Proficio Capital Partners’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

Proficio Capital Partners’s Portfolio DUC Stock Details DUC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-113,704	Closed	-$1.01M	–	1361
2017 Q4	$1.01M	Sell	113,704 -8,240	-7%	-$74.3K	0.32%	54
2017 Q3	$1.13M	Hold	121,944	–	–	0.46%	46
2017 Q2	$1.13M	Sell	121,944 -28,114	-19%	-$260K	0.47%	47
2017 Q1	$1.39M	Sell	150,058 -4,710	-3%	-$43.9K	0.61%	45
2016 Q4	$1.46M	Sell	154,768 -720	-0.5%	-$6.72K	0.62%	37
2016 Q3	$1.52M	Buy	155,488 +1,595	+1%	+$15.5K	0.88%	29
2016 Q2	$1.51M	Buy	153,893 +7,967	+5%	+$76.8K	0.95%	27
2016 Q1	$1.4M	Buy	145,926 +27,402	+23%	+$254K	1.17%	20
2015 Q4	$1.09M	Buy	+118,524	New	+$1.11M	1.07%	27

Other funds holding DUC

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Proficio Capital Partners's DUC Position: Q1 2018 in Review

Proficio Capital Partners sold out of Duff & Phelps Utility & Corporate Bond Trust (DUC) in Q1 2018, closing a stake of 113,704 shares — an estimated $1.01M sold.

Proficio Capital Partners first reported a position in DUC in Q4 2015 and held it in 9 quarters. The position peaked at $1.52M in Q3 2016. 36 funds tracked by Wall St. Rank hold DUC as of Q1 2018.

Proficio Capital Partners reported no remaining Duff & Phelps Utility & Corporate Bond Trust position as of Q1 2018 after selling out during the quarter.
Proficio Capital Partners sold 113,704 Duff & Phelps Utility & Corporate Bond Trust shares in Q1 2018, an estimated $1.01M.
Proficio Capital Partners first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q4 2015 and held it in 9 quarters.
Proficio Capital Partners's Duff & Phelps Utility & Corporate Bond Trust position peaked at $1.52M in Q3 2016.
36 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q1 2018.

Based on Proficio Capital Partners's 13F filing for Q1 2018, filed 14 May 2018.