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DUC

Duff & Phelps Utility & Corporate Bond Trust

Delisted

DUC was delisted on the 5th of March, 2021.

38 hedge funds and large institutions have $91.5M invested in Duff & Phelps Utility & Corporate Bond Trust in 2017 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

6% more funds holding

Funds holding: 3638 (+2)

9% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 11

1% less capital invested

Capital invested by funds: $92.8M → $91.5M (-$1.29M)

Holders
38
Holders Change
+2
Holders Change %
+5.56%
% of All Funds
0.95%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
12
Reduced
11
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$36.3M +$665K +71,445 +2%
Wells Fargo
2
Wells Fargo
California
$19.9M -$225K -24,104 -1%
KIM
3
Karpus Investment Management
New York
$15.3M -$425K -45,592 -3%
1CP
4
1607 Capital Partners
Virginia
$9.7M +$39.1K +4,200 +0.4%
Invesco
5
Invesco
Georgia
$2.44M +$3.5K +376 +0.1%
PCP
6
Proficio Capital Partners
Massachusetts
$1.39M -$43.9K -4,710 -3%
SFS
7
Shaker Financial Services
Virginia
$1.2M +$1.21M +130,165 New
Morgan Stanley
8
Morgan Stanley
New York
$754K -$63.6K -6,826 -8%
Bank of America
9
Bank of America
North Carolina
$730K +$53.6K +5,753 +8%
GC
10
Guggenheim Capital
Illinois
$653K +$77.9K +8,359 +13%
LPL Financial
11
LPL Financial
California
$402K -$10.8K -1,162 -3%
LCM
12
Laurion Capital Management
New York
$354K +$358K +38,455 New
RJFSA
13
Raymond James Financial Services Advisors
Florida
$268K +$46.5K +4,991 +21%
CA
14
Cetera Advisors
Colorado
$241K -$6.99K -750 -3%
MA
15
Menlo Advisors
California
$223K -$28.2K -3,030 -11%
DA
16
Doliver Advisors
Texas
$219K +$46.8K +5,025 +27%
Mariner
17
Mariner
Kansas
$212K +$2.16K +232 +1%
FNT
18
First Nebraska Trust
Nebraska
$210K -$3.03K -325 -1%
HK
19
Horizon Kinetics
New York
$191K
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$183K +$11.6K +1,250 +7%
UBS Group
21
UBS Group
Switzerland
$151K +$21K +2,255 +16%
RJA
22
Raymond James & Associates
Florida
$140K
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$118K -$8.83K -948 -7%
WAM
24
Wolverine Asset Management
Illinois
$73K +$74.2K +7,969 New
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$62K -$3.8K -408 -6%

DUC Hedge Fund Activity: Q1 2017 in Review

38 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility & Corporate Bond Trust (DUC) for Q1 2017, worth a combined $91.5M — down 1.4% from $92.8M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new DUC positions and 2 closed out — a net gain of 3 holders — while 12 added to existing stakes and 11 trimmed.

The largest buyer was Shaker Financial Services, opening a new position worth an estimated $1.21M. The largest seller was Fiera Capital (Canada), exiting entirely with an estimated $832K sold.

  • 38 institutional investors held Duff & Phelps Utility & Corporate Bond Trust (DUC) as of Q1 2017, up from 36 in Q4 2016.
  • Funds reported $91.5M of Duff & Phelps Utility & Corporate Bond Trust stock for Q1 2017, down 1.4% quarter-over-quarter.
  • 5 funds opened new Duff & Phelps Utility & Corporate Bond Trust positions in Q1 2017 and 2 closed out, a net change of +3 holders.
  • The largest Duff & Phelps Utility & Corporate Bond Trust buyer in Q1 2017 was Shaker Financial Services, an estimated $1.21M added.
  • The largest Duff & Phelps Utility & Corporate Bond Trust seller in Q1 2017 was Fiera Capital (Canada), an estimated $832K sold.

Based on aggregated 13F filings for Q1 2017.