DUC

Duff & Phelps Utility & Corporate Bond Trust
DUC

Overview Fund Activity
Delisted

DUC was delisted on the 5th of March, 2021.

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41 hedge funds and large institutions have $34.3M invested in Duff & Phelps Utility & Corporate Bond Trust in 2014 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 4 closing their positions.

Holders
41
Holders Change
+6
Holders Change %
+17.14%
% of All Funds
1.19%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
12
Reduced
9
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$1.67M
2
KIM
2
Karpus Investment Management
New York
$1.12M
3
Wells Fargo
3
Wells Fargo
California
$2.97M
4
DA
4
Doliver Advisors
Texas
$562K
5
Morgan Stanley
5
Morgan Stanley
New York
$1.96M

Top Sellers

1
MCC
1
Mid Continent Capital
Illinois
$0
2
SIA
2
Sit Investment Associates
Minnesota
$18.4M
3
LPL Financial
3
LPL Financial
California
$174K
4
1CP
4
1607 Capital Partners
Virginia
$687K
5
TWA
5
TCI Wealth Advisors
Arizona
$0
Name Market Value Shares Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$18.4M 1,880,195 -40,809 -2%
Wells Fargo
2
Wells Fargo
California
$2.97M 303,278 +109,077 +56%
Morgan Stanley
3
Morgan Stanley
New York
$1.96M 200,497 +36,392 +22%
Invesco
4
Invesco
Georgia
$1.71M 175,084 +16,438 +10%
SFS
5
Shaker Financial Services
Virginia
$1.67M 170,481 +142,019 +499%
KIM
6
Karpus Investment Management
New York
$1.12M 114,698 +114,698 New
Bank of America
7
Bank of America
North Carolina
$820K 83,828 -732 -0.9%
GC
8
Guggenheim Capital
Illinois
$777K 79,391 +23,676 +42%
1CP
9
1607 Capital Partners
Virginia
$687K 70,205 -4,500 -6%
DA
10
Doliver Advisors
Texas
$562K 57,448 +57,448 New
CA
11
Cetera Advisors
Colorado
$420K 42,903 -787 -2%
COLIM
12
City of London Investment Management
United Kingdom
$304K 31,129 +31,129 New
U
13
UBS
Switzerland
$265K 27,059 +2,416 +10%
WCM
14
Windsor Capital Management
Arizona
$264K 26,961 -1,099 -4%
WAM
15
Wolverine Asset Management
Illinois
$239K 24,454 +24,454 New
RJA
16
Raymond James & Associates
Florida
$209K 21,350 – –
VKH
17
Virtu KCG Holdings
New York
$193K 19,739 +19,739 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$190K 19,383 +5,084 +36%
ICOA
19
Investment Centers of America
North Dakota
$187K 19,248 +19,248 New
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$186K 19,016 -1,075 -5%
LPL Financial
21
LPL Financial
California
$174K 17,698 -5,799 -25%
Mariner
22
Mariner
Kansas
$163K 16,656 -1,007 -6%
LCM
23
Landscape Capital Management
New Jersey
$154K 15,694 +15,694 New
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$132K 13,515 +2,547 +23%
TC
25
TFS Capital
Pennsylvania
$116K 11,807 +11,807 New
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