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DUC

Duff & Phelps Utility & Corporate Bond Trust

Delisted

DUC was delisted on the 5th of March, 2021.

39 hedge funds and large institutions have $25.5M invested in Duff & Phelps Utility & Corporate Bond Trust in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more capital invested

Capital invested by funds: $17.8M → $25.5M (+$7.76M)

17% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 12

0% more funds holding

Funds holding: 3939 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

Holders
39
Holders Change
Holders Change %
0%
% of All Funds
1.13%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
14
Reduced
12
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$12.4M +$7.28M +715,611 +137%
Morgan Stanley
2
Morgan Stanley
New York
$1.95M -$147K -14,426 -7%
Wells Fargo
3
Wells Fargo
California
$1.46M +$926K +91,092 +168%
Invesco
4
Invesco
Georgia
$1.42M +$30.9K +3,034 +2%
WAM
5
Wolverine Asset Management
Illinois
$1.25M +$859K +84,509 +212%
MCC
6
Mid Continent Capital
Illinois
$994K -$999K -98,200 -50%
SFS
7
Shaker Financial Services
Virginia
$801K +$496K +48,731 +157%
Bank of America
8
Bank of America
North Carolina
$752K -$38.6K -3,793 -5%
CA
9
Cetera Advisors
Colorado
$653K -$56.5K -5,553 -8%
1CP
10
1607 Capital Partners
Virginia
$603K +$510K +50,100 +502%
AQR Capital Management
11
AQR Capital Management
Connecticut
$394K +$224K +22,044 +128%
WCM
12
Windsor Capital Management
Arizona
$356K +$590 +58 +0.2%
U
13
UBS
Switzerland
$272K -$5.12K -503 -2%
LPL Financial
14
LPL Financial
California
$259K -$126K -12,355 -32%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$193K -$28.5K -2,800 -13%
ICOA
16
Investment Centers of America
North Dakota
$192K -$67.4K -6,630 -26%
SG Americas Securities
17
SG Americas Securities
New York
$170K +$173K +16,990 New
Goldman Sachs
18
Goldman Sachs
New York
$146K +$519 +51 +0.4%
VKH
19
Virtu KCG Holdings
New York
$146K +$148K +14,542 New
LCM
20
Landscape Capital Management
New Jersey
$145K +$147K +14,487 New
KFS
21
KMS Financial Services
Washington
$143K
GC
22
Guggenheim Capital
Illinois
$134K -$432K -42,514 -76%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$131K -$25.4K -2,495 -16%
WPP
24
Whalerock Point Partners
Rhode Island
$101K +$103K +10,139 New
Citigroup
25
Citigroup
New York
$99K +$50.4K +4,958 +100%

DUC Hedge Fund Activity: Q4 2013 in Review

39 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility & Corporate Bond Trust (DUC) for Q4 2013, worth a combined $25.5M — up 44% from $17.8M a quarter earlier.

Fund positioning in DUC was balanced in Q4 2013: 4 funds opened new positions, 4 closed out, 14 added to existing stakes and 12 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $7.28M. The largest seller was Mid Continent Capital, cutting an estimated $999K.

  • 39 institutional investors held Duff & Phelps Utility & Corporate Bond Trust (DUC) as of Q4 2013, unchanged from Q3 2013.
  • Funds reported $25.5M of Duff & Phelps Utility & Corporate Bond Trust stock for Q4 2013, up 44% quarter-over-quarter.
  • 4 funds opened new Duff & Phelps Utility & Corporate Bond Trust positions in Q4 2013 and 4 closed out, a net change of 0 holders.
  • The largest Duff & Phelps Utility & Corporate Bond Trust buyer in Q4 2013 was Sit Investment Associates, an estimated $7.28M added.
  • The largest Duff & Phelps Utility & Corporate Bond Trust seller in Q4 2013 was Mid Continent Capital, an estimated $999K sold.

Based on aggregated 13F filings for Q4 2013.