Mid Continent Capital’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

Mid Continent Capital’s Portfolio DUC Stock Details DUC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-96,600	Closed	-$1.01M	–	322
2014 Q2	$1.01M	Sell	96,600 -500	-0.5%	-$5.24K	0.06%	184
2014 Q1	$1M	Sell	97,100 -2,000	-2%	-$20.8K	0.06%	178
2013 Q4	$994K	Sell	99,100 -98,200	-50%	-$999K	0.06%	177
2013 Q3	$2.06M	Sell	197,300 -35,075	-15%	-$363K	0.14%	122
2013 Q2	$2.54M	Buy	+232,375	New	+$2.77M	0.19%	110

Other funds holding DUC

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return

Mid Continent Capital's DUC Position: Q3 2014 in Review

Mid Continent Capital sold out of Duff & Phelps Utility & Corporate Bond Trust (DUC) in Q3 2014, closing a stake of 96,600 shares — an estimated $1.01M sold.

Mid Continent Capital first reported a position in DUC in Q2 2013 and held it in 5 quarters. The position peaked at $2.54M in Q2 2013. 42 funds tracked by Wall St. Rank hold DUC as of Q3 2014.

Mid Continent Capital reported no remaining Duff & Phelps Utility & Corporate Bond Trust position as of Q3 2014 after selling out during the quarter.
Mid Continent Capital sold 96,600 Duff & Phelps Utility & Corporate Bond Trust shares in Q3 2014, an estimated $1.01M.
Mid Continent Capital first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q2 2013 and held it in 5 quarters.
Mid Continent Capital's Duff & Phelps Utility & Corporate Bond Trust position peaked at $2.54M in Q2 2013.
42 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q3 2014.

Based on Mid Continent Capital's 13F filing for Q3 2014, filed 28 Oct 2014.