DUC

Duff & Phelps Utility & Corporate Bond Trust

Delisted

DUC was delisted on the 5th of March, 2021.

37 hedge funds and large institutions have $91.3M invested in Duff & Phelps Utility & Corporate Bond Trust in 2017 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
37
Holders Change
+2
Holders Change %
+5.71%
% of All Funds
0.92%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
12
Reduced
10
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$36.3M +$658K +71,445 +2%
Wells Fargo
2
Wells Fargo
California
$19.9M -$222K -24,104 -1%
KIM
3
Karpus Investment Management
New York
$15.3M -$420K -45,592 -3%
1CP
4
1607 Capital Partners
Virginia
$9.7M +$38.7K +4,200 +0.4%
Invesco
5
Invesco
Georgia
$2.44M +$3.46K +376 +0.1%
PCP
6
Proficio Capital Partners
Massachusetts
$1.39M -$43.6K -4,710 -3%
SFS
7
Shaker Financial Services
Virginia
$1.2M +$1.2M +130,165 New
Morgan Stanley
8
Morgan Stanley
New York
$754K -$62.9K -6,826 -8%
Bank of America
9
Bank of America
North Carolina
$730K +$52.9K +5,753 +8%
GC
10
Guggenheim Capital
Illinois
$653K +$77K +8,359 +13%
LPL Financial
11
LPL Financial
California
$402K -$10.7K -1,162 -3%
LCM
12
Laurion Capital Management
New York
$354K +$354K +38,455 New
RJFSA
13
Raymond James Financial Services Advisors
Florida
$268K +$45.9K +4,991 +21%
CA
14
Cetera Advisors
Colorado
$241K -$6.89K -750 -3%
MA
15
Menlo Advisors
California
$223K -$27.9K -3,030 -11%
DA
16
Doliver Advisors
Texas
$219K +$46.2K +5,025 +27%
Mariner
17
Mariner
Kansas
$212K +$2.14K +232 +1%
HK
18
Horizon Kinetics
New York
$191K
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$183K +$11.5K +1,250 +7%
UBS Group
20
UBS Group
Switzerland
$151K +$20.8K +2,255 +16%
RJA
21
Raymond James & Associates
Florida
$140K
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$118K -$8.74K -948 -7%
WAM
23
Wolverine Asset Management
Illinois
$73K +$73K +7,969 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$62K -$3.74K -408 -6%
MSFP
25
Mark Sheptoff Financial Planning
Connecticut
$37K +$9 +1 +0%