DUC

Duff & Phelps Utility & Corporate Bond Trust
DUC

Overview Fund Activity
Delisted

DUC was delisted on the 5th of March, 2021.

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39 hedge funds and large institutions have $25.5M invested in Duff & Phelps Utility & Corporate Bond Trust in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 12 reducing their positions, and 4 closing their positions.

Holders
39
Holders Change
–
Holders Change %
0%
% of All Funds
1.13%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
14
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$12.4M
2
Wells Fargo
2
Wells Fargo
California
$1.46M
3
WAM
3
Wolverine Asset Management
Illinois
$1.25M
4
1CP
4
1607 Capital Partners
Virginia
$603K
5
SFS
5
Shaker Financial Services
Virginia
$801K

Top Sellers

1
MCC
1
Mid Continent Capital
Illinois
$994K
2
GC
2
Guggenheim Capital
Illinois
$134K
3
DA
3
Doliver Advisors
Texas
$0
4
Morgan Stanley
4
Morgan Stanley
New York
$1.95M
5
LPL Financial
5
LPL Financial
California
$259K
Name Market Value Shares Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$12.4M 1,236,964 +715,611 +137%
Morgan Stanley
2
Morgan Stanley
New York
$1.95M 193,980 -14,426 -7%
Wells Fargo
3
Wells Fargo
California
$1.46M 145,220 +91,092 +168%
Invesco
4
Invesco
Georgia
$1.42M 141,919 +3,034 +2%
WAM
5
Wolverine Asset Management
Illinois
$1.25M 124,431 +84,509 +212%
MCC
6
Mid Continent Capital
Illinois
$994K 99,100 -98,200 -50%
SFS
7
Shaker Financial Services
Virginia
$801K 79,825 +48,731 +157%
Bank of America
8
Bank of America
North Carolina
$752K 74,907 -3,793 -5%
CA
9
Cetera Advisors
Colorado
$653K 64,870 -5,553 -8%
1CP
10
1607 Capital Partners
Virginia
$603K 60,089 +50,100 +502%
AQR Capital Management
11
AQR Capital Management
Connecticut
$394K 39,307 +22,044 +128%
WCM
12
Windsor Capital Management
Arizona
$356K 35,540 +58 +0.2%
U
13
UBS
Switzerland
$272K 27,158 -503 -2%
LPL Financial
14
LPL Financial
California
$259K 25,784 -12,355 -32%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$193K 19,216 -2,800 -13%
ICOA
16
Investment Centers of America
North Dakota
$192K 18,452 -6,630 -26%
SG Americas Securities
17
SG Americas Securities
New York
$170K 16,990 +16,990 New
Goldman Sachs
18
Goldman Sachs
New York
$146K 14,586 +51 +0.4%
VKH
19
Virtu KCG Holdings
New York
$146K 14,542 +14,542 New
LCM
20
Landscape Capital Management
New Jersey
$145K 14,487 +14,487 New
KFS
21
KMS Financial Services
Washington
$143K 14,300 – –
GC
22
Guggenheim Capital
Illinois
$134K 13,385 -42,514 -76%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$131K 13,047 -2,495 -16%
WPP
24
Whalerock Point Partners
Rhode Island
$101K 10,139 +10,139 New
Citigroup
25
Citigroup
New York
$99K 9,911 +4,958 +100%
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