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DUC

Duff & Phelps Utility & Corporate Bond Trust

Delisted

DUC was delisted on the 5th of March, 2021.

32 hedge funds and large institutions have $158M invested in Duff & Phelps Utility & Corporate Bond Trust in 2020 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 10 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 8

11% more capital invested

Capital invested by funds: $141M → $158M (+$16.2M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

11% less funds holding

Funds holding: 3632 (-4)

80% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 5

Holders
32
Holders Change
-4
Holders Change %
-11.11%
% of All Funds
0.66%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
1
Increased
10
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$101M +$11.1M +1,221,378 +13%
1CP
2
1607 Capital Partners
Virginia
$17M -$129K -14,200 -0.8%
SIA
3
Sit Investment Associates
Minnesota
$14.9M +$9.06M +997,310 +168%
Wells Fargo
4
Wells Fargo
California
$10.5M -$269K -29,562 -3%
IA
5
Icon Advisers
Colorado
$3.75M -$2.96M -325,784 -45%
Invesco
6
Invesco
Georgia
$2.74M +$400K +44,035 +18%
GC
7
Guggenheim Capital
Illinois
$1.55M -$108K -11,871 -7%
DWM
8
Dakota Wealth Management
Florida
$1.13M +$94.5K +10,405 +9%
Lido Advisors
9
Lido Advisors
California
$786K +$503K +55,317 +192%
Bank of America
10
Bank of America
North Carolina
$763K +$382K +42,074 +107%
Morgan Stanley
11
Morgan Stanley
New York
$524K +$101K +11,086 +25%
GCP
12
Gill Capital Partners
Colorado
$454K
UBS Group
13
UBS Group
Switzerland
$410K -$109K -11,984 -21%
LPL Financial
14
LPL Financial
California
$339K -$26K -2,860 -7%
RCM
15
Rivernorth Capital Management
Florida
$286K -$18.2M -1,998,239 -98%
KA
16
Kovack Advisors
Florida
$266K
Fiera Capital (Canada)
17
Fiera Capital (Canada)
Quebec, Canada
$246K +$51.5K +5,665 +27%
FNT
18
First Nebraska Trust
Nebraska
$198K -$9.09K -1,000 -5%
RFM
19
Royal Fund Management
Florida
$130K
Franklin Resources
20
Franklin Resources
California
$121K
HKAM
21
Horizon Kinetics Asset Management
New York
$116K
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$41K +$5.26K +579 +15%
MSFP
23
Mark Sheptoff Financial Planning
Connecticut
$37K
Osaic Holdings
24
Osaic Holdings
Arizona
$30K +$227 +25 +0.8%
WB
25
Webster Bank
Connecticut
$19K

DUC Hedge Fund Activity: Q2 2020 in Review

32 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility & Corporate Bond Trust (DUC) for Q2 2020, worth a combined $158M — up 11% from $141M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of DUC and 1 opened new positions — a net loss of 4 holders — while 8 trimmed existing stakes and 10 added.

The largest buyer was Karpus Investment Management, adding an estimated $11.1M. The largest seller was Rivernorth Capital Management, cutting an estimated $18.2M.

  • 32 institutional investors held Duff & Phelps Utility & Corporate Bond Trust (DUC) as of Q2 2020, down from 36 in Q1 2020.
  • Funds reported $158M of Duff & Phelps Utility & Corporate Bond Trust stock for Q2 2020, up 11% quarter-over-quarter.
  • 1 fund opened new Duff & Phelps Utility & Corporate Bond Trust positions in Q2 2020 and 5 closed out, a net change of -4 holders.
  • The largest Duff & Phelps Utility & Corporate Bond Trust buyer in Q2 2020 was Karpus Investment Management, an estimated $11.1M added.
  • The largest Duff & Phelps Utility & Corporate Bond Trust seller in Q2 2020 was Rivernorth Capital Management, an estimated $18.2M sold.

Based on aggregated 13F filings for Q2 2020.