%
1CP
4
1607 Capital Partners
Virginia
$9.5M +$716K +82,157 +8%
Invesco
5
Invesco
Georgia
$2.45M +$125K +14,328 +5%
SFS
6
Shaker Financial Services
Virginia
$1.53M +$306K +35,152 +25%
GC
7
Guggenheim Capital
Illinois
$1.13M +$75.4K +8,652 +7%
Bank of America
8
Bank of America
North Carolina
$683K -$134K -15,365 -16%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$479K +$211K +24,269 +77%
UBS Group
10
UBS Group
Switzerland
$427K +$129K +14,835 +42%
Morgan Stanley
11
Morgan Stanley
New York
$342K -$76.9K -8,826 -18%
LPL Financial
12
LPL Financial
California
$209K +$25.5K +2,924 +14%
AGM
13
Alpine Global Management
New York
$196K +$199K +22,805 New
RJFSA
14
Raymond James Financial Services Advisors
Florida
$192K -$12.8K -1,464 -6%
DA
15
Doliver Advisors
Texas
$174K -$61.6K -7,077 -26%
FNT
16
First Nebraska Trust
Nebraska
$166K +$1.04K +119 +0.6%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$166K -$4.94K -567 -3%
LCM
18
Landscape Capital Management
New Jersey
$133K -$171K -19,675 -56%
HK
19
Horizon Kinetics
New York
$123K -$54K -6,200 -30%
Mariner
20
Mariner
Kansas
$106K -$113 -13 -0.1%
HSA
21
HBK Sorce Advisory
Pennsylvania
$106K
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$98K +$1.19K +136 +1%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$37K -$39.3K -4,514 -51%
SWM
24
SeaCrest Wealth Management
New York
$36K
MSFP
25
Mark Sheptoff Financial Planning
Connecticut
$34K

DUC Hedge Fund Activity: Q1 2018 in Review

36 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility & Corporate Bond Trust (DUC) for Q1 2018, worth a combined $110M — up 9.5% from $100M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of DUC and 1 opened new positions — a net loss of 9 holders — while 10 trimmed existing stakes and 12 added.

The largest buyer was Karpus Investment Management, adding an estimated $11.9M. The largest seller was Proficio Capital Partners, exiting entirely with an estimated $1.01M sold.

  • 36 institutional investors held Duff & Phelps Utility & Corporate Bond Trust (DUC) as of Q1 2018, down from 45 in Q4 2017.
  • Funds reported $110M of Duff & Phelps Utility & Corporate Bond Trust stock for Q1 2018, up 9.5% quarter-over-quarter.
  • 1 fund opened new Duff & Phelps Utility & Corporate Bond Trust positions in Q1 2018 and 10 closed out, a net change of -9 holders.
  • The largest Duff & Phelps Utility & Corporate Bond Trust buyer in Q1 2018 was Karpus Investment Management, an estimated $11.9M added.
  • The largest Duff & Phelps Utility & Corporate Bond Trust seller in Q1 2018 was Proficio Capital Partners, an estimated $1.01M sold.

Based on aggregated 13F filings for Q1 2018.